RILY Stock Charts

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Annual

Unit: USD	2024-12-31	2024-09-30	2024-06-30	2024-03-31	2023-12-31	2023-09-30	2023-06-30	2023-03-31	2022-12-31	2022-09-30	2022-06-30	2022-03-31	2021-12-31	2021-09-30	2021-06-30	2021-03-31	2020-12-31	2020-09-30	2020-06-30	2020-03-31	2019-12-31	2019-09-30	2019-06-30	2019-03-31	2018-12-31	2018-09-30	2018-06-30	2018-03-31	2017-12-31	2017-09-30	2017-06-30	2017-03-31	2016-12-31	2016-09-30	2016-06-30	2016-03-31	2015-12-31	2015-09-30	2015-06-30	2015-03-31	2014-12-31	2014-09-30	2014-06-30	2014-03-31	2011-03-31	2010-12-31	2010-09-30	2010-06-30	2010-03-31	2009-12-31	2009-09-30

assets:
cash and cash equivalents	154,877,000	159,247,000	236,895,000	190,690,000	231,964,000	252,288,000	107,581,000	209,971,000	268,618,000	231,805,000	216,098,000	213,584,000	278,933,000	378,205,000	297,396,000	237,590,000	103,602,000	169,676,000	106,253,000	124,231,000	104,268,000	170,587,000	55,609,000	163,462,000	179,440,000	233,918,000	191,274,000	74,339,000	132,823,000	102,409,000	104,670,000	71,541,000	112,105,000	26,474,000	48,123,000	26,786,000	30,012,000	45,922,000	42,128,000	10,331,000	21,600,000	25,542,000	43,043,000	16,904,000	21,902,000	20,080,000	21,018,000	26,493,000	28,297,000	37,989,000	46,839,000
restricted cash	100,475,000	1,366,000	1,728,000	1,889,000	1,875,000	2,060,000	2,321,000	2,351,000	2,308,000	1,578,000	928,000	928,000	927,000	927,000	1,335,000	8,532,000	1,235,000	1,410,000	471,000	471,000	471,000	471,000	2,635,000	7,491,000	838,000	468,000	467,000	23,371,000	19,711,000	9,269,000	5,632,000	518,000	3,294,000	78,287,000	12,108,000	52,000	51,000	124,000	502,000	25,654,000	7,657,000	3,578,000	132,000	80,000	113,000		195,000	1,895,000		459,000	24,956,000
due from clearing brokers	30,713,000	31,867,000	40,911,000	40,875,000	51,334,000	25,579,000	22,289,000	19,145,000	48,737,000	53,472,000	50,597,000	40,350,000	29,657,000	599,715,000	424,949,000	416,925,000	7,089,000	19,589,000	29,089,000	10,879,000	23,818,000	27,791,000	29,245,000	22,418,000	37,738,000	54,891,000	35,242,000	47,896,000	31,479,000	21,580,000	6,297,000
securities and other investments owned, at fair value	282,325,000	341,770,000	664,070,000	949,868,000	1,092,106,000	1,197,587,000	1,072,444,000	1,049,230,000	1,129,268,000	1,238,613,000	1,144,896,000	1,317,101,000	1,532,095,000	1,352,100,000	1,278,773,000	1,166,704,000	777,319,000	459,480,000	399,044,000	287,786,000	451,551,000	326,616,000	270,290,000	288,802,000	273,577,000	222,521,000	160,540,000	150,817,000	145,360,000	95,965,000	78,204,000	41,093,000
securities borrowed	43,022,000	64,004,000	742,940,000	2,050,079,000	2,870,939,000	2,782,000,000	2,938,521,000	2,942,843,000	2,343,327,000	2,243,306,000	2,414,074,000	1,629,773,000	2,090,966,000	1,347,656,000	1,140,023,000	1,313,635,000	765,457,000	676,423,000	786,363,000	674,163,000	814,331,000	720,207,000	759,921,000	827,242,000	931,346,000	1,042,295,000	1,013,988,000	861,092,000	807,089,000	730,022,000	909,331,000
accounts receivable	88,384,000	91,506,000	115,681,000	123,797,000	115,496,000	127,418,000	118,927,000	120,853,000	149,110,000	64,707,000	52,935,000	44,722,000	49,673,000	54,790,000	57,853,000	62,425,000	46,518,000	45,654,000	43,226,000	46,450,000	46,624,000	47,419,000	56,450,000	43,975,000	42,123,000	38,958,000	33,111,000	25,382,000	20,015,000	19,924,000	19,319,000	18,022,000	18,989,000	15,112,000	7,997,000	7,945,000	9,472,000	10,069,000	23,424,000	14,815,000	10,098,000	11,546,000	14,061,000	10,153,000	2,012,000	3,087,000	2,277,000	1,915,000	2,377,000	2,628,000	2,550,000
due from related parties	162,000	189,000	905,000	92,000	172,000	395,000	669,000	372,000	1,081,000	814,000	645,000	1,480,000	2,074,000	1,513,000	734,000	1,079,000	986,000	3,766,000	295,000	4,391,000	5,832,000	6,689,000	4,318,000	1,965,000	1,729,000	9,921,000	8,042,000	6,016,000	5,689,000	6,082,000	6,765,000	4,267,000	3,009,000	731,000	2,255,000	1,875,000	409,000	3,703,000	1,097,000	545,000		66,000	305,000	132,000
loans receivable, at fair value	90,103,000	151,704,000	229,199,000	452,496,000	532,419,000	549,142,000	683,827,000	772,085,000	701,652,000	814,715,000	770,840,000	882,391,000	873,186,000	350,762,000	270,295,000	294,085,000	390,689,000	344,339,000	325,517,000	326,299,000
prepaid expenses and other assets	252,344,000	201,688,000	221,464,000	246,402,000	237,327,000	265,531,000	309,083,000	491,872,000	460,696,000	355,875,000	480,276,000	470,525,000	463,502,000	448,985,000	119,400,000	92,812,000	87,262,000	87,560,000	105,312,000	114,686,000	81,808,000	112,309,000	140,817,000	87,942,000	79,477,000	50,193,000	42,203,000	39,468,000	22,605,000	20,375,000	10,986,000
operating lease right-of-use assets	53,767,000	79,848,000	83,763,000	84,217,000	87,605,000	82,245,000	85,207,000	88,989,000	88,593,000	84,550,000	59,806,000	60,677,000	56,969,000	59,735,000	60,933,000	60,518,000	48,799,000	43,514,000	44,636,000	46,213,000	47,809,000	49,642,000	50,943,000	51,086,000
property and equipment	18,954,000	43,422,000	44,689,000	24,146,000	25,206,000	24,774,000	28,443,000	27,577,000	27,141,000	16,174,000	14,182,000	12,980,000	12,870,000	13,720,000	14,447,000	15,295,000	11,685,000	11,986,000	12,287,000	12,223,000	12,727,000	13,171,000	13,997,000	15,644,000	15,523,000	11,143,000	11,195,000	11,467,000	11,977,000	13,105,000	13,450,000	5,409,000	5,785,000	5,765,000	475,000	519,000	592,000	651,000	729,000	803,000	776,000	862,000	956,000	995,000	1,225,000	1,369,000	1,474,000	1,484,000	1,385,000	1,411,000	1,394,000
goodwill	423,136,000	498,377,000	502,341,000	471,636,000	472,326,000	497,388,000	526,827,000	523,997,000	512,595,000	429,187,000	394,331,000	362,466,000	250,568,000	237,961,000	236,005,000	233,807,000	227,046,000	227,046,000	227,046,000	223,697,000	223,697,000	220,562,000	220,181,000	223,243,000	223,368,000	120,129,000	99,246,000	98,771,000	98,771,000	100,903,000	67,335,000	48,903,000	48,903,000	52,634,000	34,528,000	34,528,000	34,528,000	34,528,000	34,528,000	34,528,000	27,557,000	27,639,000	27,816,000	5,688,000	5,688,000	5,688,000	5,688,000	5,688,000	5,688,000	5,688,000	5,688,000
other intangible assets	146,885,000	187,185,000	319,320,000	311,850,000	322,014,000	333,641,000	354,328,000	366,060,000	374,098,000	296,346,000	270,322,000	211,915,000	207,651,000	196,697,000	200,304,000	205,439,000	190,745,000	194,516,000	199,991,000	212,500,000	220,525,000	79,488,000	82,765,000	88,479,000	91,358,000	51,011,000	52,603,000	54,788,000	56,948,000	59,671,000	45,033,000	39,239,000	41,166,000	40,913,000	4,545,000	4,656,000	4,768,000	4,880,000	4,991,000	5,107,000	2,799,000	2,865,000	2,931,000	140,000	180,000	221,000	262,000	302,000	342,000	382,000	423,000
deferred income taxes	13,393,000	13,402,000	32,376,000	49,607,000	33,595,000	2,808,000	2,845,000	2,845,000	3,978,000									14,223,000	14,329,000	35,786,000	31,522,000	36,041,000	35,969,000	42,789,000	42,399,000	26,901,000	29,222,000	29,227,000	29,229,000	41,474,000	33,407,000	18,894,000	8,619,000	11,509,000	18,722,000	18,841,000	18,992,000	4,645,000	4,645,000	4,645,000	6,420,000	3,649,000	3,637,000	3,870,000	4,999,000	5,463,000	3,270,000	5,459,000	10,047,000	8,475,000	5,561,000
assets held for sale	84,723,000
assets of discontinued operations		291,701,000																																																	116,000
total assets	1,783,263,000	2,157,276,000	3,236,282,000	4,997,644,000	6,074,378,000	6,142,856,000	6,253,312,000	6,618,190,000	6,111,202,000	5,833,987,000	5,875,217,000	5,251,759,000	5,851,919,000	5,046,851,000	4,106,727,000	4,111,811,000	2,662,730,000	2,300,082,000	2,295,272,000	2,130,896,000	2,318,178,000	2,106,891,000	1,978,983,000	1,917,986,000	1,957,710,000	1,920,901,000	1,877,169,000	1,430,329,000	1,386,904,000	1,226,077,000	1,341,420,000	254,933,000	264,618,000	261,354,000	169,538,000	126,147,000	132,420,000	142,369,000	147,345,000	135,901,000	138,990,000	115,760,000	120,853,000	62,905,000	71,082,000	72,274,000	70,194,000	80,003,000	72,831,000	78,673,000	109,454,000
liabilities and equity /
liabilities:
accounts payable	52,564,000	54,522,000	58,932,000	44,791,000	44,550,000	54,030,000	60,264,000	59,969,000	81,384,000	22,167,000	22,428,000	8,634,000	6,326,000	4,028,000	6,101,000	7,487,000	2,722,000	4,226,000	4,301,000	6,858,000	4,477,000	6,239,000	2,136,000	5,217,000	5,646,000	2,278,000	3,790,000	3,180,000	2,650,000	4,046,000	3,184,000	2,498,000	2,703,000	4,188,000	1,084,000	1,466,000	1,123,000
accrued expenses and other liabilities	203,196,000	228,698,000	259,916,000	253,153,000	273,193,000	303,428,000	251,260,000	263,335,000	322,974,000	278,889,000	245,773,000	298,905,000	343,750,000	277,586,000	220,603,000	267,164,000	168,478,000	127,036,000	106,531,000	103,452,000	130,714,000	115,062,000	93,832,000	90,921,000	108,662,000	87,901,000	72,986,000	57,746,000	71,685,000	58,954,000	62,573,000	18,389,000	18,505,000	18,279,000	5,335,000	5,314,000	6,478,000
deferred revenue	58,153,000	61,354,000	65,421,000	68,643,000	71,504,000	73,829,000	77,089,000	84,019,000	85,441,000	89,157,000	79,226,000	75,509,000	69,507,000	68,310,000	68,398,000	68,515,000	68,651,000	70,565,000	71,017,000	73,709,000	67,121,000	68,385,000	68,097,000	69,959,000	69,066,000	3,205,000	3,600,000	3,519,000	3,141,000	3,181,000	3,731,000	3,815,000	4,130,000	3,863,000
due to related parties and partners	3,404,000	4,112,000	2,067,000	1,763,000	2,731,000	289,000	289,000	431,000	2,210,000	396,000	470,000			176,000	230,000	1,503,000	327,000	777,000	617,000	1,061,000	1,750,000	2,814,000	1,563,000					2,378,000		1,244,000	393,000	416,000	10,037,000
securities sold not yet purchased	5,675,000	2,450,000	4,765,000	6,423,000	8,601,000	7,120,000	2,686,000	7,806,000	5,897,000	17,751,000	5,403,000	7,498,000	28,623,000	419,211,000	272,088,000	288,058,000	10,105,000	48,125,000	9,804,000	14,298,000	41,820,000	29,092,000	42,754,000	35,948,000	37,623,000	59,672,000	17,583,000	19,736,000	28,291,000	25,046,000	3,526,000	1,659,000	846,000	370,000	5,932,000	953,000	713,000	6,481,000	8,057,000	956,000	746,000	2,811,000	6,489,000
securities loaned	27,942,000	54,814,000	733,552,000	2,041,169,000	2,859,306,000	2,772,790,000	2,929,265,000	2,937,982,000	2,334,031,000	2,239,250,000	2,414,201,000	1,619,132,000	2,088,685,000	1,345,825,000	1,134,359,000	1,307,069,000	759,810,000	667,109,000	779,013,000	670,859,000	810,495,000	714,947,000	759,109,000	824,833,000	930,522,000	1,035,408,000	1,012,240,000	854,723,000	803,371,000	728,201,000	911,991,000
operating lease liabilities	61,038,000	90,569,000	94,924,000	95,645,000	98,563,000	93,027,000	96,473,000	100,075,000	99,124,000	96,049,000	70,972,000	72,339,000	69,072,000	72,158,000	73,761,000	73,630,000	60,778,000	55,790,000	57,364,000	59,430,000	61,511,000	63,817,000	65,499,000	65,855,000
notes payable	28,021,000	29,915,000	30,039,000	14,325,000	19,391,000	21,300,000	21,298,000	19,882,000	25,263,000	25,075,000	23,186,000	22,891,000	357,000	357,000	357,000	6,908,000	37,967,000	714,000	714,000	714,000	38,167,000	1,193,000	1,193,000	1,193,000	1,550,000	1,671,000	52,286,000	1,886,000	2,243,000	2,364,000										4,500,000	6,570,000	6,570,000	6,570,000	6,570,000
loan participations sold	6,000,000	3,963,000													4,444,000	11,230,000	17,316,000	13,919,000	14,109,000	12,405,000	12,478,000	28,872,000
revolving credit facility	16,329,000	13,681,000	19,809,000	22,197,000	43,801,000	57,246,000	110,875,000	139,463,000	127,678,000	74,700,000	80,000,000	80,000,000	80,000,000	80,000,000																							272,000	70,000	127,000	1,880,000	56,000	425,000	1,352,000	4,000
term loans	199,429,000	490,650,000	581,395,000	596,262,000	625,151,000	618,301,000	529,242,000	626,613,000	572,079,000	558,035,000	367,815,000	342,851,000	346,385,000	252,927,000	257,104,000
senior notes payable	1,530,561,000	1,529,560,000	1,528,565,000	1,553,616,000	1,668,021,000	1,667,088,000	1,666,009,000	1,722,977,000	1,721,751,000	1,661,191,000	1,644,778,000	1,627,649,000	1,606,560,000	1,362,847,000	1,213,105,000	1,139,100,000	870,783,000	854,926,000	854,037,000	853,523,000	688,112,000	701,278,000	582,482,000	465,040,000	459,754,000	455,783,000	333,768,000	210,960,000	203,621,000	115,574,000	86,065,000	27,754,000	27,700,000
liabilities held for sale	41,505,000
liabilities of discontinued operations		19,210,000
total liabilities	2,239,279,000	2,583,498,000	3,379,385,000	4,697,987,000	5,714,812,000	5,675,125,000	5,791,374,000	6,002,859,000	5,426,687,000	5,077,534,000	4,978,947,000	4,206,582,000	4,801,718,000	3,954,644,000	3,344,980,000	3,345,991,000	2,123,770,000	1,900,101,000	1,959,053,000	1,867,875,000	1,927,927,000	1,807,487,000	1,701,805,000	1,654,061,000	1,699,050,000	1,651,755,000	1,612,893,000	1,158,664,000	1,121,058,000	951,440,000	1,101,341,000	92,928,000	114,226,000	117,760,000	35,136,000	14,955,000	23,100,000	29,370,000	34,174,000	30,808,000	41,911,000	26,423,000	30,631,000	68,149,000	80,263,000	81,177,000	78,155,000	89,220,000	76,441,000	79,673,000	107,726,000
commitments and contingencies
b. riley financial, inc. stockholders’ equity
preferred stock, 0.0001 par value; 1,000,000 shares authorized; 4,563 shares issued and outstanding as of december 31, 2024 and 2023; and liquidation preference of 114,082 as of december 31, 2024 and 2023.
common stock	3,000	3,000	3,000	3,000	3,000	3,000	3,000	3,000	3,000	3,000	3,000	3,000	3,000	3,000	3,000	3,000	3,000	3,000	3,000	3,000	3,000	3,000	3,000	2,000	2,000	2,000	2,000	2,000	2,000	2,000	2,000	2,000	2,000	2,000	2,000	2,000	2,000		2,000		2,000	2,000	2,000	4,000	4,000	4,000	4,000	3,000	3,000	3,000	3,000
additional paid-in capital	589,387,000	588,048,000	585,493,000	579,647,000	572,170,000	576,947,000	452,254,000	445,352,000	494,201,000	473,420,000	459,220,000	450,164,000	413,486,000	399,349,000	387,084,000	380,543,000	310,326,000	332,085,000	306,772,000	308,472,000	323,109,000	259,237,000	255,865,000	257,888,000	258,638,000	255,236,000	244,631,000	261,413,000	259,980,000	259,047,000	220,628,000	143,228,000	141,170,000	141,389,000	140,555,000	117,236,000	116,799,000	116,423,000	115,671,000	115,255,000	110,598,000	99,454,000	99,454,000	3,082,000	3,146,000	2,878,000	1,928,000	1,121,000	121,000	-249,000	-2,313,000
accumulated deficit	-1,070,996,000	-1,084,728,000	-798,945,000	-347,558,000	-281,285,000	-157,693,000	-49,140,000	-62,566,000
accumulated other comprehensive loss	-6,569,000				229,000	-5,476,000	-597,000	-1,604,000	-2,470,000	-6,726,000	-3,884,000	-1,568,000	-1,080,000	-2,207,000	-1,178,000	-1,459,000	-823,000	-2,167,000	-2,693,000	-3,208,000	-1,988,000	-2,345,000	-1,824,000	-1,991,000	-2,161,000	-1,696,000	-1,619,000	-754,000	-534,000	-321,000	-666,000	-1,067,000	-1,712,000	-1,098,000	-1,075,000	-993,000	-1,058,000		-656,000	-727,000							-7,000
total b. riley financial, inc. stockholders’ equity	-488,175,000	-497,583,000	-218,336,000	228,449,000	291,117,000	413,781,000	402,520,000	381,185,000	446,514,000	513,613,000	487,909,000	654,364,000	661,271,000	706,695,000	724,169,000	731,997,000	512,586,000			235,035,000	360,660,000	298,852,000	276,468,000			268,384,000	263,422,000	271,543,000	266,030,000	274,684,000	239,018,000							111,167,000	112,494,000
noncontrolling interests	32,159,000	71,361,000	75,233,000	71,208,000	68,449,000	53,950,000	59,418,000	59,179,000	59,379,000	64,081,000	55,467,000	45,813,000	43,930,000	40,512,000	37,578,000	33,823,000	26,374,000	26,122,000	26,210,000	27,986,000	29,591,000	552,000	710,000	558,000	602,000	762,000	854,000	122,000	-184,000	-47,000	1,061,000	954,000	1,045,000	1,091,000	1,078,000	1,004,000	-118,000	1,832,000	677,000	772,000	18,000	98,000	146,000	276,000
total equity	-456,016,000	-426,222,000	-143,103,000	299,657,000	359,566,000	467,731,000	461,938,000	440,364,000	505,893,000	577,694,000	543,376,000	700,177,000	705,201,000	747,207,000	761,747,000	765,820,000	538,960,000	399,981,000	336,219,000	263,021,000	390,251,000	299,404,000	277,178,000	263,925,000	258,660,000	269,146,000	264,276,000	271,665,000	265,846,000	274,637,000	240,079,000	162,005,000	150,392,000	143,594,000	134,402,000	111,192,000	109,320,000	112,999,000	113,171,000	105,093,000	97,079,000	89,337,000	90,222,000	-5,244,000
total liabilities and equity	1,783,263,000	2,157,276,000	3,236,282,000	4,997,644,000	6,074,378,000	6,142,856,000	6,253,312,000	6,618,190,000	6,111,202,000	5,833,987,000	5,875,217,000	5,251,759,000	5,851,919,000	5,046,851,000	4,106,727,000	4,111,811,000	2,662,730,000	2,300,082,000	2,295,272,000	2,130,896,000	2,318,178,000	2,106,891,000	1,978,983,000	1,917,986,000	1,957,710,000	1,920,901,000	1,877,169,000	1,430,329,000	1,386,904,000	1,226,077,000	1,341,420,000	254,933,000	264,618,000	261,354,000	169,538,000	126,147,000	132,420,000	142,369,000	147,345,000	135,901,000	138,990,000	115,760,000	120,853,000	62,905,000
assets
liabilities and equity
b. riley financial, inc. equity
preferred stock, 0.0001 par value; 1,000,000 shares authorized; 4,563 shares issued and outstanding as of september 30, 2024 and december 31, 2023, respectively; and liquidation preference of 114,082 as of september 30, 2024 and december 31, 2023
accumulated other comprehensive income		-906,000	-4,887,000	-3,643,000																																					-648,000	-627,000	-658,000	-661,000	-13,000	7,000
preferred stock, 0.0001 par value; 1,000,000 shares authorized; 4,563 shares issued and outstanding as of june 30, 2024 and december 31, 2023, respectively; and liquidation preference of 114,082 as of june 30, 2024 and december 31, 2023
b. riley financial, inc. equity:
preferred stock, 0.0001 par value; 1,000,000 shares authorized; 4,563 shares issued and outstanding as of march 31, 2024 and december 31, 2023; and liquidation preference of 114,082 as of march 31, 2024 and december 31, 2023
due to clearing brokers								6,033,000	19,307,000	3,942,000	24,695,000		69,398,000				13,672,000			5,126,000
redeemable noncontrolling interests in equity of subsidiaries								174,967,000	178,622,000	178,759,000	352,894,000	345,000,000	345,000,000	345,000,000
b. riley financial, inc. stockholders’ equity:
preferred stock, 0.0001 par value; 1,000,000 shares authorized; 4,563 and 4,545 shares issued and outstanding as of december 31, 2023 and 2022, respectively; and liquidation preference of 114,082 and 113,615 as of december 31, 2023 and 2022, respectively.
preferred stock, 0.0001 par value; 1,000,000 shares authorized; 4,563 and 4,545 shares issued and outstanding as of september 30, 2023 and december 31, 2022, respectively; and liquidation preference of 114,082 and 113,615 as of september 30, 2023 and december 31, 2022, respectively
preferred stock, 0.0001 par value; 1,000,000 shares authorized; 4,563 and 4,545 shares issued and outstanding as of june 30, 2023 and december 31, 2022, respectively; and liquidation preference of 114,082 and 113,615 as of june 30, 2023 and december 31, 2022, respectively
preferred stock, 0.0001 par value; 1,000,000 shares authorized; 4,563 and 4,545 shares issued and outstanding as of march 31, 2023 and december 31, 2022, respectively; and liquidation preference of 114,082 and 113,615 as of march 31, 2023 and december 31, 2022, respectively
preferred stock, 0.0001 par value; 1,000,000 shares authorized; 4,545 and 4,512 shares issued and outstanding as of december 31, 2022 and 2021, respectively; liquidation preference of 113,615 and 112,790 as of december 31, 2022 and 2021, respectively.
(accumulated deficit) retained earnings									-45,220,000											-70,232,000
deferred tax assets										2,845,000	5,287,000	2,867,000	2,848,000	4,085,000	4,080,000	2,765,000	4,098,000
deferred tax liabilities										10,932,000		51,174,000	93,055,000	67,023,000	90,325,000	101,270,000	34,248,000
preferred stock, 0.0001 par value; 1,000,000 shares authorized; 4,535 and 4,512 shares issued and outstanding as of september 30, 2022 and december 31, 2021, respectively; and liquidation preference of 113,380 and 112,790 as of september 30, 2022 and december 31, 2021, respectively
retained earnings										46,916,000	32,570,000	205,765,000	248,862,000	309,550,000	338,260,000	352,910,000	203,080,000	43,938,000	5,927,000		39,536,000	41,957,000	22,424,000	7,468,000	1,579,000	14,842,000	20,408,000	10,882,000	6,582,000	15,956,000	19,054,000	18,888,000	9,887,000	2,210,000	-6,158,000	-6,057,000	-6,305,000		-2,523,000	-10,209,000	-12,891,000	-9,590,000	-8,722,000	-7,945,000	-12,318,000	-11,792,000	-9,886,000	-10,341,000	-3,734,000	-754,000	4,038,000
preferred stock, 0.0001 par value; 1,000,000 shares authorized; 4,535 and 4,512 shares issued and outstanding as of june 30, 2022 and december 31, 2021, respectively; and liquidation preference of 113,380 and 112,790 as of june 30, 2022 and december 31, 2021, respectively
preferred stock, 0.0001 par value; 1,000,000 shares authorized; 4,535 and 4,512 shares issued and outstanding as of march 31, 2022 and december 31, 2021, respectively; and liquidation preference of 113,380 and 112,790 as of march 31, 2022 and december 31, 2021, respectively
preferred stock, 0.0001 par value; 1,000,000 shares authorized; 4,512 and 3,971 shares issued and outstanding as of december 31, 2021 and 2020, respectively; liquidation preference of 112,790 and 99,260 as of december 31, 2021 and 2020, respectively.
mandatorily redeemable noncontrolling interests														4,196,000	4,105,000	4,514,000	4,700,000	4,462,000	4,351,000	4,508,000	4,616,000	4,395,000	4,224,000	4,529,000	4,633,000	4,409,000	4,238,000	4,536,000	4,478,000	12,830,000	9,641,000	3,850,000	4,019,000	2,764,000	2,512,000	2,754,000	2,994,000	2,921,000	2,617,000	3,023,000	2,922,000	2,823,000	2,998,000	2,613,000	3,167,000	2,858,000	2,926,000	2,661,000	2,667,000	2,619,000	2,422,000
preferred stock, 0.0001 par value; 1,000,000 shares authorized; 4,485 and 3,971 shares issued and outstanding as of september 30, 2021 and december 31, 2020, respectively; and liquidation preference of 112,128 and 99,260 as of september 30, 2021 and december 31, 2020, respectively
advances against customer contracts															200,000	200,000	200,000	900,000	1,413,000	11,121,000	27,347,000		5,322,000			21,405,000	200,036,000	7,695,000	5,208,000	5,298,000	40,991,000	1,474,000	427,000	5,020,000	5,609,000	200,000	5,013,000	2,789,000	3,146,000	5,762,000	16,303,000	175,000	175,000	195,000	5,164,000	3,063,000	806,000	5,563,000	211,000	58,000	8,000
preferred stock, 0.0001 par value; 1,000,000 shares authorized; 4,275 and 3,971 shares issued and outstanding as of june 30, 2021 and december 31, 2020, respectively; and liquidation preference of 106,882 and 99,260 as of june 30, 2021 and december 31, 2020, respectively
term loan																69,543,000	74,213,000	52,452,000	57,195,000	61,932,000	66,666,000	71,393,000	80,916,000	89,138,000	79,166,000
preferred stock, 0.0001 par value; 1,000,000 shares authorized; 3,971 shares issued and outstanding as of march 31, 2021 and december 31, 2020; and liquidation preference of 99,260 as of march 31, 2021 and december 31,2020.
loans receivable, at cost
preferred stock, 0.0001 par value; 1,000,000 shares authorized; 3,971 and 2,349 shares issued and outstanding as of december 31, 2020 and 2019, respectively; liquidation preference of 99,260 and 58,723 as of december 31, 2020 and 2019, respectively.
b. riley financial, inc. stockholders' equity:
preferred stock, 0.0001 par value; 1,000,000 shares authorized; 3,831 and 2,349 issued and outstanding as of september 30, 2020 and december 31, 2019, respectively; liquidation preference of 95,773 and 58,723 as of september 30, 2020 and december 31, 2019, respectively.
total b. riley financial, inc. stockholders' equity																		373,859,000	310,009,000					263,367,000	258,058,000							161,051,000	149,347,000	142,503,000	133,324,000	110,188,000	109,438,000			104,321,000	97,061,000	89,239,000
preferred stock, 0.0001 par value; 1,000,000 shares authorized; 2,531 and 2,349 issued and outstanding as of june 30, 2020 and december 31, 2019, respectively; liquidation preference of 63,273 and 58,723 as of june 30, 2020 and december 31, 2019, respectively.
preferred stock, 0.0001 par value; 1,000,000 shares authorized; 2,531 and 2,349 issued and outstanding as of march 31, 2020 and december 31, 2019, respectively; liquidation preference of 63,273 and 58,723 as of march 31, 2020 and december 31, 2019, respectively.
loans receivable																					225,848,000	295,898,000	250,521,000	53,448,000	38,794,000	37,147,000
preferred stock, 0.0001 par value; 1,000,000 shares authorized; 2,349 shares issued and outstanding as of december 31, 2019 and none issued and outstanding as of december 31, 2018; liquidation preference of 58,723 as of december 31, 2019.
preferred stock, 0.0001 par value; 1,000,000 shares authorized; none issued and outstanding as of september 30, 2019 and december 31, 2018, respectively.
preferred stock, 0.0001 par value; 1,000,000 shares authorized; none issued
due to partners																								1,428,000	2,428,000	1,428,000	7,398,000		1,578,000
liabilities
asset based credit facility																											105,004,000				20,237,000									4,474,000	18,506,000							8,746,000
acquisition consideration payable																																10,381,000	10,381,000	10,381,000
contingent consideration
current assets:
prepaid expenses and other current assets																																3,592,000	3,578,000	4,543,000	8,507,000	2,993,000	2,415,000	1,351,000	1,229,000	1,200,000	3,795,000	1,453,000	1,578,000	1,516,000	1,718,000	1,353,000	894,000	955,000	1,768,000	981,000	2,538,000
total current assets																																140,507,000	157,981,000	148,340,000	109,279,000	65,497,000	72,952,000	86,190,000	89,892,000	75,588,000	87,945,000	73,317,000	78,814,000	45,748,000	52,028,000	52,480,000	48,701,000	59,793,000	61,435,000	66,704,000	99,119,000
other assets																																1,981,000	2,164,000	2,193,000	1,989,000	2,106,000	588,000	615,000	1,748,000	629,000	732,000	1,411,000	1,100,000	780,000	826,000	1,144,000	665,000	648,000	743,000	1,250,000	781,000
current liabilities:
accrued payroll and related expenses																																6,159,000	15,738,000	9,404,000	3,084,000	3,294,000	7,178,000
accrued value added tax payable																																169,000	6,371,000				1,785,000
income taxes payable																																15,260,000	9,691,000
contingent consideration- current portion																																	1,242,000	1,219,000	1,196,000	1,172,000	1,241,000	1,218,000	1,195,000	1,172,000
total current liabilities																																62,596,000	83,663,000	112,190,000	35,136,000	14,955,000	21,950,000	28,241,000	33,067,000	29,722,000	41,911,000	26,423,000	30,631,000	19,390,000	28,059,000	28,966,000	25,935,000	35,270,000	22,485,000	35,110,000	63,128,000
other liabilities																																2,578,000	2,863,000	5,570,000
securities owned, at fair value																																	16,579,000	9,028,000	24,644,000	25,610,000	25,543,000	17,548,000	13,682,000	10,614,000	17,955,000	16,164,000	2,985,000
goods held for sale or auction																																		9,145,000	36,000	36,000	37,000	39,000	39,000	2,022,000	4,117,000	3,152,000	4,906,000	4,906,000	12,896,000	13,504,000	13,995,000	13,956,000	14,929,000	15,014,000	16,551,000
contingent consideration, net of current portion																																					1,150,000	1,129,000	1,107,000	1,086,000
accrued value added tax																																		900,000	34,000	2,000
auction and liquidation proceeds payable																																			15,959,000						665,000	1,220,000			5,883,000	1,712,000	4,021,000	683,000	1,135,000	446,000	3,549,000
due to related parties																																					166,000				213,000
participating note payable																																		60,822,000
revolving credit facilities
accounts payable and accrued liabilities																																						17,551,000	21,071,000	13,717,000	12,233,000	12,574,000	12,137,000	9,118,000	5,553,000	10,631,000	5,534,000	9,726,000	5,229,000	9,192,000	10,209,000
and 15,968,607 issued and outstanding as of september 30, 2015 and december 31,
2014, respectively																																						2,000
preferred stock, 0.0001 par value; 10,000,000 shares authorized; none issued
and 15,968,607 issued and outstanding as of march 31, 2015 and december 31, 2014, respectively																																								2,000
lease finance receivable																																										7,992,000	7,992,000	7,992,000
note receivable related party - current portion
note receivable related party - net of current portion
current portion of long-term debt																																											1,085,000	1,085,000	1,724,000	1,724,000	1,724,000	1,724,000	1,724,000	11,123,000	11,322,000
long-term debt, net of current portion																																												48,759,000	52,169,000	52,169,000	52,169,000	53,893,000	53,893,000	44,494,000	44,494,000
b. riley financial, inc. stockholders' equity
great american group, inc. stockholders' equity
total great american group, inc. stockholders' equity																																											90,076,000	-5,520,000
note receivable - related party																																													3,224,000		6,246,000	2,706,000	2,706,000
liabilities and stockholders’ equity
note payable																																													11,705,000	12,014,000	11,705,000	11,705,000	11,705,000	11,705,000	12,452,000
current portion of capital lease obligation																																													27,000	27,000	25,000	25,000	25,000	25,000	161,000
capital lease obligation, net of current portion																																													35,000	42,000	51,000	57,000	63,000	69,000	104,000
stockholders’ equity
total stockholders’ equity																																													-9,181,000	-8,903,000	-7,961,000	-9,217,000	-3,610,000	-1,000,000	1,728,000
total liabilities and stockholders’ equity																																													71,082,000	72,274,000	70,194,000	80,003,000	72,831,000	78,673,000	109,454,000
income taxes receivable																																																851,000	1,100,000	1,100,000
note receivable - related parties																																														5,930,000
accrued compensation plans
deferred compensation
warrant redemption liability																																																			23,013,000
stockholders’ equity:

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