7Baggers
Quarterly
Annual
    Unit: USD2011-12-31 2011-09-30 2011-06-30 2011-03-31 
      
    		    
      cash flows from operating activities:
    		    
      net income
    		293,284,000 -1,743,943,000 -104,645,000 251,105,000 
      adjustments to reconcile net income to net cash from operating activities:
    		    
      equity-based compensation
    		290,580,000 288,208,000 287,358,000 283,607,000 
      depreciation and amortization
    		    
      unrealized (gains) losses from investment activities
    		    
      principal investment (income) loss
    		    
      performance allocations
    		    
      change in fair value of contingent obligations
    		    
      deferred taxes
    		17,525,000 -20,091,000 2,220,000 10,926,000 
      net income related to cash flow hedge instruments
    		    
      non-cash lease expense
    		    
      other non-cash amounts included in net income
    		    
      cash flows due to changes in operating assets and liabilities:
    		    
      incentive fees receivable
    		    
      due from related parties
    		    
      accounts payable and accrued expenses
    		9,012,000 -2,624,000 -4,689,000 1,380,000 
      accrued compensation and benefits
    		-51,162,000 23,950,000 5,647,000 15,437,000 
      deferred revenue
    		-25,466,000 13,404,000 -26,245,000 16,373,000 
      due to related parties
    		    
      profit sharing payable
    		68,369,000 -552,016,000 -9,276,000 167,694,000 
      lease liability
    		    
      other assets and other liabilities
    		    
      cash distributions of earnings from principal investments
    		    
      cash distributions of earnings from performance allocations
    		    
      satisfaction of contingent obligations
    		    
      apollo fund and vie related:
    		    
      net realized and unrealized (gains) losses from investing activities and debt
    		    
      cash transferred from consolidated vies
    		    
      purchases of investments
    		-303,288,000 -150,470,000 -498,622,000 -342,097,000 
      proceeds from sale of investments
    		    
      changes in other assets and other liabilities
    		    
      net cash from operating activities
    		90,003,000 89,343,000 -341,908,000 906,383,000 
      cash flows from investing activities:
    		    
      purchases of fixed assets
    		-1,354,000 -7,806,000 -9,304,000 -2,821,000 
      acquisitions
    		    
      purchase of investments
    		    
      purchase of u.s. treasury securities
    		    
      proceeds from maturities of u.s. treasury securities
    		    
      cash contributions to equity method investments
    		-23,358,000 -24,350,000 -4,152,000 -12,366,000 
      cash distributions from equity method investments
    		17,972,000 14,953,000 10,064,000 21,855,000 
      issuance of related party loans
    		    
      other investing activities
    		    
      net cash from investing activities
    		-62,165,000 -18,279,000 -3,863,000 -45,229,000 
      cash flows from financing activities:
    		    
      principal repayments of debt
    		    
      dividends to preferred stockholders
    		    
      issuance of debt
    		0 0   
      satisfaction of tax receivable agreement
    		    
      repurchase of class a common stock
    		    
      payments related to deliveries of class a common stock for rsus
    		    
      dividends paid
    		 -31,074,000 -28,122,000 -17,354,000 
      distributions paid to non-controlling interests in apollo operating group
    		    
      repayment of related party loans
    		    
      other financing activities
    		    
      principal repayment of debt
    		    
      issuances of debt within other liabilities of consolidated vies
    		    
      distributions paid to non-controlling interests in consolidated entities
    		    
      contributions from non-controlling interests in consolidated entities
    		    
      net cash from financing activities
    		-91,412,000 -99,845,000 723,013,000 -783,579,000 
      net increase in cash and cash equivalents, restricted cash and cash held at consolidated variable interest entities
    		    
      cash and cash equivalents, restricted cash and cash held at consolidated variable interest entities, beginning of period
    		    
      cash and cash equivalents, restricted cash and cash held at consolidated variable interest entities, end of period
    		    
      supplemental disclosure of cash flow information:
    		    
      interest paid
    		12,322,000 12,378,000 13,468,000 11,128,000 
      interest paid by consolidated variable interest entities
    		7,040,000 3,368,000 5,038,000 5,446,000 
      income taxes paid
    		1,911,000 2,017,000 4,901,000 1,903,000 
      supplemental disclosure of non-cash investing activities:
    		    
      non-cash distributions from principal investments
    		    
      non-cash purchases of other investments, at fair value
    		 371,000   
      non-cash loss on athene equity swap
    		    
      acquisition of goodwill
    		    
      contingent consideration
    		    
      supplemental disclosure of non-cash financing activities:
    		    
      capital increases related to equity-based compensation
    		 116,647,000 115,265,000 100,126,000 
      issuance of restricted shares
    		    
      non-cash issuance of aog units to athene
    		    
      other non-cash financing activities
    		    
      net assets transferred from consolidated variable interest entity:
    		    
      investments, at fair value
    		    
      other assets
    		584,000 -6,318,000 -827,000 -458,000 
      debt, at fair value
    		    
      other liabilities
    		2,607,000 892,000 1,217,000 1,062,000 
      non-controlling interest in consolidated entities related to acquisition
    		    
      adjustments related to exchange of apollo operating group units:
    		    
      deferred tax assets
    		    
      additional paid in capital
    		    
      non-controlling interest in apollo operating group
    		    
      reconciliation of cash and cash equivalents, restricted cash and cash and cash equivalents held at consolidated variable interest entities to the consolidated statements of financial condition:
    		    
      cash and cash equivalents
    		    
      restricted cash
    		    
      cash and cash equivalents held at consolidated variable interest entities
    		    
      total cash and cash equivalents, restricted cash and cash and cash equivalents held at consolidated variable interest entities
    		    
      unrealized gains from investment activities
    		    
      income from equity method investments
    		  -5,370,000 -21,826,000 
      carried interest receivable
    		-233,882,000 1,566,309,000 32,651,000 -366,587,000 
      cash distributions of earnings from equity method investments
    		    
      satisfaction of contingent obligation
    		    
      change in cash held at consolidated variable interest entities
    		-72,612,000 162,628,000 -130,599,000 23,183,000 
      issuance of preferred shares
    		    
      distributions to preferred shareholders
    		    
      purchase of class a shares
    		    
      payments related to issuances of class a shares for rsus
    		    
      distributions paid
    		    
      net increase in cash and cash equivalents
    		-63,574,000 -28,781,000 377,242,000 77,575,000 
      cash and cash equivalents, beginning of period
    		0 0 0 382,269,000 
      cash and cash equivalents, end of period
    		-63,574,000 -28,781,000 377,242,000 459,844,000 
      non-cash distributions from equity method investments
    		    
      due to affiliates
    		-23,637,000 122,576,000 -40,876,000 -14,296,000 
      changes in assets and liabilities:
    		    
      payments related to deliveries of class a shares for rsus
    		    
      distributions paid to non-controlling interests in consolidated variable interest entities
    		-7,864,000 0   
      contributions from non-controlling interests in consolidated variable interest entities
    		    
      non-cash contributions to equity method investments
    		    
      declared and unpaid distributions
    		    
      net assets deconsolidated from consolidated variable interest entities and funds:
    		    
      non-controlling interest in consolidated entities
    		    
      appropriated partners' capital
    		    
      non-cash management fees
    		    
      excess tax benefits from share-based payment arrangements
    		    
      due from affiliates
    		-909,000 -40,535,000 -6,139,000 17,342,000 
      apollo funds related:
    		    
      net realized gains from investment activities
    		    
      net unrealized (gains) losses from investment activities
    		    
      net realized gains on debt
    		0 0 0 -41,819,000 
      net unrealized (gains) losses on debt
    		    
      distributions from investment activities
    		    
      proceeds from sale of investments and liquidating distributions
    		    
      change in other assets
    		-28,158,000 2,168,000 -3,762,000 22,643,000 
      change in other liabilities
    		69,211,000 -77,550,000 48,830,000 16,035,000 
      proceeds from disposals of fixed assets
    		264,000 11,000 106,000 250,000 
      change in restricted cash
    		16,000 -1,087,000 -577,000 -78,000 
      issuance of employee loans
    		    
      issuance costs
    		0 0   
      purchases of equity securities
    		    
      distributions related to deliveries of class a shares for rsus
    		-101,000 -7,935,000 0 -9,045,000 
      purchase of aaa units
    		    
      subscriptions received in advance
    		    
      transfer of fixed assets held for sale
    		    
      non-cash distributions from non-controlling interests in consolidated entities to appropriated partners' capital
    		    
      non-cash contributions from non-controlling interests in apollo operating group related to equity-based compensation
    		    
      non-controlling interests in consolidated entities
    		    
      appropriated partners’ capital
    		    
      (income) income from equity method investments
    		    
      net unrealized gains from investment activities
    		  -54,122,000 -172,247,000 
      net unrealized losses on debt
    		10,619,000 -37,643,000 -3,040,000 49,944,000 
      cash distributions for loans
    		    
      other non-cash financing
    		    
      amortization of intangible assets
    		3,873,000 3,618,000 4,384,000 3,253,000 
      amortization of debt issuance costs
    		128,000 128,000 212,000 43,000 
      unrealized losses from investment in hfa and other investments
    		    
      non-cash interest income
    		    
      income from equity awards received for directors’ fees
    		2,789,000    
      income from equity method investment
    		    
      unrealized gain on derivatives
    		    
      waived management fees
    		-4,059,000 -4,058,000 -7,693,000 -7,739,000 
      non-cash compensation expense related to waived management fees
    		    
      loss on disposal of assets
    		    
      gain on business acquisitions
    		    
      acquisition of stone tower
    		    
      principal repayments on debt and repurchase of debt
    		    
      distributions to non-controlling interests in consolidated entities
    		-3,009,000 -3,076,000 -4,300,000 -3,055,000 
      purchase of aaa shares
    		    
      non-cash contributions on equity method investments
    		3,551,000 2,656,000 739,000 2,901,000 
      non-cash contributions from investing activities
    		    
      change in accrual for purchase of fixed assets
    		0 884,000 -1,254,000 1,337,000 
      non-cash distributions to non-controlling interests in consolidated entities
    		    
      unrealized gain on interest rate swaps to non-controlling interests in apollo operating group, net of taxes
    		    
      satisfaction of liability related to aaa rdus
    		 0 7,690,000 -3,845,000 
      net transfers of aaa ownership interest to non-controlling interests in consolidated entities
    		 -77,000 86,000 6,515,000 
      net transfer of aaa ownership interest from apollo global management, llc
    		    
      unrealized
    		 -52,000   
      non-cash contributions from non-controlling interests in consolidated entities
    		    
      dilution impact of issuance of class a shares
    		 -498,000   
      deferred tax asset related to interest rate swaps
    		 -260,000   
      tax benefits related to deliveries of class a shares for rsus
    		    
      capital increase related to business acquisition
    		    
      unrealized gain on market value on derivatives
    		    
      net unrealized losses (gains) from investment activities
    		-43,014,000    
      purchase of investments in hfa and other
    		    
      unrealized gains from investment in hfa and other investments
    		    
      net realized losses on debt
    		    
      principal repayment on senior secured notes
    		    
      net decrease in cash and cash equivalents
    		    
      non-cash distributions from investing activities
    		    
      non-cash distributions
    		    
      unrealized gain on interest rate swaps
    		 727,000 578,000 514,000 
      losses from investment in hfa
    		    
      gain on business acquisitions and dispositions
    		    
      loss on fixed assets
    		    
      net realized (gains) losses from investment activities
    		    
      cash transferred in from consolidated funds
    		    
      cash received from business acquisition and disposition
    		    
      purchase of investments in hfa
    		-73,000 0 0 -52,069,000 
      investment in apollo senior loan fund
    		    
      issuance of class a shares
    		0 0   
      repurchase of class a shares
    		    
      principal repayments of debt and repurchase of debt
    		    
      debt issuance costs
    		    
      contributions to non-controlling interests in consolidated entities
    		    
      non-cash sale of assets held-for-sale for repayment of cit loan
    		0 0   
      losses from investment in hfa and other investments
    		    
      (income) income from equity method investment
    		    
      non-cash change in profit sharing payable
    		    
      sale of investments
    		    
      principal repayments on debt
    		 -160,000 -1,327,000 -345,000 
      principal repayment on term loans
    		    
      unrealized gain on interest rate swaps attributable to non-controlling interests in apollo operating group, net of taxes
    		 1,427,000 1,146,000 1,253,000 
      dilution impact of issuance of class a shares on non-controlling interests in apollo operating group
    		 0   
      net transfers of aaa ownership from apollo global management, llc
    		    
      unrealized gain
    		    
      deferred taxes related to interest rate swaps
    		    
      non-cash accrued compensation related to ari rsus and amtg rsus
    		    
      non-cash accrued compensation related to aaa rdus
    		 154,000   
      non-controlling interests in consolidated entities related to acquisition
    		    
      satisfaction of liability related to repayment of cit loan
    		    
      losses (gains) from investment in hfa and other investments
    		    
      non-cash contributions from non-controlling interests in apollo operating group
    		    
      net transfers of aaa ownership interest from agm
    		 77,000 -86,000 -6,515,000 
      non-cash contributions to non-controlling interests related to equity-based compensation
    		  171,694,000 183,222,000 
      deferred tax liability related to interest rate swaps
    		   -40,000 
      non-cash contribution from non-controlling interests in consolidated entities
    		    
      non-cash accrued compensation related to ari rsus
    		    
      gains from investment in hfa and other investments
    		    
      loss on assets held for sale
    		   571,000 
      principal repayment on term loans and senior secured notes
    		    
      contributions from non-controlling interest in consolidated entities
    		    
      non-cash dividends
    		 -3,527,000 -3,363,000 -2,551,000 
      non-cash additional accrued compensation related to rdus
    		    
      impairment of fixed assets
    		    
      loss related to general partner commitment
    		    
      loss on disposal of fixed assets
    		    
      gain from repurchase of debt
    		    
      other
    		    
      net realized losses (gains) from investment activities
    		-1,268,000 -38,000   
      cash paid for acquisition
    		    
      investment in senior loan fund
    		    
      acquisition of gulf stream
    		    
      distributions to non-controlling interests in apollo operating group
    		    
      profit interests received in fund vii
    		    
      depreciation
    		 3,069,000 2,518,000 2,793,000 
      loss (income) from equity method investments
    		    
      non-cash compensation related to waived management fees
    		 4,058,000 7,693,000 7,739,000 
      loss on sale of assets
    		 -1,000   
      dividends from investment activities
    		 0   
      cash transferred in from metals trading fund
    		    
      sales of investments
    		 60,462,000 140,361,000 985,107,000 
      business acquisition
    		    
      dividends paid to non-controlling interests in apollo operating group
    		 -57,600,000 -52,800,000 -40,800,000 
      principal repayment of term loans
    		 0 0 -412,057,000 
      dividends paid to non-controlling interests in consolidated entities
    		 0   
      non-cash distributions on equity method investments
    		 -294,000 -184,000 -225,000 
      non-cash dividends from investing activities
    		    
      reclassification of equity-based compensation
    		    
      satisfaction of liability related to repayment on cit loan
    		 0   
      net assets transferred from metals trading fund:
    		    
      cash
    		    
      investments
    		    
      debt
    		    
      gain from investment in hfa
    		  -2,232,000 -17,829,000 
      income from equity awards received for director’s fees
    		    
      cash flows from investment activities:
    		    
      supplemental disclosure of non-cash investment activities:
    		    
      tax benefits from rsu deliveries
    		    
      net realized losses from investment activities
    		   15,044,000 
      cash paid for business acquisition
    		    
      unrealized loss on available-for-sale securities
    		   -49,000 
      non-cash accrued compensation related to rdus
    		   259,000 
    The information provided in this report is taken from www.sec.gov and many other data providers. While we have conducted our best efforts to ensure that the parsed data is accurate, we cannot guarantee its accuracy. Please use caution and understand that any consequences of its use are your own responsibility.