Raymond James Financial, Inc(NYSE:RJF) 
Raymond James Financial, Inc., through its subsidiaries, engages in the underwriting, distribution, trading, and brokerage of equity and debt securities in the United States, Canada, and Europe. The Private Client Group segment offers securities transaction services, including the sale of equities,...
Website: http://www.raymondjames.com
Founded: 1962
Full Time Employees: 14,800
Sector: Financial Services
Industry: Capital Markets
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Quarterly
Annual
| Unit: USD | 2026-03-31 | 2025-12-31 | 2025-09-30 | 2025-06-30 | 2025-03-31 | 2024-12-31 | 2024-09-30 | 2024-06-30 | 2024-03-31 | 2023-12-31 | 2023-09-30 | 2023-06-30 | 2023-03-31 | 2022-12-31 | 2022-09-30 | 2022-06-30 | 2022-03-31 | 2021-12-31 | 2021-09-30 | 2021-06-30 | 2021-03-31 | 2020-12-31 | 2020-09-30 | 2020-06-30 | 2020-03-31 | 2019-12-31 | 2019-09-30 | 2019-06-30 | 2019-03-31 | 2018-12-31 | 2018-09-30 | 2018-06-30 | 2018-03-31 | 2017-12-31 | 2017-09-30 | 2017-06-30 | 2017-03-31 | 2016-12-31 | 2016-09-30 | 2016-06-30 | 2016-03-31 | 2015-12-31 | 2015-09-30 | 2015-06-30 | 2015-03-31 | 2014-09-30 | 2014-06-30 | 2012-09-30 | 2012-06-30 | 2012-03-31 | 2011-12-31 | 2011-09-30 | 2011-06-30 | 2011-03-31 | 2010-12-31 | 2010-09-30 | 2010-06-30 | 2010-03-31 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
revenues: | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
asset management and related administrative fees | 2,016,000,000 | 1,999,000,000 | 1,877,000,000 | 1,733,000,000 | 1,725,000,000 | 1,743,000,000 | 1,662,000,000 | 1,611,000,000 | 1,516,000,000 | 1,407,000,000 | 1,446,000,000 | 1,373,000,000 | 1,302,000,000 | 1,242,000,000 | 1,290,000,000 | 1,427,000,000 | 1,464,000,000 | 1,382,000,000 | 1,366,000,000 | 1,262,000,000 | 1,173,000,000 | 1,067,000,000 | 1,006,000,000 | 867,000,000 | 1,006,000,000 | 955,000,000 | 924,000,000 | 879,000,000 | 783,000,000 | 865,000,000 | ||||||||||||||||||||||||||||
brokerage revenues: | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
securities commissions | 507,000,000 | 486,000,000 | 473,000,000 | 431,000,000 | 431,000,000 | 440,000,000 | 438,000,000 | 416,000,000 | 414,000,000 | 383,000,000 | 382,000,000 | 356,000,000 | 369,000,000 | 352,000,000 | 357,000,000 | 385,000,000 | 422,000,000 | 425,000,000 | 412,000,000 | 415,000,000 | 443,000,000 | 381,000,000 | 352,000,000 | 343,000,000 | 410,000,000 | 363,000,000 | 355,000,000 | 358,000,000 | 349,000,000 | 388,000,000 | ||||||||||||||||||||||||||||
principal transactions | 136,000,000 | 126,000,000 | 133,000,000 | 128,000,000 | 149,000,000 | 119,000,000 | 123,000,000 | 116,000,000 | 114,000,000 | 139,000,000 | 98,000,000 | 105,000,000 | 127,000,000 | 132,000,000 | 124,000,000 | 128,000,000 | 142,000,000 | 133,000,000 | 129,000,000 | 137,000,000 | 148,000,000 | 147,000,000 | 143,000,000 | 143,000,000 | 105,000,000 | 97,000,000 | 95,000,000 | 93,000,000 | 93,000,000 | 76,000,000 | ||||||||||||||||||||||||||||
total brokerage revenues | 643,000,000 | 612,000,000 | 606,000,000 | 559,000,000 | 580,000,000 | 559,000,000 | 561,000,000 | 532,000,000 | 528,000,000 | 522,000,000 | 480,000,000 | 461,000,000 | 496,000,000 | 484,000,000 | 481,000,000 | 513,000,000 | 564,000,000 | 558,000,000 | 541,000,000 | 552,000,000 | 591,000,000 | 528,000,000 | 495,000,000 | 486,000,000 | 515,000,000 | 460,000,000 | 450,000,000 | 451,000,000 | 442,000,000 | 464,000,000 | ||||||||||||||||||||||||||||
account and service fees | 311,000,000 | 308,000,000 | 297,000,000 | 302,000,000 | 321,000,000 | 342,000,000 | 332,000,000 | 328,000,000 | 335,000,000 | 319,000,000 | 314,000,000 | 264,000,000 | 258,000,000 | 289,000,000 | 266,000,000 | 211,000,000 | 179,000,000 | 177,000,000 | 170,000,000 | 161,000,000 | 159,000,000 | 145,000,000 | 140,000,000 | 134,000,000 | 172,000,000 | 178,000,000 | 179,000,000 | 183,000,000 | 191,000,000 | 185,000,000 | 193,956,000 | 201,264,000 | 191,491,000 | 184,301,000 | 181,418,000 | 174,084,000 | 162,981,000 | 148,791,000 | 137,641,000 | 129,334,000 | 127,528,000 | 116,823,000 | 120,923,000 | 113,866,000 | 111,966,000 | 111,524,000 | 101,585,000 | 87,771,000 | 82,082,000 | 75,855,000 | 74,010,000 | |||||||
investment banking | 279,000,000 | 208,000,000 | 316,000,000 | 212,000,000 | 216,000,000 | 325,000,000 | 315,000,000 | 183,000,000 | 179,000,000 | 181,000,000 | 202,000,000 | 151,000,000 | 154,000,000 | 141,000,000 | 217,000,000 | 223,000,000 | 235,000,000 | 425,000,000 | 364,000,000 | 276,000,000 | 242,000,000 | 261,000,000 | 222,000,000 | 139,000,000 | 148,000,000 | 141,000,000 | 157,000,000 | 139,000,000 | 163,000,000 | 137,000,000 | 155,025,000 | 115,069,000 | 105,815,000 | 64,902,000 | 130,682,000 | 104,191,000 | 102,377,000 | 61,425,000 | 105,184,000 | 72,714,000 | 68,704,000 | 57,553,000 | 94,894,000 | 76,988,000 | 74,240,000 | 115,019,000 | 78,694,000 | 54,023,000 | 72,266,000 | 57,954,000 | 39,336,000 | 64,565,000 | 64,518,000 | 63,131,000 | 58,969 | 52,486 | 41,914 | 44,839 |
interest income | 960,000,000 | 1,007,000,000 | 1,014,000,000 | 990,000,000 | 963,000,000 | 1,027,000,000 | 1,073,000,000 | 1,057,000,000 | 1,049,000,000 | 1,053,000,000 | 1,019,000,000 | 987,000,000 | 915,000,000 | 827,000,000 | 667,000,000 | 374,000,000 | 242,000,000 | 225,000,000 | 215,000,000 | 205,000,000 | 200,000,000 | 203,000,000 | 201,000,000 | 217,000,000 | 285,000,000 | 297,000,000 | 320,000,000 | 321,000,000 | 324,000,000 | 316,000,000 | 292,076,000 | 271,342,000 | 248,846,000 | |||||||||||||||||||||||||
other | 53,000,000 | 42,000,000 | 80,000,000 | 46,000,000 | 40,000,000 | 39,000,000 | 60,000,000 | 51,000,000 | 31,000,000 | 38,000,000 | 54,000,000 | 57,000,000 | 32,000,000 | 44,000,000 | 80,000,000 | 30,000,000 | 27,000,000 | 51,000,000 | 74,000,000 | 55,000,000 | 44,000,000 | 56,000,000 | 57,000,000 | 33,000,000 | -15,000,000 | 29,000,000 | 55,000,000 | 27,000,000 | 31,000,000 | 37,000,000 | 4,312,000 | 22,764,000 | 28,332,000 | 19,201,000 | 22,307,000 | 21,918,000 | 24,209,000 | 22,587,000 | 23,082,000 | 23,120,000 | 21,497,000 | 14,307,000 | 21,838,000 | 33,655,000 | 23,715,000 | 11,915,000 | 21,796,000 | 21,246,000 | 34,617,000 | 21,417,000 | 9,193,000 | -86,483,000 | 55,026,000 | 34,114,000 | 32,513 | 22,987 | 34,589 | 40,897 |
total revenues | 4,262,000,000 | 4,176,000,000 | 4,190,000,000 | 3,842,000,000 | 3,845,000,000 | 4,035,000,000 | 4,003,000,000 | 3,762,000,000 | 3,638,000,000 | 3,520,000,000 | 3,515,000,000 | 3,293,000,000 | 3,157,000,000 | 3,027,000,000 | 3,001,000,000 | 2,778,000,000 | 2,711,000,000 | 2,818,000,000 | 2,730,000,000 | 2,511,000,000 | 2,409,000,000 | 2,260,000,000 | 2,121,000,000 | 1,876,000,000 | 2,111,000,000 | 2,060,000,000 | 2,085,000,000 | 2,000,000,000 | 1,934,000,000 | 2,004,000,000 | 1,962,093,000 | 1,890,902,000 | 1,857,234,000 | 1,765,592,000 | 1,732,686,000 | 1,663,107,000 | 1,600,314,000 | 1,528,768,000 | 1,491,207,000 | 1,386,693,000 | 1,340,918,000 | 1,301,526,000 | 1,366,983,000 | 1,348,713,000 | 1,312,624,000 | 1,310,778,000 | 1,241,283,000 | 1,093,468,000 | 1,115,762,000 | 889,853,000 | 798,817,000 | 834,597,000 | 868,212,000 | 866,744,000 | 830,333 | 763,248 | 763,612 | 749,987 |
yoy | 10.85% | 3.49% | 4.67% | 2.13% | 5.69% | 14.63% | 13.88% | 14.24% | 15.24% | 16.29% | 17.13% | 18.54% | 16.45% | 7.42% | 9.93% | 10.63% | 12.54% | 24.69% | 28.71% | 33.85% | 14.12% | 9.71% | 1.73% | -6.20% | 9.15% | 2.79% | 6.26% | 5.77% | 4.13% | 13.50% | 13.24% | 13.70% | 16.05% | 15.49% | 16.19% | 19.93% | 19.34% | 17.46% | 9.09% | 2.82% | 2.16% | -0.71% | 10.13% | 23.34% | 17.64% | 47.30% | 55.39% | 31.02% | 28.51% | 2.67% | 96104.41% | 109248.08% | 113598.06% | 115467.87% | ||||
qoq | 2.06% | -0.33% | 9.06% | -0.08% | -4.71% | 0.80% | 6.41% | 3.41% | 3.35% | 0.14% | 6.74% | 4.31% | 4.29% | 0.87% | 8.03% | 2.47% | -3.80% | 3.22% | 8.72% | 4.23% | 6.59% | 6.55% | 13.06% | -11.13% | 2.48% | -1.20% | 4.25% | 3.41% | -3.49% | 2.14% | 3.76% | 1.81% | 5.19% | 1.90% | 4.18% | 3.92% | 4.68% | 2.52% | 7.54% | 3.41% | 3.03% | -4.79% | 1.35% | 2.75% | 0.14% | 5.60% | 13.52% | -2.00% | 25.39% | 11.40% | -4.29% | -3.87% | 0.17% | 104285.11% | 8.79% | -0.05% | 1.82% | |
interest expense | -403,000,000 | -441,000,000 | -463,000,000 | -444,000,000 | -442,000,000 | -498,000,000 | -541,000,000 | -534,000,000 | -520,000,000 | -507,000,000 | -462,000,000 | -386,000,000 | -284,000,000 | -241,000,000 | -170,000,000 | -60,000,000 | -38,000,000 | -37,000,000 | -35,000,000 | -40,000,000 | -37,000,000 | -38,000,000 | -42,000,000 | -42,000,000 | -43,000,000 | -51,000,000 | -62,000,000 | -73,000,000 | -75,000,000 | -73,000,000 | -63,163,000 | -54,307,000 | -44,602,000 | -39,431,000 | -42,575,000 | -38,560,000 | -36,677,000 | -35,966,000 | -32,433,000 | -28,211,000 | -29,424,000 | -27,009,000 | -26,000,000 | -27,724,000 | -26,846,000 | -182,495,000 | 27,052,000 | 27,859,000 | 29,554,000 | 17,916,000 | 16,040,000 | 16,814,000 | 17,825,000 | 14,687,000 | 16,504 | 15,362 | 16,239 | 15,548 |
net revenues | 3,859,000,000 | 3,735,000,000 | 3,727,000,000 | 3,398,000,000 | 3,403,000,000 | 3,537,000,000 | 3,462,000,000 | 3,228,000,000 | 3,118,000,000 | 3,013,000,000 | 3,053,000,000 | 2,907,000,000 | 2,873,000,000 | 2,786,000,000 | 2,831,000,000 | 2,718,000,000 | 2,673,000,000 | 2,781,000,000 | 2,695,000,000 | 2,471,000,000 | 2,372,000,000 | 2,222,000,000 | 2,079,000,000 | 1,834,000,000 | 2,068,000,000 | 2,009,000,000 | 2,023,000,000 | 1,927,000,000 | 1,859,000,000 | 1,931,000,000 | 1,898,930,000 | 1,836,595,000 | 1,812,632,000 | 1,726,161,000 | 1,690,111,000 | 1,624,547,000 | 1,563,637,000 | 1,492,802,000 | 1,458,774,000 | 1,358,482,000 | 1,311,494,000 | 1,274,517,000 | 1,340,983,000 | 1,320,989,000 | 1,285,778,000 | 1,285,091,000 | 1,214,231,000 | 1,065,609,000 | 1,086,208,000 | 871,937,000 | 782,777,000 | 817,783,000 | 850,387,000 | 852,057,000 | 813,829 | 747,886 | 747,373 | 734,439 |
non-interest expenses: | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
compensation, commissions and benefits | 2,541,000,000 | 2,450,000,000 | 2,394,000,000 | 2,202,000,000 | 2,204,000,000 | 2,272,000,000 | 2,159,000,000 | 2,090,000,000 | 2,043,000,000 | 1,921,000,000 | 1,892,000,000 | 1,851,000,000 | 1,820,000,000 | 1,736,000,000 | 1,759,000,000 | 1,834,000,000 | 1,852,000,000 | 1,884,000,000 | 1,774,000,000 | 1,661,000,000 | 1,648,000,000 | 1,500,000,000 | 1,415,000,000 | 1,277,000,000 | 1,422,000,000 | 1,351,000,000 | 1,320,000,000 | 1,277,000,000 | 1,225,000,000 | 1,265,000,000 | 1,238,448,000 | 1,207,512,000 | 1,196,648,000 | 1,152,767,000 | 1,103,824,000 | 1,082,382,000 | 1,035,714,000 | 1,006,467,000 | 961,493,000 | 908,899,000 | 887,945,000 | 866,410,000 | 903,548,000 | 901,342,000 | 882,234,000 | 869,893,000 | 825,506,000 | 745,495,000 | 736,050,000 | 596,891,000 | 541,622,000 | 563,538,000 | 575,726,000 | 579,587,000 | 551,884 | 511,387 | 513,676 | 497,419 |
non-compensation expenses: | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
communications and information processing | 206,000,000 | 194,000,000 | 199,000,000 | 191,000,000 | 184,000,000 | 178,000,000 | 181,000,000 | 166,000,000 | 165,000,000 | 150,000,000 | 158,000,000 | 149,000,000 | 153,000,000 | 139,000,000 | 138,000,000 | 129,000,000 | 127,000,000 | 112,000,000 | 114,000,000 | 109,000,000 | 107,000,000 | 99,000,000 | 100,000,000 | 100,000,000 | 99,000,000 | 94,000,000 | 95,000,000 | 92,000,000 | 94,000,000 | 92,000,000 | 93,812,000 | 91,651,000 | 96,685,000 | 83,731,000 | 84,914,000 | 77,819,000 | 76,067,000 | 72,161,000 | 67,409,000 | 71,717,000 | 68,482,000 | 72,138,000 | 70,382,000 | 69,267,000 | 67,635,000 | 57,996,000 | 63,341,000 | 59,305,000 | 55,282,000 | 43,741,000 | 37,567,000 | 33,924,000 | 36,156,000 | 36,380,000 | 31,145 | 31,443 | 29,995 | 32,445 |
occupancy and equipment | 80,000,000 | 80,000,000 | 84,000,000 | 77,000,000 | 74,000,000 | 73,000,000 | 76,000,000 | 75,000,000 | 73,000,000 | 72,000,000 | 69,000,000 | 68,000,000 | 68,000,000 | 66,000,000 | 66,000,000 | 65,000,000 | 62,000,000 | 59,000,000 | 60,000,000 | 58,000,000 | 57,000,000 | 57,000,000 | 57,000,000 | 55,000,000 | 56,000,000 | 57,000,000 | ||||||||||||||||||||||||||||||||
business development | 75,000,000 | 81,000,000 | 82,000,000 | 77,000,000 | 64,000,000 | 68,000,000 | 64,000,000 | 72,000,000 | 60,000,000 | 61,000,000 | 66,000,000 | 66,000,000 | 54,000,000 | 56,000,000 | 59,000,000 | 58,000,000 | 34,000,000 | 35,000,000 | 36,000,000 | 31,000,000 | 21,000,000 | 23,000,000 | 28,000,000 | 21,000,000 | 41,000,000 | 44,000,000 | 53,000,000 | 57,000,000 | 41,000,000 | 43,000,000 | 47,927,000 | 56,944,000 | 42,806,000 | 33,793,000 | 38,740,000 | 39,305,000 | 41,519,000 | 35,362,000 | 35,884,000 | 36,488,000 | 35,417,000 | 40,624,000 | 39,359,000 | 40,127,000 | 42,490,000 | 35,682,000 | 35,079,000 | 30,393,000 | 33,098,000 | 27,382,000 | 27,839,000 | 23,310,000 | 24,800,000 | 22,820,000 | 23,945 | 20,840 | 18,878 | 20,614 |
investment sub-advisory fees | 63,000,000 | 63,000,000 | 60,000,000 | 56,000,000 | 54,000,000 | 53,000,000 | 50,000,000 | 48,000,000 | 44,000,000 | 40,000,000 | 41,000,000 | 40,000,000 | 36,000,000 | 34,000,000 | 36,000,000 | 38,000,000 | 40,000,000 | 38,000,000 | 37,000,000 | 34,000,000 | 31,000,000 | 28,000,000 | 26,000,000 | 23,000,000 | 26,000,000 | 26,000,000 | 24,000,000 | 24,000,000 | 22,000,000 | 24,000,000 | 23,918,000 | 23,028,000 | 23,121,000 | 22,321,000 | 21,450,000 | 20,133,000 | 17,778,000 | 19,295,000 | 16,064,000 | 15,030,000 | 14,282,000 | 14,554,000 | 15,034,000 | 15,293,000 | 14,987,000 | 13,928,000 | 12,887,000 | 7,740,000 | 7,765,000 | 7,143,000 | 6,562,000 | 7,626,000 | 7,703,000 | 7,867,000 | 6,904 | |||
professional fees | 36,000,000 | 37,000,000 | 53,000,000 | 42,000,000 | 34,000,000 | 34,000,000 | 47,000,000 | 38,000,000 | 33,000,000 | 32,000,000 | 40,000,000 | 35,000,000 | 38,000,000 | 32,000,000 | 38,000,000 | 38,000,000 | 22,000,000 | 26,000,000 | 32,000,000 | 26,000,000 | 24,000,000 | 30,000,000 | 23,000,000 | 24,000,000 | 23,000,000 | 21,000,000 | 24,000,000 | 22,000,000 | 17,000,000 | 22,000,000 | ||||||||||||||||||||||||||||
bank loan provision for credit losses | 5,000,000 | 6,000,000 | 15,000,000 | 16,000,000 | 22,000,000 | -10,000,000 | 21,000,000 | 24,000,000 | 54,000,000 | 14,000,000 | 21,000,000 | -11,000,000 | 5,000,000 | -19,000,000 | -32,000,000 | 14,000,000 | ||||||||||||||||||||||||||||||||||||||||||
total non-compensation expenses | 583,000,000 | 557,000,000 | 602,000,000 | 633,000,000 | 528,000,000 | 516,000,000 | 543,000,000 | 494,000,000 | 466,000,000 | 462,000,000 | 576,000,000 | 570,000,000 | 496,000,000 | 398,000,000 | 456,000,000 | 469,000,000 | 388,000,000 | 339,000,000 | 361,000,000 | 425,000,000 | 277,000,000 | 323,000,000 | 408,000,000 | 359,000,000 | 407,000,000 | 299,000,000 | ||||||||||||||||||||||||||||||||
total non-interest expenses | 3,124,000,000 | 3,007,000,000 | 2,996,000,000 | 2,835,000,000 | 2,732,000,000 | 2,788,000,000 | 2,702,000,000 | 2,584,000,000 | 2,509,000,000 | 2,383,000,000 | 2,468,000,000 | 2,421,000,000 | 2,316,000,000 | 2,134,000,000 | 2,215,000,000 | 2,303,000,000 | 2,240,000,000 | 2,223,000,000 | 2,135,000,000 | 2,086,000,000 | 1,925,000,000 | 1,823,000,000 | 1,823,000,000 | 1,636,000,000 | 1,829,000,000 | 1,650,000,000 | 1,653,000,000 | 1,587,000,000 | 1,524,000,000 | 1,601,000,000 | 1,554,868,000 | 1,518,553,000 | 1,481,543,000 | 1,414,477,000 | 1,407,892,000 | 1,347,606,000 | 1,402,334,000 | 1,285,287,000 | 1,225,232,000 | 1,167,032,000 | 1,121,290,000 | 1,112,342,000 | 1,139,848,000 | 1,119,694,000 | 1,110,145,000 | 1,079,887,000 | 1,035,298,000 | 948,229,000 | 948,217,000 | 764,035,000 | 678,129,000 | 699,101,000 | 769,308,000 | 727,819,000 | 687,083 | 648,410 | 652,026 | 640,231 |
pre-tax income | 735,000,000 | 728,000,000 | 731,000,000 | 563,000,000 | 671,000,000 | 749,000,000 | 760,000,000 | 644,000,000 | 609,000,000 | 630,000,000 | 585,000,000 | 486,000,000 | 557,000,000 | 652,000,000 | 616,000,000 | 415,000,000 | 433,000,000 | 558,000,000 | 560,000,000 | 385,000,000 | 447,000,000 | 399,000,000 | 256,000,000 | 198,000,000 | 239,000,000 | 359,000,000 | ||||||||||||||||||||||||||||||||
provision for income taxes | 191,000,000 | 165,000,000 | 127,000,000 | 127,000,000 | 176,000,000 | 149,000,000 | 158,000,000 | 152,000,000 | 133,000,000 | 97,500,000 | 117,000,000 | 143,000,000 | 110,000,000 | 112,000,000 | 131,000,000 | 78,000,000 | 92,000,000 | 87,000,000 | 91,000,000 | 83,000,000 | ||||||||||||||||||||||||||||||||||||||
net income | 544,000,000 | 563,000,000 | 604,000,000 | 436,000,000 | 495,000,000 | 600,000,000 | 602,000,000 | 492,000,000 | 476,000,000 | 498,000,000 | 434,000,000 | 369,000,000 | 427,000,000 | 509,000,000 | 439,000,000 | 301,000,000 | 323,000,000 | 446,000,000 | 429,000,000 | 307,000,000 | 355,000,000 | 312,000,000 | 209,000,000 | 172,000,000 | 169,000,000 | 268,000,000 | ||||||||||||||||||||||||||||||||
yoy | 9.90% | -6.17% | 0.33% | -11.38% | 3.99% | 20.48% | 38.71% | 33.33% | 11.48% | -2.16% | -1.14% | 22.59% | 32.20% | 14.13% | 2.33% | -1.95% | -9.01% | 42.95% | 105.26% | 78.49% | 110.06% | 16.42% | ||||||||||||||||||||||||||||||||||||
qoq | -3.37% | -6.79% | 38.53% | -11.92% | -17.50% | -0.33% | 22.36% | 3.36% | -4.42% | 14.75% | 17.62% | -13.58% | -16.11% | 15.95% | 45.85% | -6.81% | -27.58% | 3.96% | 39.74% | -13.52% | 13.78% | 49.28% | 21.51% | 1.78% | -36.94% | |||||||||||||||||||||||||||||||||
net income margin % | 12.76% | 13.48% | 14.42% | 11.35% | 12.87% | 14.87% | 15.04% | 13.08% | 13.08% | 14.15% | 12.35% | 11.21% | 13.53% | 16.82% | 14.63% | 10.84% | 11.91% | 15.83% | 15.71% | 12.23% | 14.74% | 13.81% | 9.85% | 9.17% | 8.01% | 13.01% | 0% | 0% | 0% | 0% | 0% | 0% | 0% | 0% | 0% | 0% | 0% | 0% | 0% | 0% | 0% | 0% | 0% | 0% | 0% | 0% | 0% | 0% | 0% | 0% | 0% | 0% | 0% | 0% | 0% | 0% | 0% | 0% |
preferred stock dividends | 2,000,000 | 1,000,000 | 1,000,000 | 1,000,000 | 2,000,000 | 1,000,000 | 1,000,000 | 1,000,000 | 2,000,000 | 1,000,000 | 2,000,000 | 2,000,000 | 2,000,000 | 2,000,000 | 2,000,000 | |||||||||||||||||||||||||||||||||||||||||||
net income available to common shareholders | 542,000,000 | 562,000,000 | 603,000,000 | 435,000,000 | 493,000,000 | 599,000,000 | 601,000,000 | 491,000,000 | 474,000,000 | 497,000,000 | 432,000,000 | 369,000,000 | 425,000,000 | 507,000,000 | 437,000,000 | 299,000,000 | ||||||||||||||||||||||||||||||||||||||||||
earnings per common share – basic | 2,760,000 | 2,850,000 | 3,020,000 | 2,160,000 | 2,410,000 | 2,940,000 | 2,920,000 | 2,370,000 | 2,270,000 | 2,380,000 | 2,070,000 | 1,750,000 | 1,970,000 | 2,360,000 | 2,040,000 | 1,410,000 | 1,560,000 | 2,160,000 | -280,000 | 2,240,000 | 2,580,000 | 2,270,000 | 1,530,000 | 1,250,000 | 1,220,000 | 1,930,000 | 1,900,000 | 1,840,000 | 1,850,000 | 1,730,000 | 1,810 | 1,590 | 1,670 | 820 | 1,340 | 1,270 | ||||||||||||||||||||||
earnings per common share – diluted | 2,720,000 | 2,790,000 | 2,950,000 | 2,120,000 | 2,360,000 | 2,860,000 | 2,850,000 | 2,310,000 | 2,220,000 | 2,320,000 | 2,020,000 | 1,710,000 | 1,930,000 | 2,300,000 | 1,990,000 | 1,380,000 | 1,520,000 | 2,100,000 | -290,000 | 2,180,000 | 2,510,000 | 2,230,000 | 1,500,000 | 1,230,000 | 1,200,000 | 1,890,000 | 1,870,000 | 1,800,000 | 1,810,000 | 1,690,000 | 1,760 | 1,550 | 1,630 | 800 | 1,310 | 1,240 | ||||||||||||||||||||||
weighted-average common shares outstanding – basic | 196,100,000 | 197,100,000 | 202,000,000 | 201,200,000 | 204,300,000 | 203,700,000 | 207,100,000 | 206,800,000 | 208,300,000 | 208,600,000 | 211,800,000 | 210,100,000 | 214,300,000 | 214,700,000 | 209,900,000 | 210,700,000 | 207,700,000 | 206,300,000 | 205,700,000 | 137,200,000 | 137,800,000 | 136,800,000 | 137,600,000 | 137,100,000 | 138,400,000 | 138,300,000 | 141,000,000 | 140,400,000 | 140,800,000 | 144,200,000 | 145,271,000 | 145,634,000 | 145,385,000 | 144,469,000 | 143,275,000 | 143,712,000 | 143,367,000 | 142,110,000 | 141,773,000 | 141,165,000 | 141,472,000 | 143,058,000 | 142,548,000 | 143,252,000 | 142,320,000 | 139,935,000 | 140,270,000 | 130,806,000 | 135,256,000 | 129,353,000 | 123,225,000 | 122,448,000 | ||||||
weighted-average common and common equivalent shares outstanding – diluted | 199,200,000 | 201,400,000 | 206,600,000 | 205,500,000 | 208,700,000 | 209,200,000 | 212,300,000 | 212,300,000 | 213,400,000 | 213,800,000 | 216,900,000 | 214,800,000 | 219,200,000 | 220,400,000 | 215,300,000 | 215,700,000 | 213,000,000 | 212,400,000 | 211,200,000 | 141,100,000 | 141,200,000 | 139,700,000 | 140,200,000 | 139,400,000 | 141,100,000 | 141,500,000 | 144,000,000 | 143,600,000 | 143,900,000 | 147,300,000 | 148,838,000 | 149,447,000 | 149,037,000 | 148,261,000 | 146,647,000 | 147,103,000 | 146,779,000 | 145,675,000 | 144,513,000 | 143,952,000 | 144,012,000 | 146,141,000 | 145,939,000 | 146,493,000 | 146,050,000 | 143,589,000 | 143,985,000 | 131,791,000 | 136,657,000 | 130,644,000 | 123,712,000 | 122,836,000 | ||||||
other comprehensive income, net of tax: | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
available-for-sale securities | -10,000,000 | 43,000,000 | 52,000,000 | 53,000,000 | 95,000,000 | -106,000,000 | 202,000,000 | 11,000,000 | -26,000,000 | 270,000,000 | -108,000,000 | -76,000,000 | 97,000,000 | 47,000,000 | -365,000,000 | -157,000,000 | -320,000,000 | -55,000,000 | -26,000,000 | 25,000,000 | -76,000,000 | -17,000,000 | 1,000,000 | 5,000,000 | 63,000,000 | -1,000,000 | 6,000,000 | 24,000,000 | 19,000,000 | |||||||||||||||||||||||||||||
currency translations, net of the impact of net investment hedges | -10,000,000 | 7,000,000 | -12,000,000 | 58,000,000 | 19,000,000 | -53,000,000 | 33,000,000 | -2,000,000 | -11,000,000 | 29,000,000 | -23,000,000 | 20,000,000 | 7,000,000 | 46,000,000 | -63,000,000 | -40,000,000 | -11,000,000 | -9,000,000 | 5,000,000 | 2,000,000 | 18,000,000 | -1,500,000 | 11,000,000 | -26,000,000 | 9,000,000 | -3,000,000 | 6,000,000 | 8,000,000 | ||||||||||||||||||||||||||||||
cash flow hedges | -2,000,000 | -500,000 | -3,000,000 | -5,000,000 | 6,000,000 | -20,000,000 | -2,000,000 | 6,000,000 | -21,000,000 | 2,000,000 | 12,000,000 | -11,000,000 | -2,000,000 | 22,000,000 | 10,000,000 | 29,000,000 | 9,000,000 | 4,000,000 | -2,000,000 | 19,000,000 | 5,000,000 | 3,000,000 | -4,000,000 | -43,000,000 | 10,000,000 | -12,000,000 | -19,000,000 | -13,000,000 | ||||||||||||||||||||||||||||||
total other comprehensive income, net of tax | -20,000,000 | 48,000,000 | 42,000,000 | 108,000,000 | 109,000,000 | -153,000,000 | 215,000,000 | 7,000,000 | -31,000,000 | 278,000,000 | 35,000,000 | -44,000,000 | 91,000,000 | -46,000,000 | -31,000,000 | 28,000,000 | -55,000,000 | 6,000,000 | 10,000,000 | 12,000,000 | 18,000,000 | |||||||||||||||||||||||||||||||||||||
total comprehensive income | 524,000,000 | 611,000,000 | 646,000,000 | 544,000,000 | 604,000,000 | 447,000,000 | 817,000,000 | 499,000,000 | 445,000,000 | 776,000,000 | 305,000,000 | 325,000,000 | 520,000,000 | 600,000,000 | 33,000,000 | 114,000,000 | 21,000,000 | 400,000,000 | 398,000,000 | 335,000,000 | 300,000,000 | 318,000,000 | 219,000,000 | 184,000,000 | 163,000,000 | 286,000,000 | 256,000,000 | 270,000,000 | 275,000,000 | 241,000,000 | 262,412,000 | 228,188,000 | 240,778,000 | 113,587,000 | 200,300,000 | 188,848,000 | 118,461,000 | 169,160,000 | 171,812,000 | 119,929,000 | 126,191,000 | 96,188,000 | 111,975,000 | 132,698,000 | 99,020,000 | 127,560,000 | 130,841,000 | 97,768,000 | 68,039,000 | 82,630,000 | 66,484,000 | 48,419,000 | 47,758,000 | 86,644,000 | 92,124 | 80,433 | 59,136 | 65,221 |
bank loan benefit for credit losses | -3,000,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
bank loan benefit from credit losses | 12,000,000 | 28,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
benefit from income taxes | 132,000,000 | 130,000,000 | 84,000,000 | 114,000,000 | 46,750,000 | 26,000,000 | 70,000,000 | 63,000,000 | 83,000,000 | 86,000,000 | 87,235,000 | 85,800,000 | 88,524,000 | 192,401,000 | 84,951,000 | 91,590,000 | 52,758,000 | 59,812,000 | 64,752,000 | 72,261,000 | 72,271,000 | 62,009,000 | 77,630,000 | 74,935,000 | 66,857,000 | 76,048,000 | 68,554,000 | 40,982,000 | 48,520,000 | 42,628,000 | 43,526,000 | 56,902,000 | 31,881,000 | 45,320,000 | 48,791 | 36,288 | 36,824 | 34,028 | ||||||||||||||||||||
other comprehensive income/(loss), net of tax: | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
total other comprehensive income/(loss), net of tax | 93,000,000 | -133,750,000 | -187,000,000 | -6,000,000 | 4,250,000 | 11,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
bank loan provision/(benefit) for credit losses | 16,500,000 | 56,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
losses on extinguishment of debt | 98,000,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
acquisition-related expenses | 11,000,000 | 6,000,000 | 2,250,000 | 7,000,000 | 2,000,000 | 3,927,000 | 877,000 | 3,366,000 | 1,086,000 | 12,666,000 | 19,374,000 | 13,445,000 | 6,015,000 | 1,872,000 | ||||||||||||||||||||||||||||||||||||||||||||
total other comprehensive loss, net of tax | -302,000,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
bank loan loss provision/ | 47,000,000 | 81,000,000 | 4,000,000 | -5,000,000 | 1,016,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||
acquisition and disposition-related expenses | 15,000,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
bank loan loss provision | 109,000,000 | -2,000,000 | 5,000,000 | 16,000,000 | 6,690,000 | 5,226,000 | 7,549,000 | -110,000 | 6,209,000 | 7,928,000 | 9,629,000 | 13,910,000 | 3,937,000 | 3,969,000 | 9,315,000 | 5,154,000 | 7,456,000 | 5,423,000 | 8,363,000 | 8,637,000 | 11,232 | 20,543 | 17,098 | 19,937 | ||||||||||||||||||||||||||||||||||
occupancy and equipment costs | 59,000,000 | 55,000,000 | 53,000,000 | 51,000,000 | 52,925,000 | 49,503,000 | 49,701,000 | 49,814,000 | 50,680,000 | 46,507,000 | 47,498,000 | 46,052,000 | 43,950,000 | 40,825,000 | 40,891,000 | 41,789,000 | 42,129,000 | 40,269,000 | 41,604,000 | 41,344,000 | 40,757,000 | 39,944,000 | 41,087,000 | 27,231,000 | 25,937,000 | 28,458,000 | 27,140,000 | 26,773,000 | 26,229 | 25,659 | 26,679 | 25,892 | ||||||||||||||||||||||||||
income including noncontrolling interests and before benefit from income taxes | 251,250,000 | 340,000,000 | 335,000,000 | 344,062,000 | 318,042,000 | 331,089,000 | 311,684,000 | 282,219,000 | 276,941,000 | 161,303,000 | 207,515,000 | 233,542,000 | 191,450,000 | 190,204,000 | 162,175,000 | 201,135,000 | 201,295,000 | 175,633,000 | 205,204,000 | 178,933,000 | 117,380,000 | 137,991,000 | 107,902,000 | 104,648,000 | 118,682,000 | 81,079,000 | 124,238,000 | 126,746 | 99,476 | 95,347 | 94,208 | |||||||||||||||||||||||||||
net income including noncontrolling interests | 188,250,000 | 257,000,000 | 249,000,000 | 247,000,000 | 256,827,000 | 232,242,000 | 242,565,000 | 119,283,000 | 197,268,000 | 185,351,000 | 108,545,000 | 147,703,000 | 168,790,000 | 119,189,000 | 117,933,000 | 100,166,000 | 123,505,000 | 126,360,000 | 108,776,000 | 129,156,000 | 110,379,000 | 76,398,000 | 89,471,000 | 65,274,000 | 61,122,000 | 61,780,000 | 49,198,000 | 78,918,000 | 77,955 | 63,188 | 58,523 | 60,180 | ||||||||||||||||||||||||||
net income attributable to noncontrolling interests | -4,000,000 | -2,000,000 | -12,000,000 | 441,000 | -4,210,000 | 1,136,000 | -2,880,000 | -6,315,000 | -7,914,000 | -6,163,000 | -5,681,000 | -6,835,000 | -4,687,000 | -7,210,000 | -12,310,000 | -6,927,000 | 13,121,000 | -3,595,000 | -6,203,000 | -7,147,000 | 2,412,000 | -1,999,000 | -3,768 | -5,877 | -2,164 | 4,552 | ||||||||||||||||||||||||||||||||
net income attributable to raymond james financial, inc. | 192,250,000 | 259,000,000 | 261,000,000 | 249,000,000 | 262,748,000 | 232,258,000 | 242,847,000 | 118,842,000 | 193,489,000 | 183,424,000 | 112,755,000 | 146,567,000 | 171,670,000 | 125,504,000 | 125,847,000 | 106,329,000 | 129,186,000 | 133,195,000 | 113,463,000 | 136,366,000 | 122,689,000 | 83,325,000 | 76,350,000 | 68,869,000 | 67,325,000 | 68,927,000 | 46,786,000 | 80,917,000 | 81,723 | 69,065 | 60,687 | 55,628 | ||||||||||||||||||||||||||
income including noncontrolling interests and before provision for income taxes | 330,000,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
net loss attributable to noncontrolling interests | -2,000,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
net change in unrealized loss on available-for-sale securities | 22,000,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
net change in unrealized loss on currency translations, net of the impact of net investment hedges | -13,000,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
net change in unrealized gain on cash flow hedges | -17,000,000 | 16,593,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
securities commissions and fees | 1,146,729,000 | 1,115,465,000 | 1,117,280,000 | 1,103,566,000 | 1,026,505,000 | 1,017,908,000 | 992,112,000 | 984,385,000 | 923,859,000 | 871,764,000 | 853,330,000 | 849,662,000 | 874,209,000 | 874,606,000 | 860,214,000 | 840,165,000 | 813,461,000 | 732,443,000 | 733,180,000 | 558,527,000 | 511,334,000 | 541,250,000 | 551,337,000 | 563,710,000 | 534,139 | 497,210 | 505,246 | 479,302 | ||||||||||||||||||||||||||||||
investment advisory and related administrative fees | 158,551,000 | 153,627,000 | 151,433,000 | 142,023,000 | 127,088,000 | 117,378,000 | 110,280,000 | 108,243,000 | 103,752,000 | 96,156,000 | 93,877,000 | 98,541,000 | ||||||||||||||||||||||||||||||||||||||||||||||
net trading profit | 11,444,000 | 11,371,000 | 14,037,000 | 19,870,000 | 22,110,000 | 23,404,000 | 15,811,000 | 20,555,000 | 25,212,000 | 29,795,000 | 14,415,000 | 22,169,000 | 16,355,000 | 16,216,000 | 17,060,000 | 14,374,000 | 17,276,000 | |||||||||||||||||||||||||||||||||||||||||
net income/(loss) attributable to noncontrolling interests | -5,921,000 | -16,000 | -282,000 | -286,750 | 1,927,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||
net change in unrealized gain/(loss) on available-for-sale securities and non-credit portion of other-than-temporary impairment losses | -10,793,000 | -3,848,000 | -16,627,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
net change in unrealized gain/(loss) on currency translations, net of the impact of net investment hedges | 5,197,000 | -6,290,000 | -2,035,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
net change in unrealized gain/(loss) on cash flow hedges | 5,260,000 | 6,068,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
interest | 231,729,000 | 222,576,000 | 204,224,000 | 192,544,000 | 182,782,000 | 172,477,000 | 163,810,000 | 161,567,000 | 142,471,000 | 139,538,000 | 137,147,000 | 134,413,000 | 126,009,000 | 119,391,000 | 121,124,000 | 121,186,000 | 108,852,000 | 102,096,000 | 95,289,000 | 95,832,000 | 96,811,000 | 104,386 | 93,465 | 92,780 | 93,275 | |||||||||||||||||||||||||||||||||
unrealized loss on available-for-sale securities and non-credit portion of other-than-temporary impairment losses | -11,953,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
unrealized gain/(loss) on currency translations, net of the impact of net investment hedges | -187,000 | 4,971,000 | 7,423,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
unrealized gain on cash flow hedges | 6,885,000 | 1,531,000 | 25,738,000 | -3,781,500 | -6,922,000 | 3,265,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
clearance and floor brokerage | 9,013,250 | 12,296,000 | 11,407,000 | 12,350,000 | 12,005,000 | 10,214,000 | 10,517,000 | 9,996,000 | 10,014,000 | 9,648,000 | 13,588,000 | 10,710,000 | 9,335,000 | 11,873,000 | 11,025,000 | 9,070,000 | 7,454,000 | 8,820,000 | 10,277,000 | 9,447,000 | 9,917 | 8,313 | 9,480 | 8,828 | ||||||||||||||||||||||||||||||||||
unrealized gain/(loss) on available-for-sale securities and non-credit portion of other-than-temporary impairment losses | 2,102,000 | 1,776,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
unrealized gain/(loss) on cash flow hedges | -262,000 | -3,775,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
other-than-temporary impairment: | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
total other-than-temporary impairment | 1,022,000 | 397,000 | 860,000 | 861,000 | 423,000 | -353,000 | 374,000 | 137,000 | 1,228,000 | -627,000 | 154,000 | 839,000 | 11,738,000 | -1,260,000 | 10,853,000 | -4,187,000 | -1,016,000 | -2,680,000 | -2,163,000 | 779 | ||||||||||||||||||||||||||||||||||||||
portion of charge-offs/(recoveries) recognized in other comprehensive income | -569,750 | -1,022,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
net impairment losses recognized in other revenue | -407,000 | -1,435,000 | -1,337,000 | -2,096,000 | -2,581,000 | -2,255,000 | -3,219,000 | -2,179 | -4,077 | -2,515 | -2,439 | |||||||||||||||||||||||||||||||||||||||||||||||
net income per common share – basic | 780 | 1,030 | 1,210 | 890 | 890 | 740 | 900 | 930 | 790 | 970 | 870 | 610 | 550 | 520 | 530 | |||||||||||||||||||||||||||||||||||||||||||
net income per common share – diluted | 770 | 1,000 | 1,180 | 870 | 870 | 730 | 880 | 910 | 770 | 940 | 850 | 600 | 550 | 520 | 530 | |||||||||||||||||||||||||||||||||||||||||||
unrealized gain on available for sale securities and non-credit portion of other-than-temporary impairment losses | 1,952,000 | 1,099,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
unrealized gain on currency translations, net of the impact of net investment hedges | 2,223,000 | 1,001,000 | -4,222,000 | 2,302,000 | 10,714,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||
portion of (recoveries) losses recognized in other comprehensive income | -397,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
bank loan loss benefit | -1,040,000 | 6,747,750 | 3,452,000 | 2,573,250 | -3,009,000 | 2,020,500 | 4,467,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||
unrealized loss on available for sale securities and non-credit portion of other-than-temporary impairment losses | -4,146,000 | -1,661,750 | -955,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
portion of recoveries recognized in other comprehensive income | -860,000 | -861,000 | -423,000 | -12,190,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||
unrealized loss on cash flow hedges | -11,469,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
portion of pre-tax losses (recoveries) recognized in other comprehensive income | 353,000 | 627,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
unrealized losses on available for sale securities and non-credit portion of other-than-temporary impairment losses | -6,791,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
unrealized losses on currency translations, net of the impact of net investment hedges | -6,615,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
portion of pre-tax recoveries recognized in other comprehensive income | -374,000 | -137,000 | -1,228,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
investment advisory fees | 99,226,000 | 96,235,000 | 91,016,000 | 91,772,000 | 89,080,000 | 58,189,000 | 57,887,000 | 54,269,000 | 53,505,000 | 56,681,000 | 55,016,000 | 52,441,000 | 52,216 | 43,428 | 44,318 | 42,218 | ||||||||||||||||||||||||||||||||||||||||||
change in unrealized losses on available for sale securities and non-credit portion of other-than-temporary impairment losses | -767,000 | -5,381,000 | 2,337,000 | -801,000 | 2,246,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||
change in currency translations and net investment hedges | -5,106,000 | 1,295,000 | -15,279,000 | -8,005,000 | 5,906,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||
change in cash flow hedges | 522,000 | 3,589,000 | -1,501,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
acquisition related expenses | 18,725,000 | 20,955,000 | 19,604,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
portion of pre-tax (recoveries) losses recognized in other comprehensive income | -1,209,750 | -839,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
net trading profits | 18,672,000 | 14,544,000 | 12,979,000 | 9,343,000 | -1,591,000 | 7,529,000 | 15,246,000 | 6,322 | 13,402 | 3,047 | 10,170 | |||||||||||||||||||||||||||||||||||||||||||||||
loss benefit from auction rate securities | 11,250,000 | 45,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
change in unrealized gain on available for sale securities and non-credit portion of other-than-temporary impairment losses | 6,689,000 | 622,000 | 11,236,000 | -5,661,000 | -4,274,000 | -26,000 | 2,024,000 | 4,897 | ||||||||||||||||||||||||||||||||||||||||||||||||||
change in currency translations | -397,000 | -8,933,000 | 2,525,000 | 4,820,000 | -16,234,000 | 998,000 | 3,703,000 | 5,504 | 5,480 | -7,516 | 4,522 | |||||||||||||||||||||||||||||||||||||||||||||||
portion of | -12,145,000 | -175,000 | -1,056,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
portion of losses | 2,091,000 | -897,250 | 425,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
financial service fees | 30,409,250 | 38,954,000 | 41,291,000 | 41,788 | 40,270 | 41,718 | 39,286 | |||||||||||||||||||||||||||||||||||||||||||||||||||
net income per common share-basic | 415 | 370 | 640 | 0.65 | 0.55 | 0.49 | 0.45 | |||||||||||||||||||||||||||||||||||||||||||||||||||
net income per common share-diluted | 412.5 | 370 | 640 | 0.65 | 0.55 | 0.48 | 0.45 | |||||||||||||||||||||||||||||||||||||||||||||||||||
weighted-average common shares outstanding-basic | 123,238,000 | 122,396,000 | 121,155 | 119,335 | 119,622 | 119,288 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
weighted-average common and common equivalent shares outstanding-diluted | 123,958,000 | 123,265,000 | 121,534 | 119,592 | 120,019 | 119,580 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
portion of losses recognized in other comprehensive income | -2,958 | 3,990 | -251 | -581 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||
change in unrealized loss on available for sale securities and non-credit portion of other-than-temporary impairment losses | 6,064.75 | 5,965 | 5,071 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
total other-than-temporary impairment losses | -8,067 | -2,264 | -1,858 |
Balance Sheets:
Quarterly
Annual
| Unit: USD | 2026-03-31 | 2025-12-31 | 2025-09-30 | 2025-06-30 | 2025-03-31 | 2024-12-31 | 2024-09-30 | 2024-06-30 | 2024-03-31 | 2023-12-31 | 2023-09-30 | 2023-06-30 | 2023-03-31 | 2022-12-31 | 2022-09-30 | 2022-06-30 | 2022-03-31 | 2021-12-31 | 2021-09-30 | 2021-06-30 | 2021-03-31 | 2020-12-31 | 2020-09-30 | 2020-06-30 | 2020-03-31 | 2019-12-31 | 2019-09-30 | 2019-06-30 | 2019-03-31 | 2018-12-31 | 2018-09-30 | 2018-06-30 | 2018-03-31 | 2017-12-31 | 2017-09-30 | 2017-06-30 | 2017-03-31 | 2016-12-31 | 2016-09-30 | 2016-06-30 | 2016-03-31 | 2015-12-31 | 2015-09-30 | 2015-06-30 | 2015-03-31 | 2014-09-30 | 2014-06-30 | 2012-09-30 | 2012-06-30 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
assets: | |||||||||||||||||||||||||||||||||||||||||||||||||
cash and cash equivalents | 11,219,000,000 | 9,890,000,000 | 11,389,000,000 | 9,195,000,000 | 9,662,000,000 | 10,048,000,000 | 10,998,000,000 | 9,095,000,000 | 10,001,000,000 | 10,206,000,000 | 9,313,000,000 | 8,375,000,000 | 8,663,000,000 | 6,177,000,000 | 6,178,000,000 | 5,958,000,000 | 5,715,000,000 | 8,216,000,000 | 7,201,000,000 | 5,982,000,000 | 5,851,000,000 | 5,377,000,000 | 5,390,000,000 | 5,632,000,000 | 10,648,000,000 | 4,109,000,000 | 3,957,000,000 | 3,596,000,000 | 3,831,000,000 | 4,322,000,000 | 3,500,306,000 | 3,179,751,000 | 3,139,938,000 | 3,897,529,000 | 3,669,672,000 | 2,615,479,000 | 2,636,326,000 | 2,528,275,000 | 1,650,452,000 | 1,978,057,000 | 1,479,786,000 | 2,596,388,000 | 2,601,006,000 | 2,582,081,000 | 2,540,137,000 | 2,199,063,000 | 2,845,757,000 | 1,980,020,000 | 1,729,035,000 |
assets segregated for regulatory purposes and restricted cash | 3,745,000,000 | 3,680,000,000 | 3,398,000,000 | 3,770,000,000 | 3,425,000,000 | 3,532,000,000 | 3,350,000,000 | 3,641,000,000 | 3,705,000,000 | 3,731,000,000 | 3,235,000,000 | 3,839,000,000 | 4,697,000,000 | 5,116,000,000 | 8,481,000,000 | 16,251,000,000 | 19,531,000,000 | 15,490,000,000 | 11,348,000,000 | ||||||||||||||||||||||||||||||
collateralized agreements | 608,000,000 | 740,000,000 | 698,000,000 | 941,000,000 | 551,000,000 | 530,000,000 | 749,000,000 | 570,000,000 | 727,000,000 | 454,000,000 | 418,000,000 | 410,000,000 | 379,000,000 | 335,000,000 | 704,000,000 | 631,000,000 | 571,000,000 | 347,000,000 | 480,000,000 | 639,000,000 | 451,000,000 | 533,000,000 | 422,000,000 | ||||||||||||||||||||||||||
financial instruments, at fair value: | |||||||||||||||||||||||||||||||||||||||||||||||||
trading assets | 1,434,000,000 | 1,530,000,000 | 1,538,000,000 | 1,349,000,000 | 1,528,000,000 | 1,459,000,000 | 1,480,000,000 | 1,472,000,000 | 1,434,000,000 | 1,103,000,000 | 1,187,000,000 | 1,156,000,000 | 993,000,000 | 1,112,000,000 | 1,270,000,000 | 458,000,000 | 475,000,000 | 370,000,000 | 610,000,000 | 488,000,000 | 567,000,000 | 386,000,000 | |||||||||||||||||||||||||||
available-for-sale securities | 6,402,000,000 | 6,648,000,000 | 6,888,000,000 | 7,165,000,000 | 7,439,000,000 | 7,727,000,000 | 8,260,000,000 | 8,530,000,000 | 9,031,000,000 | 9,198,000,000 | 9,181,000,000 | 9,566,000,000 | 9,773,000,000 | 9,793,000,000 | 9,885,000,000 | 10,464,000,000 | 8,815,000,000 | 8,547,000,000 | 8,315,000,000 | 8,191,000,000 | 8,158,000,000 | 8,000,000,000 | 7,650,000,000 | 5,630,000,000 | 4,265,000,000 | 3,222,000,000 | 3,093,000,000 | 2,960,000,000 | 2,893,000,000 | 2,797,000,000 | 2,696,366,000 | 2,668,211,000 | 2,559,303,000 | 2,393,321,000 | 2,188,282,000 | 2,010,991,000 | |||||||||||||
derivative assets | 71,000,000 | 70,000,000 | 68,000,000 | 73,000,000 | 92,000,000 | 91,000,000 | 103,000,000 | 85,000,000 | 206,000,000 | 195,000,000 | 265,000,000 | 229,000,000 | 91,000,000 | 107,000,000 | 188,000,000 | 152,000,000 | 183,000,000 | 214,000,000 | 255,000,000 | 291,000,000 | 304,000,000 | 368,000,000 | 438,000,000 | 452,000,000 | 447,000,000 | 288,000,000 | 338,000,000 | 304,000,000 | 251,000,000 | 213,000,000 | 180,224,000 | 217,522,000 | 246,001,000 | 292,140,000 | 318,775,000 | ||||||||||||||
other investments | 399,000,000 | 398,000,000 | 390,000,000 | 315,000,000 | 306,000,000 | 299,000,000 | 302,000,000 | 333,000,000 | 306,000,000 | 310,000,000 | 306,000,000 | 306,000,000 | 318,000,000 | 296,000,000 | 292,000,000 | 365,000,000 | 407,000,000 | 711,000,000 | 357,000,000 | 583,000,000 | 370,000,000 | 863,000,000 | 334,000,000 | 327,000,000 | 316,000,000 | 363,000,000 | 365,000,000 | 253,000,000 | 258,000,000 | 259,000,000 | 202,202,000 | 214,882,000 | 262,925,000 | 265,170,000 | 220,980,000 | 179,927,000 | 222,585,000 | 252,731,000 | 296,844,000 | 249,216,000 | 294,098,000 | 247,935,000 | 248,751,000 | 191,130,000 | 208,976,000 | 215,751,000 | 220,509,000 | 310,806,000 | |
brokerage client receivables | 3,300,000,000 | 2,961,000,000 | 2,821,000,000 | 2,917,000,000 | 2,787,000,000 | 2,650,000,000 | 2,711,000,000 | 2,798,000,000 | 2,782,000,000 | 2,382,000,000 | 2,525,000,000 | 2,364,000,000 | 2,575,000,000 | 2,641,000,000 | 2,934,000,000 | 2,954,000,000 | 3,169,000,000 | 2,721,000,000 | 2,831,000,000 | 2,683,000,000 | 2,513,000,000 | 2,286,000,000 | 2,435,000,000 | 2,346,000,000 | 2,491,000,000 | 2,527,000,000 | 2,671,000,000 | 2,613,000,000 | 2,769,000,000 | 2,863,000,000 | 3,342,534,000 | 2,899,385,000 | 2,875,109,000 | 2,666,268,000 | 2,766,771,000 | ||||||||||||||
other receivables | 1,812,000,000 | 1,487,000,000 | 1,814,000,000 | 1,791,000,000 | 1,877,000,000 | 1,508,000,000 | 1,825,000,000 | 1,933,000,000 | 1,999,000,000 | 1,580,000,000 | 1,608,000,000 | 1,612,000,000 | 1,711,000,000 | 1,252,000,000 | 1,615,000,000 | 1,230,000,000 | 1,373,000,000 | 1,038,000,000 | 999,000,000 | 1,144,000,000 | 1,007,000,000 | 850,000,000 | 927,000,000 | 616,000,000 | 846,000,000 | 599,000,000 | 549,000,000 | 631,000,000 | 535,000,000 | 611,000,000 | 582,918,000 | 671,621,000 | 628,375,000 | 642,542,000 | 652,769,000 | ||||||||||||||
bank loans | 54,833,000,000 | 53,443,000,000 | 51,567,000,000 | 49,840,000,000 | 48,273,000,000 | 47,164,000,000 | 45,994,000,000 | 45,149,000,000 | 44,099,000,000 | 44,182,000,000 | 43,775,000,000 | 43,345,000,000 | 43,683,000,000 | 44,066,000,000 | 43,239,000,000 | 41,843,000,000 | 27,883,000,000 | 26,132,000,000 | 24,994,000,000 | 23,896,000,000 | 22,879,000,000 | 21,957,000,000 | 21,195,000,000 | 21,223,000,000 | 21,788,000,000 | 21,296,000,000 | 20,891,000,000 | 20,691,000,000 | 20,135,000,000 | 19,887,000,000 | 19,518,100,000 | 18,987,806,000 | 18,150,913,000 | 17,697,298,000 | 17,006,795,000 | 16,630,191,000 | 15,994,689,000 | 15,828,752,000 | 15,210,735,000 | 14,799,516,000 | 14,348,481,000 | 13,733,265,000 | 12,988,021,000 | 12,053,678,000 | 12,060,663,000 | 10,964,299,000 | 10,374,274,000 | 7,991,512,000 | 7,838,574,000 |
loans to financial advisors | 1,894,000,000 | 1,770,000,000 | 1,626,000,000 | 1,500,000,000 | 1,412,000,000 | 1,351,000,000 | 1,326,000,000 | 1,258,000,000 | 1,190,000,000 | 1,184,000,000 | 1,136,000,000 | 1,122,000,000 | 1,108,000,000 | 1,122,000,000 | 1,152,000,000 | 1,125,000,000 | 1,124,000,000 | 1,108,000,000 | 1,057,000,000 | 1,042,000,000 | 988,000,000 | 976,000,000 | 1,012,000,000 | 992,000,000 | 982,000,000 | 991,000,000 | 983,000,000 | 936,000,000 | 913,000,000 | 925,000,000 | 934,420,000 | 928,488,000 | 885,218,000 | 890,072,000 | 873,272,000 | 865,789,000 | 861,346,000 | 845,783,000 | 838,721,000 | 576,103,000 | 551,701,000 | 523,141,000 | 488,760,000 | 480,663,000 | 463,193,000 | 424,928,000 | 430,114,000 | 445,497,000 | |
deferred income taxes | 549,000,000 | 623,000,000 | 671,000,000 | 642,000,000 | 610,000,000 | 651,000,000 | 651,000,000 | 658,000,000 | 656,000,000 | 637,000,000 | 711,000,000 | 612,000,000 | 573,000,000 | 572,000,000 | 630,000,000 | 479,000,000 | 412,000,000 | 305,000,000 | 305,000,000 | 289,000,000 | 277,000,000 | 262,000,000 | 262,000,000 | 222,000,000 | 224,000,000 | 217,000,000 | 231,000,000 | 210,000,000 | 188,000,000 | 186,000,000 | 203,125,000 | 231,816,000 | 219,094,000 | 199,507,000 | 313,486,000 | 382,753,000 | 365,869,000 | 318,160,000 | 322,024,000 | 296,619,000 | 272,644,000 | 258,770,000 | 266,899,000 | 259,486,000 | 259,456,000 | 231,325,000 | 219,008,000 | 168,187,000 | 188,330,000 |
goodwill and identifiable intangible assets | 1,983,000,000 | 1,838,000,000 | 1,847,000,000 | 1,860,000,000 | 1,855,000,000 | 1,858,000,000 | 1,886,000,000 | 1,884,000,000 | 1,894,000,000 | 1,908,000,000 | 1,907,000,000 | 1,928,000,000 | 1,932,000,000 | 1,938,000,000 | 1,931,000,000 | 1,810,000,000 | 1,110,000,000 | 874,000,000 | 882,000,000 | 862,000,000 | 868,000,000 | 834,000,000 | 600,000,000 | 602,000,000 | 603,000,000 | 609,000,000 | 611,000,000 | 635,000,000 | 630,000,000 | 633,000,000 | 639,097,000 | 641,787,000 | 646,809,000 | 651,339,000 | 493,183,000 | 495,116,000 | 496,222,000 | 499,195,000 | 504,442,000 | 384,893,000 | 376,964,000 | 374,407,000 | 376,962,000 | 354,647,000 | 350,673,000 | 354,261,000 | 356,035,000 | 361,246,000 | |
other assets | 3,695,000,000 | 3,682,000,000 | 3,515,000,000 | 3,457,000,000 | 3,315,000,000 | 3,414,000,000 | 3,357,000,000 | 3,222,000,000 | 3,202,000,000 | 3,060,000,000 | 2,793,000,000 | 2,769,000,000 | 2,684,000,000 | 2,520,000,000 | 2,452,000,000 | 2,391,000,000 | 2,333,000,000 | 2,388,000,000 | 2,257,000,000 | 1,637,000,000 | 1,616,000,000 | 1,663,000,000 | 1,525,000,000 | 1,572,000,000 | 1,341,000,000 | 1,485,000,000 | 1,020,000,000 | 965,000,000 | 966,000,000 | 840,000,000 | 844,316,000 | 885,365,000 | 860,669,000 | 857,161,000 | 780,425,000 | ||||||||||||||
total assets | 91,944,000,000 | 88,760,000,000 | 88,230,000,000 | 84,815,000,000 | 83,132,000,000 | 82,282,000,000 | 82,992,000,000 | 80,628,000,000 | 81,232,000,000 | 80,130,000,000 | 78,360,000,000 | 77,633,000,000 | 79,180,000,000 | 77,047,000,000 | 80,951,000,000 | 86,111,000,000 | 73,101,000,000 | 68,461,000,000 | 61,891,000,000 | 57,161,000,000 | 56,066,000,000 | 53,657,000,000 | 47,482,000,000 | 44,682,000,000 | 49,809,000,000 | 40,154,000,000 | 38,830,000,000 | 38,677,000,000 | 38,176,000,000 | 38,544,000,000 | 37,412,924,000 | 36,364,109,000 | 36,030,871,000 | 36,084,899,000 | 34,883,456,000 | 33,433,426,000 | 32,928,731,000 | 31,669,390,000 | 31,593,733,000 | 28,843,431,000 | 27,753,211,000 | 26,907,327,000 | 26,479,684,000 | 24,808,416,000 | 24,967,935,000 | 23,325,652,000 | 23,070,289,000 | 21,160,265,000 | 21,170,555,000 |
liabilities and shareholders’ equity: | |||||||||||||||||||||||||||||||||||||||||||||||||
bank deposits | 62,423,000,000 | 60,152,000,000 | 58,897,000,000 | 57,249,000,000 | 56,403,000,000 | 55,850,000,000 | 56,010,000,000 | 54,401,000,000 | 54,843,000,000 | 55,393,000,000 | 54,199,000,000 | 53,768,000,000 | 54,229,000,000 | 51,979,000,000 | 51,357,000,000 | 49,887,000,000 | 34,685,000,000 | 34,092,000,000 | 32,495,000,000 | 30,340,000,000 | 29,254,000,000 | 27,790,000,000 | 26,801,000,000 | 25,372,000,000 | 30,023,000,000 | 22,975,000,000 | 22,281,000,000 | 22,166,000,000 | 21,618,000,000 | 21,673,000,000 | 19,941,507,000 | 19,478,561,000 | 18,711,903,000 | 18,725,545,000 | 17,732,362,000 | 16,310,881,000 | 16,377,544,000 | 15,189,790,000 | 14,262,547,000 | 13,732,194,000 | 12,729,457,000 | 12,657,609,000 | 11,919,881,000 | 11,010,616,000 | 11,272,013,000 | 10,028,924,000 | 10,267,838,000 | 8,599,713,000 | 8,277,304,000 |
collateralized financings | 1,142,000,000 | 882,000,000 | 1,111,000,000 | 883,000,000 | 787,000,000 | 768,000,000 | 938,000,000 | 1,154,000,000 | 955,000,000 | 516,000,000 | 337,000,000 | 181,000,000 | 327,000,000 | 194,000,000 | 466,000,000 | 437,000,000 | 425,000,000 | 268,000,000 | 277,000,000 | 285,000,000 | 278,000,000 | 297,000,000 | 250,000,000 | ||||||||||||||||||||||||||
financial instrument liabilities, at fair value: | |||||||||||||||||||||||||||||||||||||||||||||||||
trading liabilities | 726,000,000 | 883,000,000 | 891,000,000 | 920,000,000 | 963,000,000 | 835,000,000 | 976,000,000 | 891,000,000 | 904,000,000 | 794,000,000 | 716,000,000 | 768,000,000 | 710,000,000 | 692,000,000 | 836,000,000 | 158,000,000 | 186,000,000 | 171,000,000 | 176,000,000 | 258,000,000 | 212,000,000 | 152,000,000 | |||||||||||||||||||||||||||
derivative liabilities | 198,000,000 | 181,000,000 | 190,000,000 | 210,000,000 | 248,000,000 | 330,000,000 | 224,000,000 | 354,000,000 | 365,000,000 | 310,000,000 | 490,000,000 | 393,000,000 | 351,000,000 | 452,000,000 | 530,000,000 | 379,000,000 | 271,000,000 | 232,000,000 | 228,000,000 | 263,000,000 | 324,000,000 | 310,000,000 | 393,000,000 | 394,000,000 | 427,000,000 | 306,000,000 | 313,000,000 | 275,000,000 | 247,000,000 | 232,000,000 | 246,913,000 | 292,225,000 | 300,959,000 | 356,505,000 | 356,964,000 | ||||||||||||||
brokerage client payables | 6,607,000,000 | 6,084,000,000 | 5,853,000,000 | 6,215,000,000 | 5,870,000,000 | 5,702,000,000 | 5,825,000,000 | 5,489,000,000 | 6,038,000,000 | 5,793,000,000 | 5,447,000,000 | 6,035,000,000 | 6,848,000,000 | 7,728,000,000 | 11,446,000,000 | 19,055,000,000 | 22,697,000,000 | 19,201,000,000 | 13,991,000,000 | 11,843,000,000 | 12,475,000,000 | 11,918,000,000 | 6,792,000,000 | 5,955,000,000 | 7,076,000,000 | 4,885,000,000 | 4,361,000,000 | 4,343,000,000 | 4,467,000,000 | 5,245,000,000 | 5,624,810,000 | 5,066,586,000 | 5,953,541,000 | 5,820,347,000 | 5,411,829,000 | ||||||||||||||
accrued compensation, commissions and benefits | 2,110,000,000 | 1,945,000,000 | 2,603,000,000 | 2,215,000,000 | 1,914,000,000 | 1,787,000,000 | 2,325,000,000 | 1,977,000,000 | 1,757,000,000 | 1,496,000,000 | 1,914,000,000 | 1,700,000,000 | 1,461,000,000 | 1,281,000,000 | 1,787,000,000 | 1,604,000,000 | 1,573,000,000 | 1,428,000,000 | 1,825,000,000 | 1,557,000,000 | 1,372,000,000 | 1,135,000,000 | 1,384,000,000 | 1,109,000,000 | 929,000,000 | 933,000,000 | 1,272,000,000 | 1,093,000,000 | 959,000,000 | 799,000,000 | 1,189,485,000 | 1,005,598,000 | 901,723,000 | 793,687,000 | 1,059,996,000 | 903,594,000 | 811,551,000 | 701,301,000 | 915,954,000 | 737,848,000 | 673,200,000 | 600,020,000 | 842,527,000 | 746,494,000 | 689,230,000 | 814,359,000 | 697,011,000 | 690,654,000 | 591,120,000 |
other payables | 1,907,000,000 | 1,838,000,000 | 1,961,000,000 | 1,973,000,000 | 1,831,000,000 | 1,992,000,000 | 1,938,000,000 | 2,084,000,000 | 2,053,000,000 | 1,909,000,000 | 1,931,000,000 | 1,727,000,000 | 1,597,000,000 | 1,703,000,000 | 1,768,000,000 | 1,708,000,000 | 1,762,000,000 | 1,524,000,000 | 1,701,000,000 | 1,801,000,000 | 1,608,000,000 | 1,710,000,000 | 1,513,000,000 | 1,243,000,000 | 1,034,000,000 | 919,000,000 | 518,000,000 | 686,000,000 | 555,000,000 | 726,000,000 | 458,884,000 | 864,713,000 | 600,538,000 | 582,548,000 | 567,045,000 | ||||||||||||||
other borrowings | 700,000,000 | 700,000,000 | 700,000,000 | 849,000,000 | 849,000,000 | 1,049,000,000 | 1,049,000,000 | 1,049,000,000 | 1,299,000,000 | 1,099,000,000 | 1,100,000,000 | 1,100,000,000 | 1,650,000,000 | 1,150,000,000 | 1,291,000,000 | 1,353,000,000 | 856,000,000 | 856,000,000 | 858,000,000 | 859,000,000 | 861,000,000 | 862,000,000 | 888,000,000 | 890,000,000 | 891,000,000 | 899,000,000 | 894,000,000 | 945,000,000 | 896,000,000 | 1,198,000,000 | 899,059,000 | 900,326,000 | 901,588,000 | 1,532,826,000 | 1,514,012,000 | 805,198,000 | 756,367,000 | 915,921,000 | 608,658,000 | 847,578,000 | 610,884,000 | 611,974,000 | 703,065,000 | 679,215,000 | 721,716,000 | 654,916,000 | 559,166,000 | ||
senior notes payable | 3,521,000,000 | 3,521,000,000 | 3,520,000,000 | 2,040,000,000 | 2,040,000,000 | 2,040,000,000 | 2,040,000,000 | 2,039,000,000 | 2,039,000,000 | 2,039,000,000 | 2,039,000,000 | 2,039,000,000 | 2,038,000,000 | 2,038,000,000 | 2,038,000,000 | 2,038,000,000 | 2,037,000,000 | 2,037,000,000 | 2,037,000,000 | 2,037,000,000 | 2,045,000,000 | 2,045,000,000 | 2,045,000,000 | 2,044,000,000 | 2,044,000,000 | 1,550,000,000 | 1,550,000,000 | 1,550,000,000 | 1,550,000,000 | 1,550,000,000 | 1,549,636,000 | 1,549,493,000 | 1,549,128,000 | 1,548,975,000 | 1,548,839,000 | 1,848,021,000 | 1,339,582,000 | 1,680,957,000 | 1,680,587,000 | 899,342,000 | 1,149,316,000 | 1,149,269,000 | 1,149,222,000 | ||||||
total liabilities | 79,334,000,000 | 76,186,000,000 | 75,726,000,000 | 72,554,000,000 | 70,905,000,000 | 70,353,000,000 | 71,325,000,000 | 69,438,000,000 | 70,253,000,000 | 69,349,000,000 | 68,173,000,000 | 67,711,000,000 | 69,211,000,000 | 67,217,000,000 | 71,519,000,000 | 76,619,000,000 | 64,492,000,000 | 59,809,000,000 | 53,588,000,000 | 49,243,000,000 | 48,429,000,000 | 46,219,000,000 | 40,306,000,000 | 37,667,000,000 | 42,975,000,000 | 33,251,000,000 | 32,187,000,000 | 32,113,000,000 | 31,741,000,000 | 32,319,000,000 | 30,960,578,000 | 30,114,058,000 | 29,988,649,000 | 30,281,944,000 | 29,190,105,000 | 27,932,676,000 | 27,600,514,000 | 26,464,789,000 | 26,443,817,000 | 23,849,301,000 | 22,875,972,000 | 21,986,684,000 | 21,693,586,000 | 20,062,127,000 | 20,316,025,000 | 18,892,396,000 | 18,757,111,000 | 17,479,983,000 | 17,588,846,000 |
commitments and contingencies | |||||||||||||||||||||||||||||||||||||||||||||||||
shareholders’ equity | |||||||||||||||||||||||||||||||||||||||||||||||||
preferred stock | 79,000,000 | 79,000,000 | 79,000,000 | 79,000,000 | 79,000,000 | 79,000,000 | 79,000,000 | 79,000,000 | 79,000,000 | 79,000,000 | 79,000,000 | 120,000,000 | 120,000,000 | 120,000,000 | 120,000,000 | ||||||||||||||||||||||||||||||||||
common stock; .01 par value... | 3,000,000 | 3,000,000 | 3,000,000 | 3,000,000 | 3,000,000 | 3,000,000 | 2,000,000 | 2,000,000 | 2,000,000 | 2,000,000 | 2,000,000 | 2,000,000 | 2,000,000 | 2,000,000 | 2,000,000 | 2,000,000 | 2,000,000 | 2,000,000 | 2,000,000 | 2,000,000 | 2,000,000 | 2,000,000 | 2,000,000 | 2,000,000 | 2,000,000 | 2,000,000 | 2,000,000 | 2,000,000 | 2,000,000 | 2,000,000 | 1,563,000 | 1,561,000 | 1,559,000 | 1,555,000 | 1,542,000 | 1,540,000 | 1,536,000 | 1,530,000 | 1,513,000 | 1,511,000 | 1,507,000 | 1,501,000 | 1,491,000 | 1,489,000 | 1,476,000 | 1,444,000 | 1,442,000 | 1,404,000 | 1,399,000 |
additional paid-in capital | 3,156,000,000 | 3,106,000,000 | 3,235,000,000 | 3,202,000,000 | 3,151,000,000 | 3,125,000,000 | 3,251,000,000 | 3,221,000,000 | 3,186,000,000 | 3,158,000,000 | 3,143,000,000 | 3,099,000,000 | 3,035,000,000 | 2,975,000,000 | 2,987,000,000 | 2,948,000,000 | 2,093,000,000 | 2,055,000,000 | 2,088,000,000 | 2,060,000,000 | 2,028,000,000 | 1,996,000,000 | 2,007,000,000 | 1,984,000,000 | 1,953,000,000 | 1,922,000,000 | 1,938,000,000 | 1,915,000,000 | 1,917,000,000 | 1,871,000,000 | 1,808,042,000 | 1,780,994,000 | 1,747,993,000 | 1,705,308,000 | 1,645,397,000 | 1,623,568,000 | 1,595,314,000 | 1,553,282,000 | 1,498,921,000 | 1,476,323,000 | 1,452,786,000 | 1,414,953,000 | 1,344,779,000 | 1,327,567,000 | 1,318,988,000 | 1,239,046,000 | 1,224,112,000 | 1,030,288,000 | 998,567,000 |
retained earnings | 14,487,000,000 | 14,051,000,000 | 13,604,000,000 | 13,104,000,000 | 12,769,000,000 | 12,378,000,000 | 11,894,000,000 | 11,385,000,000 | 10,988,000,000 | 10,609,000,000 | 10,213,000,000 | 9,870,000,000 | 9,590,000,000 | 9,254,000,000 | 8,843,000,000 | 8,478,000,000 | 8,256,000,000 | 8,003,000,000 | 7,633,000,000 | 7,257,000,000 | 7,004,000,000 | 6,702,000,000 | 6,484,000,000 | 6,326,000,000 | 6,205,000,000 | 6,086,000,000 | 5,874,000,000 | 5,659,000,000 | 5,448,000,000 | 5,236,000,000 | 5,033,059,000 | 4,814,603,000 | 4,626,064,000 | 4,420,368,000 | 4,340,054,000 | 4,178,883,000 | 4,027,927,000 | 3,947,074,000 | 3,832,332,000 | 3,689,244,000 | 3,592,753,000 | 3,495,513,000 | 3,419,719,000 | 3,316,400,000 | 3,211,083,000 | 3,023,845,000 | 2,910,165,000 | 2,346,563,000 | 2,281,407,000 |
treasury stock | -4,711,000,000 | -4,321,000,000 | -4,022,000,000 | -3,691,000,000 | -3,244,000,000 | -3,007,000,000 | -3,051,000,000 | -2,773,000,000 | -2,547,000,000 | -2,365,000,000 | -2,252,000,000 | -2,259,000,000 | -1,954,000,000 | -1,604,000,000 | -1,512,000,000 | -1,457,000,000 | -1,360,000,000 | -1,373,000,000 | -1,437,000,000 | -1,446,000,000 | -1,404,000,000 | -1,354,000,000 | -1,390,000,000 | -1,348,000,000 | -1,351,000,000 | -1,163,000,000 | -1,210,000,000 | -1,060,000,000 | -976,000,000 | -927,000,000 | -447,274,000 | -413,202,000 | -412,106,000 | -410,029,000 | -390,081,000 | -392,709,000 | -389,595,000 | -387,869,000 | -362,937,000 | -363,744,000 | -361,456,000 | -214,509,000 | -203,455,000 | -149,499,000 | -133,327,000 | -121,211,000 | -127,461,000 | -118,762,000 | -118,681,000 |
accumulated other comprehensive loss | -368,000,000 | -348,000,000 | -396,000,000 | -438,000,000 | -546,000,000 | -655,000,000 | -502,000,000 | -717,000,000 | -724,000,000 | -693,000,000 | -971,000,000 | -842,000,000 | -798,000,000 | -891,000,000 | -982,000,000 | -576,000,000 | -389,000,000 | -87,000,000 | -11,000,000 | -5,000,000 | -23,000,000 | -14,000,000 | -25,000,000 | -39,000,000 | -26,929,000 | -26,593,000 | -22,523,000 | -20,454,000 | -15,199,000 | -22,010,000 | -27,434,000 | -33,140,000 | -55,733,000 | -55,875,000 | -50,300,000 | -50,644,000 | -40,503,000 | -23,292,000 | -22,795,000 | ||||||||||
total equity attributable to raymond james financial, inc. | 12,567,000,000 | 12,570,000,000 | 12,503,000,000 | 12,259,000,000 | 12,212,000,000 | 11,923,000,000 | 11,673,000,000 | 11,197,000,000 | 10,984,000,000 | 10,790,000,000 | 10,214,000,000 | 9,949,000,000 | 9,995,000,000 | 9,856,000,000 | 9,458,000,000 | 9,515,000,000 | 8,602,000,000 | 8,600,000,000 | 8,245,000,000 | 7,863,000,000 | 7,592,000,000 | 7,363,000,000 | 7,114,000,000 | 6,965,000,000 | 6,798,000,000 | 6,842,000,000 | 6,581,000,000 | 6,502,000,000 | 6,366,000,000 | 6,143,000,000 | 6,368,461,000 | 6,157,363,000 | 5,940,987,000 | 5,696,748,000 | 5,581,713,000 | 5,389,272,000 | 5,207,748,000 | 5,080,877,000 | 4,914,096,000 | 4,747,459,000 | 4,635,290,000 | 4,646,814,000 | 4,522,031,000 | 4,472,665,000 | 4,375,425,000 | 4,141,236,000 | 4,015,176,000 | 3,268,940,000 | 3,157,696,000 |
noncontrolling interests | 43,000,000 | 4,000,000 | 1,000,000 | 2,000,000 | 15,000,000 | 6,000,000 | -6,000,000 | -7,000,000 | -5,000,000 | -9,000,000 | -27,000,000 | -27,000,000 | -26,000,000 | -26,000,000 | -26,000,000 | -23,000,000 | 7,000,000 | 52,000,000 | 58,000,000 | 55,000,000 | 45,000,000 | 75,000,000 | 62,000,000 | 50,000,000 | 36,000,000 | 61,000,000 | 62,000,000 | 62,000,000 | 69,000,000 | 82,000,000 | 83,885,000 | 92,688,000 | 101,235,000 | 106,207,000 | 111,638,000 | 111,478,000 | 120,469,000 | 123,724,000 | 235,820,000 | 246,671,000 | 241,949,000 | 273,829,000 | 264,067,000 | 273,624,000 | 276,485,000 | 292,020,000 | 298,002,000 | 411,342,000 | 424,013,000 |
total shareholders’ equity | 12,610,000,000 | 12,574,000,000 | 12,504,000,000 | 12,261,000,000 | 12,227,000,000 | 11,929,000,000 | 11,667,000,000 | 11,190,000,000 | 10,979,000,000 | 10,781,000,000 | 10,187,000,000 | 9,922,000,000 | 9,969,000,000 | 9,830,000,000 | 9,432,000,000 | 9,492,000,000 | 8,609,000,000 | 8,652,000,000 | 8,303,000,000 | 7,918,000,000 | 7,637,000,000 | 7,438,000,000 | 7,176,000,000 | 7,015,000,000 | 6,834,000,000 | 6,903,000,000 | 6,643,000,000 | ||||||||||||||||||||||
total liabilities and shareholders’ equity | 91,944,000,000 | 88,760,000,000 | 88,230,000,000 | 84,815,000,000 | 83,132,000,000 | 82,282,000,000 | 82,992,000,000 | 80,628,000,000 | 81,232,000,000 | 80,130,000,000 | 78,360,000,000 | 77,633,000,000 | 79,180,000,000 | 77,047,000,000 | 80,951,000,000 | 86,111,000,000 | 73,101,000,000 | 68,461,000,000 | 61,891,000,000 | 57,161,000,000 | 56,066,000,000 | 53,657,000,000 | 47,482,000,000 | 44,682,000,000 | 49,809,000,000 | 40,154,000,000 | 38,830,000,000 | ||||||||||||||||||||||
preferred stock; .10 par value; 10,000,000 shares authorized; -0- shares issued and outstanding | |||||||||||||||||||||||||||||||||||||||||||||||||
accumulated other comprehensive income/ | -41,000,000 | 1,000,000 | |||||||||||||||||||||||||||||||||||||||||||||||
assets segregated pursuant to regulations | 8,882,000,000 | 9,674,000,000 | 8,768,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||
property and equipment | 552,000,000 | 543,000,000 | 534,000,000 | 535,000,000 | 537,000,000 | 543,000,000 | 536,000,000 | 527,000,000 | 518,000,000 | 498,000,000 | 490,000,000 | 486,274,000 | 471,603,000 | 468,347,000 | 454,115,000 | 437,374,000 | 421,174,000 | 409,543,000 | 382,298,000 | 321,457,000 | 294,994,000 | 282,285,000 | 272,103,000 | 255,875,000 | 249,018,000 | 242,071,000 | 245,401,000 | 244,433,000 | 231,195,000 | 223,560,000 | |||||||||||||||||||
accumulated other comprehensive income | -10,000,000 | -38,000,000 | 17,000,000 | 11,000,000 | -1,888,000 | 6,918,000 | 9,447,000 | -4,996,000 | |||||||||||||||||||||||||||||||||||||||||
cash and cash equivalents segregated pursuant to regulations | 4,244,000,000 | 3,205,000,000 | 4,045,000,000 | 2,581,000,000 | |||||||||||||||||||||||||||||||||||||||||||||
trading instruments | 513,000,000 | 361,000,000 | 445,000,000 | 632,000,000 | 708,000,000 | 803,000,000 | 819,000,000 | 691,000,000 | 702,390,000 | 670,350,000 | 824,886,000 | 597,579,000 | 564,263,000 | 699,300,000 | 736,782,000 | 517,792,000 | 766,805,000 | 844,948,000 | 799,453,000 | 471,715,000 | 690,551,000 | 674,043,000 | 797,531,000 | 679,393,000 | 607,775,000 | 804,272,000 | 908,426,000 | ||||||||||||||||||||||
securities purchased under agreements to resell | 193,000,000 | 130,000,000 | 326,000,000 | 343,000,000 | 411,000,000 | 447,000,000 | 399,000,000 | 372,603,000 | 343,052,000 | 448,474,000 | 307,742,000 | ||||||||||||||||||||||||||||||||||||||
securities borrowed | 300,000,000 | 250,000,000 | 211,000,000 | 248,000,000 | 306,000,000 | 224,000,000 | 140,000,000 | 255,280,000 | 164,256,000 | 163,981,000 | 184,971,000 | 138,319,000 | 120,037,000 | ||||||||||||||||||||||||||||||||||||
receivables from brokers, dealers and clearing organizations | 472,000,000 | 445,000,000 | 162,000,000 | 281,000,000 | 274,000,000 | 299,000,000 | 249,000,000 | 256,965,000 | 237,301,000 | 283,156,000 | 219,036,000 | 268,021,000 | |||||||||||||||||||||||||||||||||||||
securities sold under agreements to repurchase | 228,000,000 | 215,000,000 | 200,000,000 | 150,000,000 | 165,000,000 | 210,000,000 | 156,000,000 | 186,205,000 | 115,464,000 | 142,791,000 | 229,036,000 | 220,942,000 | 226,972,000 | 222,476,000 | 203,378,000 | 193,229,000 | 266,158,000 | 190,679,000 | 245,554,000 | 332,536,000 | 251,769,000 | 277,383,000 | 244,495,000 | 286,924,000 | 348,036,000 | 506,618,000 | |||||||||||||||||||||||
securities loaned | 88,000,000 | 28,000,000 | 239,000,000 | 323,000,000 | 429,000,000 | 710,000,000 | 330,000,000 | 422,785,000 | 386,651,000 | 304,192,000 | 290,307,000 | 383,953,000 | 397,556,000 | ||||||||||||||||||||||||||||||||||||
financial instruments sold but not yet purchased, at fair value: | |||||||||||||||||||||||||||||||||||||||||||||||||
payables to brokers, dealers and clearing organizations | 190,000,000 | 284,000,000 | 135,000,000 | 229,000,000 | 174,000,000 | 208,000,000 | 131,000,000 | 205,952,000 | 195,560,000 | 296,075,000 | 189,144,000 | 172,714,000 | |||||||||||||||||||||||||||||||||||||
cash segregated pursuant to regulations | 2,014,000,000 | 2,356,000,000 | 2,288,000,000 | 2,782,000,000 | 2,441,241,000 | ||||||||||||||||||||||||||||||||||||||||||||
private equity investments | 146,000,000 | 144,000,000 | 154,000,000 | 147,158,000 | 164,457,000 | 193,135,000 | 189,033,000 | 198,779,000 | 196,037,000 | 201,761,000 | 199,438,000 | 194,634,000 | 210,510,000 | 204,398,000 | 207,523,000 | 209,088,000 | 209,542,000 | 220,944,000 | 211,666,000 | 208,876,000 | 336,927,000 | ||||||||||||||||||||||||||||
investments in real estate partnerships held by consolidated variable interest entities | 69,000,000 | 88,000,000 | 103,000,000 | 107,405,000 | 99,091,000 | 95,055,000 | 110,662,000 | 111,743,000 | 114,783,000 | 59,639,000 | 65,306,000 | 157,228,000 | 160,824,000 | 191,801,000 | 195,796,000 | 199,678,000 | 203,077,000 | 225,557,000 | 235,858,000 | 239,088,000 | 299,611,000 | 302,544,000 | |||||||||||||||||||||||||||
liabilities and equity: | |||||||||||||||||||||||||||||||||||||||||||||||||
equity | |||||||||||||||||||||||||||||||||||||||||||||||||
total equity | 6,564,000,000 | 6,435,000,000 | 6,225,000,000 | 6,452,346,000 | 6,250,051,000 | 6,042,222,000 | 5,802,955,000 | 5,693,351,000 | 5,500,750,000 | 5,328,217,000 | 5,204,601,000 | 5,149,916,000 | 4,994,130,000 | 4,877,239,000 | 4,920,643,000 | 4,786,098,000 | 4,746,289,000 | 4,651,910,000 | 4,433,256,000 | 4,313,178,000 | 3,680,282,000 | 3,581,709,000 | |||||||||||||||||||||||||||
total liabilities and equity | 38,677,000,000 | 38,176,000,000 | 38,544,000,000 | 37,412,924,000 | 36,364,109,000 | 36,030,871,000 | 36,084,899,000 | 34,883,456,000 | 33,433,426,000 | 32,928,731,000 | 31,669,390,000 | 31,593,733,000 | 28,843,431,000 | 27,753,211,000 | 26,907,327,000 | 26,479,684,000 | 24,808,416,000 | 24,967,935,000 | 23,325,652,000 | 23,070,289,000 | 21,160,265,000 | 21,170,555,000 | |||||||||||||||||||||||||||
in millions, except per share amounts | 2,019,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
revenues: | |||||||||||||||||||||||||||||||||||||||||||||||||
asset management and related administrative fees | 783,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
brokerage revenues: | |||||||||||||||||||||||||||||||||||||||||||||||||
securities commissions | 349,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
principal transactions | 93,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
total brokerage revenues | 442,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
account and service fees | 191,000,000 | 771,012,000 | 201,264,000 | 191,491,000 | 184,301,000 | 667,274,000 | 82,082,000 | ||||||||||||||||||||||||||||||||||||||||||
investment banking | 163,000,000 | 440,811,000 | 115,069,000 | 105,815,000 | 64,902,000 | 398,675,000 | 72,266,000 | ||||||||||||||||||||||||||||||||||||||||||
interest income | 324,000,000 | 1,043,993,000 | 271,342,000 | 248,846,000 | |||||||||||||||||||||||||||||||||||||||||||||
other | 31,000,000 | 74,609,000 | 22,764,000 | 28,332,000 | 19,201,000 | 91,021,000 | 641,706,000 | 645,845,000 | 619,874,000 | 615,853,000 | 574,701,000 | 602,873,000 | 519,157,000 | 514,000,000 | 500,196,000 | 479,575,000 | 544,180,000 | 520,874,000 | 427,641,000 | 1,054,874,000 | |||||||||||||||||||||||||||||
total revenues | 1,934,000,000 | 7,475,821,000 | 1,890,902,000 | 1,857,234,000 | 1,765,592,000 | 6,524,875,000 | 1,115,762,000 | ||||||||||||||||||||||||||||||||||||||||||
interest expense | -75,000,000 | -201,503,000 | -54,307,000 | -44,602,000 | -39,431,000 | -153,778,000 | 29,554,000 | ||||||||||||||||||||||||||||||||||||||||||
net revenues | 1,859,000,000 | 7,274,318,000 | 1,836,595,000 | 1,812,632,000 | 1,726,161,000 | 6,371,097,000 | 1,086,208,000 | ||||||||||||||||||||||||||||||||||||||||||
non-interest expenses: | |||||||||||||||||||||||||||||||||||||||||||||||||
compensation, commissions and benefits | 1,225,000,000 | 4,795,375,000 | 1,207,512,000 | 1,196,648,000 | 1,152,767,000 | 4,228,387,000 | 736,050,000 | ||||||||||||||||||||||||||||||||||||||||||
communications and information processing | 94,000,000 | 365,879,000 | 91,651,000 | 96,685,000 | 83,731,000 | 310,961,000 | 55,282,000 | ||||||||||||||||||||||||||||||||||||||||||
occupancy and equipment costs | 53,000,000 | 201,943,000 | 49,503,000 | 49,701,000 | 49,814,000 | 190,737,000 | 41,087,000 | ||||||||||||||||||||||||||||||||||||||||||
business development | 41,000,000 | 181,470,000 | 56,944,000 | 42,806,000 | 33,793,000 | 154,926,000 | 33,098,000 | ||||||||||||||||||||||||||||||||||||||||||
investment sub-advisory fees | 22,000,000 | 92,388,000 | 23,028,000 | 23,121,000 | 22,321,000 | 78,656,000 | 7,765,000 | ||||||||||||||||||||||||||||||||||||||||||
professional fees | 17,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
bank loan loss provision | 5,000,000 | 20,481,000 | 5,226,000 | 7,549,000 | 12,987,000 | 9,315,000 | |||||||||||||||||||||||||||||||||||||||||||
acquisition and disposition-related expenses | |||||||||||||||||||||||||||||||||||||||||||||||||
total non-interest expenses | 1,524,000,000 | 5,969,441,000 | 1,518,553,000 | 1,481,543,000 | 1,414,477,000 | 5,443,119,000 | 948,217,000 | ||||||||||||||||||||||||||||||||||||||||||
income including noncontrolling interests and before benefit from income taxes | 335,000,000 | 1,304,877,000 | 318,042,000 | 331,089,000 | 311,684,000 | 927,978,000 | 137,991,000 | ||||||||||||||||||||||||||||||||||||||||||
benefit from income taxes | 86,000,000 | 453,960,000 | 85,800,000 | 88,524,000 | 192,401,000 | 289,111,000 | 48,520,000 | ||||||||||||||||||||||||||||||||||||||||||
net income including noncontrolling interests | 249,000,000 | 850,917,000 | 232,242,000 | 242,565,000 | 119,283,000 | 638,867,000 | 89,471,000 | ||||||||||||||||||||||||||||||||||||||||||
net income attributable to noncontrolling interests | -12,000,000 | 441,000 | 2,632,000 | 13,121,000 | |||||||||||||||||||||||||||||||||||||||||||||
net income attributable to raymond james financial, inc. | 261,000,000 | 856,695,000 | 232,258,000 | 242,847,000 | 118,842,000 | 636,235,000 | 76,350,000 | ||||||||||||||||||||||||||||||||||||||||||
earnings per common share – basic | 1,850,000 | 5,890 | 1,590 | 1,670 | 820 | 4,430 | |||||||||||||||||||||||||||||||||||||||||||
earnings per common share – diluted | 1,810,000 | 5,750 | 1,550 | 1,630 | 800 | 4,330 | |||||||||||||||||||||||||||||||||||||||||||
weighted-average common shares outstanding – basic | 140,800,000 | 145,271,000 | 145,634,000 | 145,385,000 | 144,469,000 | 143,275,000 | 135,256,000 | ||||||||||||||||||||||||||||||||||||||||||
weighted-average common and common equivalent shares outstanding – diluted | 143,900,000 | 148,838,000 | 149,447,000 | 149,037,000 | 148,261,000 | 146,647,000 | 136,657,000 | ||||||||||||||||||||||||||||||||||||||||||
other comprehensive income/(loss), net of tax: | |||||||||||||||||||||||||||||||||||||||||||||||||
currency translations, net of the impact of net investment hedges | 8,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
cash flow hedges | -13,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
total comprehensive income | 275,000,000 | 844,965,000 | 228,188,000 | 240,778,000 | 113,587,000 | 676,769,000 | 68,039,000 | ||||||||||||||||||||||||||||||||||||||||||
in thousands, except per share amounts | 2,018,000 | 2,018,000 | 2,018,000 | 2,017,000 | 2,017,000 | ||||||||||||||||||||||||||||||||||||||||||||
securities commissions and fees | 4,483,040,000 | 1,115,465,000 | 1,117,280,000 | 1,103,566,000 | 4,020,910,000 | 733,180,000 | |||||||||||||||||||||||||||||||||||||||||||
investment advisory and related administrative fees | 605,634,000 | 153,627,000 | 151,433,000 | 142,023,000 | 462,989,000 | ||||||||||||||||||||||||||||||||||||||||||||
net trading profit | 56,722,000 | 11,371,000 | 14,037,000 | 19,870,000 | 81,880,000 | ||||||||||||||||||||||||||||||||||||||||||||
acquisition-related expenses | 3,927,000 | 3,927,000 | 17,995,000 | ||||||||||||||||||||||||||||||||||||||||||||||
losses on extinguishment of debt | 45,746,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
net income/(loss) attributable to noncontrolling interests | -5,778,000 | -16,000 | -282,000 | ||||||||||||||||||||||||||||||||||||||||||||||
net change in unrealized gain/(loss) on available-for-sale securities and non-credit portion of other-than-temporary impairment losses | -43,221,000 | -3,848,000 | -16,627,000 | ||||||||||||||||||||||||||||||||||||||||||||||
net change in unrealized gain/(loss) on currency translations, net of the impact of net investment hedges | -3,315,000 | -6,290,000 | -2,035,000 | ||||||||||||||||||||||||||||||||||||||||||||||
net change in unrealized gain/(loss) on cash flow hedges | 34,806,000 | 6,068,000 | |||||||||||||||||||||||||||||||||||||||||||||||
assets segregated pursuant to regulations and other segregated assets | 2,687,365,000 | 3,079,483,000 | 3,569,414,000 | 3,476,085,000 | 3,393,008,000 | 3,829,607,000 | 3,867,999,000 | 4,889,584,000 | 3,668,989,000 | 3,614,811,000 | 3,076,683,000 | 2,905,324,000 | 2,513,086,000 | 2,560,449,000 | 2,489,264,000 | 2,298,518,000 | 2,784,199,000 | 2,719,026,000 | |||||||||||||||||||||||||||||||
financial instruments owned, at fair value: | |||||||||||||||||||||||||||||||||||||||||||||||||
net change in unrealized gain on cash flow hedges | 16,593,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
interest | 231,729,000 | 802,126,000 | 121,186,000 | ||||||||||||||||||||||||||||||||||||||||||||||
bank loan loss provision/ | 1,016,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
unrealized loss on available-for-sale securities and non-credit portion of other-than-temporary impairment losses | -11,953,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
unrealized gain/(loss) on currency translations, net of the impact of net investment hedges | -187,000 | 15,618,000 | |||||||||||||||||||||||||||||||||||||||||||||||
unrealized gain on cash flow hedges | 6,885,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
securities purchased under agreements to resell and other collateralized financings | 404,462,000 | 483,820,000 | 535,224,000 | 358,493,000 | 470,222,000 | 444,812,000 | 428,864,000 | 405,507,000 | 474,144,000 | 416,516,000 | 469,503,000 | 446,016,000 | 508,005,000 | 565,016,000 | 706,713,000 | ||||||||||||||||||||||||||||||||||
financial instruments sold but not yet purchased, at fair value | |||||||||||||||||||||||||||||||||||||||||||||||||
brokerage, clearing and exchange | 48,586,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
unrealized gain/(loss) on available-for-sale securities and non-credit portion of other-than-temporary impairment losses | 1,684,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
unrealized gain/(loss) on cash flow hedges | 23,232,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
other-than-temporary impairment: | |||||||||||||||||||||||||||||||||||||||||||||||||
total other-than-temporary impairment | 2,279,000 | -1,260,000 | |||||||||||||||||||||||||||||||||||||||||||||||
portion of recoveries recognized in other comprehensive income | -2,279,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
net impairment losses recognized in other revenue | -1,435,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
derivative instruments associated with offsetting matched book positions | 291,955,000 | 285,898,000 | 299,393,000 | 422,196,000 | 430,766,000 | 396,163,000 | 352,585,000 | 389,457,000 | 327,826,000 | 421,850,000 | 323,337,000 | 318,253,000 | 458,265,000 | ||||||||||||||||||||||||||||||||||||
receivables: | |||||||||||||||||||||||||||||||||||||||||||||||||
brokerage clients | 2,672,861,000 | 2,716,741,000 | 2,601,869,000 | 2,714,782,000 | 2,120,244,000 | 2,219,963,000 | 1,967,935,000 | 2,185,296,000 | 2,152,324,000 | 1,920,558,000 | 2,126,804,000 | 1,982,102,000 | 2,067,117,000 | 2,186,737,000 | |||||||||||||||||||||||||||||||||||
brokers-dealers and clearing organizations | 238,579,000 | 97,807,000 | 170,768,000 | 164,908,000 | 193,868,000 | 152,905,000 | 100,096,000 | 134,890,000 | 128,362,000 | 118,020,000 | 107,116,000 | 125,480,000 | 225,306,000 | 392,443,000 | |||||||||||||||||||||||||||||||||||
deposits with clearing organizations | 211,446,000 | 199,096,000 | 198,856,000 | 245,364,000 | 256,633,000 | 205,057,000 | 167,445,000 | 207,488,000 | 200,372,000 | 216,178,000 | 150,457,000 | 139,220,000 | 163,848,000 | 144,230,000 | |||||||||||||||||||||||||||||||||||
prepaid expenses and other assets | 768,474,000 | 787,588,000 | 796,166,000 | 777,224,000 | 726,030,000 | 660,366,000 | 763,300,000 | 705,391,000 | 731,966,000 | 713,323,000 | 655,256,000 | 656,849,000 | 605,566,000 | 966,271,000 | |||||||||||||||||||||||||||||||||||
trading instruments sold but not yet purchased, at fair value | 326,059,000 | 471,704,000 | 260,543,000 | 328,938,000 | 285,299,000 | 325,410,000 | 229,413,000 | 287,993,000 | 266,151,000 | 372,340,000 | 238,400,000 | 248,186,000 | 232,436,000 | 186,894,000 | |||||||||||||||||||||||||||||||||||
derivative instruments associated with offsetting matched book positions, at fair value | 291,955,000 | 285,898,000 | 299,393,000 | 422,196,000 | 430,766,000 | 396,163,000 | 352,585,000 | 389,457,000 | 327,826,000 | 421,850,000 | 323,337,000 | 318,253,000 | 458,265,000 | ||||||||||||||||||||||||||||||||||||
payables: | |||||||||||||||||||||||||||||||||||||||||||||||||
trade and other | 781,640,000 | 629,598,000 | 599,067,000 | 590,560,000 | 613,994,000 | 563,891,000 | 662,294,000 | 729,245,000 | 808,735,000 | 637,809,000 | 763,235,000 | 627,824,000 | 628,734,000 | 1,164,260,000 | |||||||||||||||||||||||||||||||||||
available for sale securities | 1,714,114,000 | 1,163,524,000 | 859,398,000 | 543,784,000 | 547,442,000 | 558,132,000 | 513,730,000 | 443,975,000 | 531,940,000 | 562,289,000 | 603,679,000 | 733,874,000 | 751,637,000 | ||||||||||||||||||||||||||||||||||||
stock borrowed | 132,049,000 | 154,718,000 | 170,860,000 | 87,924,000 | 123,156,000 | 115,444,000 | 124,373,000 | 136,428,000 | 167,338,000 | 158,988,000 | 171,440,000 | 200,160,000 | 206,690,000 | ||||||||||||||||||||||||||||||||||||
stock loaned | 403,542,000 | 428,600,000 | 677,761,000 | 586,683,000 | 610,476,000 | 535,603,000 | 478,573,000 | 408,733,000 | 395,609,000 | 417,383,000 | 453,661,000 | 423,519,000 | 459,860,000 | ||||||||||||||||||||||||||||||||||||
see accompanying notes to consolidated financial statements. | |||||||||||||||||||||||||||||||||||||||||||||||||
raymond james financial, inc. and subsidiariesconsolidated statements of financial condition | |||||||||||||||||||||||||||||||||||||||||||||||||
loans payable of consolidated variable interest entities | 12,597,000 | 12,409,000 | 19,365,000 | 19,080,000 | 25,960,000 | 25,549,000 | 34,977,000 | 43,877,000 | 43,245,000 | 81,713,000 | 80,549,000 | ||||||||||||||||||||||||||||||||||||||
preferred stock; .10 par value; authorized 10,000,000 shares; issued and outstanding -0- shares | |||||||||||||||||||||||||||||||||||||||||||||||||
corporate debt | 1,187,934,000 | 1,188,916,000 | 1,190,836,000 | 1,191,774,000 | 1,329,093,000 | 1,333,971,000 | |||||||||||||||||||||||||||||||||||||||||||
private equity and other investments | 565,093,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
goodwill | 286,372,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
investment advisory fees | 57,887,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
net trading profits | 14,544,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
clearance and floor brokerage | 11,025,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
acquisition related expenses | 20,955,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
loss benefit from auction rate securities | |||||||||||||||||||||||||||||||||||||||||||||||||
net income per common share – basic | 550 | ||||||||||||||||||||||||||||||||||||||||||||||||
net income per common share – diluted | 550 | ||||||||||||||||||||||||||||||||||||||||||||||||
other comprehensive income, net of tax: | |||||||||||||||||||||||||||||||||||||||||||||||||
change in unrealized gain on available for sale securities and non-credit portion of other-than-temporary impairment losses | 622,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
change in currency translations | -8,933,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
portion of | -175,000 |
Cashflow Statements:
Quarterly
Annual
| Unit: USD | 2026-03-31 | 2025-12-31 | 2025-09-30 | 2025-06-30 | 2025-03-31 | 2024-12-31 | 2024-09-30 | 2024-06-30 | 2024-03-31 | 2023-12-31 | 2023-09-30 | 2023-06-30 | 2023-03-31 | 2022-12-31 | 2022-09-30 | 2022-06-30 | 2022-03-31 | 2021-12-31 | 2021-09-30 | 2021-06-30 | 2021-03-31 | 2020-12-31 | 2020-09-30 | 2020-06-30 | 2020-03-31 | 2019-12-31 | 2019-09-30 | 2019-06-30 | 2019-03-31 | 2018-12-31 | 2018-09-30 | 2018-06-30 | 2018-03-31 | 2017-12-31 | 2017-09-30 | 2017-06-30 | 2017-03-31 | 2016-12-31 | 2016-09-30 | 2016-06-30 | 2016-03-31 | 2015-12-31 | 2015-09-30 | 2015-06-30 | 2014-09-30 | 2012-09-30 | 2012-06-30 | 2012-03-31 | 2011-12-31 | 2011-09-30 | 2011-06-30 | 2011-03-31 | 2010-12-31 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
cash flows from operating activities: | |||||||||||||||||||||||||||||||||||||||||||||||||||||
net income | 544,000,000 | 563,000,000 | 604,000,000 | 436,000,000 | 495,000,000 | 600,000,000 | 602,000,000 | 492,000,000 | 476,000,000 | 498,000,000 | 434,000,000 | 369,000,000 | 427,000,000 | 509,000,000 | 439,000,000 | 301,000,000 | 323,000,000 | 446,000,000 | 429,000,000 | 307,000,000 | 355,000,000 | 312,000,000 | 209,000,000 | 172,000,000 | 169,000,000 | 268,000,000 | |||||||||||||||||||||||||||
adjustments to reconcile net income to net cash from operating activities: | |||||||||||||||||||||||||||||||||||||||||||||||||||||
depreciation and amortization | 50,000,000 | 49,000,000 | 52,000,000 | 49,000,000 | 47,000,000 | 47,000,000 | 47,000,000 | 45,000,000 | 45,000,000 | 42,000,000 | 42,000,000 | 42,000,000 | 41,000,000 | 40,000,000 | 40,000,000 | 36,000,000 | 34,000,000 | 35,000,000 | 37,000,000 | 33,000,000 | 32,000,000 | 32,000,000 | 31,000,000 | 30,000,000 | 28,000,000 | 30,000,000 | 31,000,000 | 28,000,000 | 27,000,000 | 26,000,000 | 26,805,000 | 25,145,000 | 23,496,000 | 23,289,000 | 21,983,000 | 21,190,000 | 21,018,000 | 19,941,000 | 18,419,000 | 18,312,000 | 17,743,000 | 17,909,000 | 17,264,000 | 17,122,000 | 16,005,000 | 13,366,000 | 18,026,000 | 10,082,000 | 9,971,000 | 10,007,000 | 10,528,000 | 19,792,426 | 9,574 |
deferred income taxes | 77,000,000 | 35,000,000 | -48,000,000 | -50,000,000 | 11,000,000 | 35,000,000 | -55,000,000 | -2,000,000 | -17,000,000 | -9,000,000 | -66,000,000 | -18,000,000 | -29,000,000 | 25,000,000 | -39,000,000 | 11,000,000 | -2,000,000 | 14,000,000 | -13,000,000 | -51,000,000 | 9,000,000 | 18,000,000 | -26,000,000 | 1,000,000 | -30,000,000 | 16,000,000 | -1,000,000 | -21,000,000 | -7,000,000 | 6,000,000 | 17,703,000 | -6,342,000 | -16,085,000 | 121,273,000 | 45,331,000 | -18,767,000 | -49,109,000 | 10,928,000 | -24,941,000 | -20,562,000 | -19,926,000 | 6,631,000 | 565,000 | 2,250,000 | -9,017,000 | 18,433,000 | -6,356,000 | 411,000 | -10,444,000 | 37,234,000 | -17,394,000 | -25,829,263 | -18,737 |
premium and discount amortization on available-for-sale securities and bank loans and net unrealized gains/losses on other investments | -4,000,000 | 1,000,000 | 0 | -18,000,000 | |||||||||||||||||||||||||||||||||||||||||||||||||
provisions for credit losses and legal and regulatory matters | 19,000,000 | 2,000,000 | 15,000,000 | 83,000,000 | 17,000,000 | 7,000,000 | 7,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||
share-based compensation expense | 54,000,000 | 79,000,000 | 55,000,000 | 52,000,000 | 54,000,000 | 93,000,000 | 53,000,000 | 54,000,000 | 57,000,000 | 90,000,000 | 45,000,000 | 54,000,000 | 57,000,000 | 81,000,000 | 43,000,000 | 40,000,000 | 44,000,000 | 65,000,000 | 29,000,000 | 29,000,000 | 31,000,000 | 43,000,000 | 23,000,000 | 23,000,000 | 31,000,000 | 43,000,000 | 24,000,000 | 23,000,000 | 28,000,000 | 37,000,000 | 22,330,000 | 22,156,000 | 24,151,000 | 34,417,000 | 19,745,000 | 10,404,000 | 25,470,000 | 40,545,000 | 15,649,000 | 18,042,000 | 20,335,000 | 22,400,000 | 14,136,000 | 16,843,000 | 17,647,000 | 13,955,000 | 11,434,000 | 12,930,000 | 17,410,000 | ||||
unrealized gains on corporate-owned life insurance policies, net of expenses | 32,000,000 | -22,000,000 | -65,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||
other | 11,000,000 | 16,000,000 | 16,000,000 | 2,000,000 | -10,000,000 | 31,000,000 | 4,000,000 | 14,000,000 | 12,000,000 | -8,000,000 | 11,000,000 | 2,000,000 | 7,000,000 | -10,000,000 | 24,000,000 | 15,000,000 | 11,000,000 | -1,000,000 | 19,000,000 | 16,000,000 | 9,000,000 | 22,000,000 | 88,000,000 | 8,000,000 | -13,000,000 | 9,000,000 | 4,000,000 | 6,000,000 | 30,000,000 | 11,000,000 | 3,188,000 | 8,300,000 | 7,666,000 | 5,693,000 | 11,403,000 | 20,196,000 | 3,423,000 | -5,490,000 | 1,854,000 | 14,509,000 | 13,346,000 | 6,881,000 | 32,614,000 | 5,776,000 | 26,121,000 | -355,000 | 12,779,000 | -2,137,000 | 827,000 | 25,934,000 | 21,334,000 | -1,314,766 | -2,234 |
net change in: | |||||||||||||||||||||||||||||||||||||||||||||||||||||
collateralized agreements, net of collateralized financings | 393,000,000 | -272,000,000 | 470,000,000 | -292,000,000 | -3,000,000 | 48,000,000 | -394,000,000 | 355,000,000 | 166,000,000 | 143,000,000 | 148,000,000 | -177,000,000 | 89,000,000 | 97,000,000 | -47,000,000 | -49,000,000 | -66,000,000 | 125,000,000 | 149,000,000 | -179,000,000 | 63,000,000 | -62,000,000 | |||||||||||||||||||||||||||||||
loans (provided to) financial advisors, net of repayments | -130,000,000 | -156,000,000 | -134,000,000 | -92,000,000 | -67,000,000 | -35,000,000 | -77,000,000 | -80,000,000 | -12,000,000 | -54,000,000 | -23,000,000 | -18,000,000 | 9,000,000 | 25,000,000 | |||||||||||||||||||||||||||||||||||||||
brokerage client receivables and other receivables | -685,000,000 | 206,000,000 | 64,000,000 | -30,000,000 | -471,000,000 | 331,000,000 | 147,000,000 | 60,000,000 | -873,000,000 | 304,000,000 | -199,000,000 | 311,000,000 | -332,000,000 | 477,000,000 | -146,000,000 | 242,000,000 | -496,000,000 | 197,000,000 | |||||||||||||||||||||||||||||||||||
trading instruments | -181,000,000 | 119,000,000 | -222,000,000 | 146,000,000 | -3,000,000 | -66,000,000 | 44,000,000 | -21,000,000 | -251,000,000 | 194,000,000 | -95,000,000 | -101,000,000 | 36,000,000 | 127,000,000 | -78,000,000 | -34,000,000 | -49,000,000 | 209,000,000 | -183,000,000 | 132,000,000 | -112,000,000 | 22,000,000 | -66,000,000 | 4,000,000 | 93,000,000 | -16,000,000 | -98,000,000 | 62,000,000 | -54,298,000 | 77,400,000 | -119,152,000 | -46,547,000 | -12,375,000 | -104,598,000 | -18,637,000 | 192,716,000 | 77,140,000 | -81,610,000 | -179,393,000 | 162,685,000 | -5,455,000 | 11,778,000 | -102,363,000 | 129,762,000 | -71,539,000 | 51,365,000 | -6,712,000 | -18,894,000 | 13,357,000 | 86,210,886 | 66,114 | ||
derivative instruments | 37,000,000 | -27,000,000 | 15,000,000 | -85,000,000 | -86,000,000 | 202,000,000 | -186,000,000 | 120,000,000 | 81,000,000 | -166,000,000 | 94,000,000 | -102,000,000 | -104,000,000 | -18,000,000 | 233,000,000 | 80,000,000 | 108,000,000 | 58,000,000 | 12,000,000 | -50,000,000 | 100,000,000 | -9,000,000 | 17,000,000 | -43,000,000 | -77,000,000 | 52,000,000 | -7,000,000 | -44,000,000 | -33,000,000 | -60,000,000 | -3,918,000 | 30,504,000 | 15,897,000 | 30,449,000 | |||||||||||||||||||
other assets | 10,000,000 | -54,000,000 | 41,000,000 | 55,000,000 | 5,000,000 | 18,000,000 | 27,000,000 | 15,000,000 | 7,000,000 | -40,000,000 | -9,000,000 | 22,000,000 | -73,000,000 | 8,000,000 | -29,000,000 | -58,000,000 | 392,000,000 | -431,000,000 | 254,000,000 | -215,000,000 | 507,000,000 | -530,000,000 | 51,000,000 | 112,000,000 | -95,000,000 | -81,000,000 | -2,000,000 | 35,000,000 | -96,000,000 | -22,000,000 | 76,183,000 | 454,000 | -30,467,000 | -18,799,000 | |||||||||||||||||||
brokerage client payables and other payables | 616,000,000 | 5,000,000 | -324,000,000 | 293,000,000 | -81,000,000 | 119,000,000 | 19,000,000 | -511,000,000 | 422,000,000 | 161,000,000 | -324,000,000 | -872,000,000 | -1,010,000,000 | -3,882,000,000 | -7,198,000,000 | -3,571,000,000 | 1,535,000,000 | 5,021,000,000 | |||||||||||||||||||||||||||||||||||
accrued compensation, commissions and benefits | 166,000,000 | -659,000,000 | 388,000,000 | 298,000,000 | 122,000,000 | -529,000,000 | 345,000,000 | 219,000,000 | 263,000,000 | -423,000,000 | 218,000,000 | 237,000,000 | 179,000,000 | -511,000,000 | 185,000,000 | 17,000,000 | 117,000,000 | -395,000,000 | 256,000,000 | 189,000,000 | 224,000,000 | -253,000,000 | 231,000,000 | 179,000,000 | 0 | -340,000,000 | 179,000,000 | 130,000,000 | 160,000,000 | -389,000,000 | 183,534,000 | 104,970,000 | 109,518,000 | -266,453,000 | 177,155,000 | 91,133,000 | 109,784,000 | -218,034,000 | 151,015,000 | 64,232,000 | 73,919,000 | -242,815,000 | 96,752,000 | 57,012,000 | 117,221,000 | 99,578,000 | 50,940,000 | 70,843,000 | -161,374,000 | 17,153,000 | 71,694,000 | -54,537,444 | -122,556 |
purchases and originations of loans held for sale, net of proceeds from sales of securitizations and loans held for sale | 90,000,000 | 105,000,000 | -131,000,000 | -57,000,000 | 53,000,000 | -67,000,000 | -22,000,000 | -24,000,000 | 102,000,000 | -97,000,000 | 40,000,000 | 3,000,000 | 72,000,000 | -66,000,000 | 51,000,000 | 135,000,000 | -110,000,000 | -43,000,000 | -4,000,000 | 66,000,000 | 19,000,000 | -86,000,000 | -39,575,000 | 1,600,000 | 10,898,000 | -74,078,000 | -23,577,000 | ||||||||||||||||||||||||||
net cash from operating activities | 1,099,000,000 | -10,000,000 | 796,000,000 | 691,000,000 | 117,000,000 | 830,000,000 | 510,000,000 | 711,000,000 | -624,000,000 | -3,136,000,000 | -4,498,000,000 | -2,287,000,000 | 4,501,000,000 | 1,408,000,000 | -1,188,000,000 | 1,904,000,000 | 2,397,000,000 | 546,000,000 | -205,000,000 | 225,000,000 | 2,116,000 | 661,414,000 | 325,619,000 | 284,364,000 | 807,775,000 | -431,102,000 | -19,372,000 | -295,259,000 | 227,409,000 | 434,391,000 | 84,100,000 | 56,667,000 | 175,502,000 | 146,717,000 | 89,061,000 | -19,991,000 | 468,286,000 | -42,822,000 | 1,131,764,551 | 1,212,449 | |||||||||||||
capital expenditures | -45,000,000 | -46,000,000 | -44,000,000 | -57,000,000 | -46,000,000 | -41,000,000 | -50,000,000 | -56,000,000 | -42,000,000 | -27,000,000 | -23,000,000 | -19,000,000 | 25,000,000 | -37,000,000 | -37,000,000 | -25,000,000 | -35,000,000 | -36,000,000 | -32,000,000 | -27,000,000 | 0 | 0 | 0 | -44,679,000 | -78,659,000 | -35,215,000 | -28,338,000 | -25,599,000 | -32,581,000 | -22,446,000 | -22,022,000 | -16,045,000 | -23,943,000 | -22,390,000 | -17,535,000 | -13,647,000 | -9,030,000 | -12,196,000 | -15,964,500 | -9,500 | |||||||||||||
free cash flows | 1,054,000,000 | -56,000,000 | 752,000,000 | 634,000,000 | 71,000,000 | 789,000,000 | 460,000,000 | 655,000,000 | -666,000,000 | -3,163,000,000 | -4,521,000,000 | -2,306,000,000 | 4,526,000,000 | 1,371,000,000 | -1,225,000,000 | 1,879,000,000 | 2,362,000,000 | 510,000,000 | -237,000,000 | 198,000,000 | 2,116,000 | 661,414,000 | 325,619,000 | 239,685,000 | 729,116,000 | -466,317,000 | -47,710,000 | -320,858,000 | 194,828,000 | 411,945,000 | 62,078,000 | 40,622,000 | 151,559,000 | 124,327,000 | 71,526,000 | -33,638,000 | 459,256,000 | -55,018,000 | 1,115,800,051 | 1,202,949 | |||||||||||||
cash flows from investing activities: | |||||||||||||||||||||||||||||||||||||||||||||||||||||
increase in bank loans | -1,435,000,000 | -2,137,000,000 | -1,667,000,000 | -1,710,000,000 | -1,040,000,000 | -1,294,000,000 | -862,000,000 | -1,267,000,000 | -65,000,000 | -405,000,000 | -500,000,000 | -141,000,000 | 205,000,000 | -826,000,000 | -1,858,000,000 | -2,527,000,000 | -1,713,000,000 | -1,137,000,000 | -1,407,000,000 | -1,098,000,000 | -818,000,000 | -704,000,000 | -158,000,000 | 88,000,000 | -701,000,000 | -365,000,000 | -379,000,000 | -447,000,000 | -318,000,000 | -461,000,000 | -943,133,000 | -637,573,000 | -592,531,000 | -645,197,000 | -463,580,000 | -686,549,000 | -321,057,000 | -782,388,000 | -498,356,000 | -489,306,000 | -720,516,000 | -770,371,000 | -1,104,810,000 | 183,182,000 | -582,459,000 | ||||||||
proceeds from sales of loans held for investment | 35,000,000 | 81,000,000 | 27,000,000 | 135,000,000 | 21,000,000 | 62,000,000 | 78,000,000 | 173,000,000 | 88,000,000 | 76,000,000 | 80,000,000 | 458,000,000 | 97,000,000 | 45,000,000 | 22,000,000 | 57,000,000 | 59,000,000 | 75,000,000 | 39,000,000 | 158,000,000 | 74,000,000 | 16,000,000 | 362,000,000 | 247,000,000 | 0 | 25,000,000 | 25,000,000 | 26,000,000 | 55,000,000 | 129,000,000 | 52,679,000 | 49,731,000 | 69,167,000 | 21,580,000 | 45,461,000 | 181,446,000 | 52,060,000 | 54,163,000 | 80,821,000 | 51,293,000 | 30,068,000 | 35,375,000 | 47,558,000 | 21,918,000 | 32,503,000 | ||||||||
purchases of available-for-sale securities | -343,000,000 | -66,000,000 | -102,000,000 | -180,000,000 | -92,000,000 | -208,000,000 | -106,000,000 | -49,000,000 | -297,000,000 | -51,000,000 | -50,000,000 | -236,000,000 | -172,000,000 | -153,000,000 | -326,000,000 | -751,000,000 | -1,168,000,000 | -824,000,000 | -1,137,000,000 | -808,000,000 | -1,030,000,000 | -1,243,000,000 | -2,563,000,000 | -1,744,000,000 | -1,089,000,000 | -314,000,000 | -338,000,000 | -180,000,000 | -218,000,000 | -291,000,000 | -224,960,000 | -244,396,000 | -315,267,000 | -339,580,000 | -308,084,000 | ||||||||||||||||||
available-for-sale securities maturations, repayments and redemptions | 575,000,000 | 360,000,000 | 445,000,000 | 522,000,000 | 503,000,000 | 506,000,000 | 731,000,000 | 546,000,000 | 438,000,000 | 295,000,000 | 285,000,000 | 338,000,000 | 313,000,000 | 326,000,000 | 366,000,000 | 394,000,000 | 451,000,000 | 501,000,000 | 523,000,000 | 591,000,000 | 523,000,000 | 544,000,000 | 444,000,000 | 309,000,000 | 229,000,000 | 206,000,000 | 188,000,000 | 161,000,000 | 144,000,000 | 151,000,000 | 135,928,000 | 125,120,000 | 120,278,000 | 114,139,000 | 100,689,000 | ||||||||||||||||||
proceeds from sales of available-for-sale securities | 0 | 0 | 0 | 78,000,000 | 50,000,000 | 0 | 450,000,000 | 0 | 519,000,000 | 0 | 28,118,000 | ||||||||||||||||||||||||||||||||||||||||||
cash paid for acquisition, net of cash acquired | |||||||||||||||||||||||||||||||||||||||||||||||||||||
additions to property and equipment | -45,000,000 | -46,000,000 | -44,000,000 | -57,000,000 | -46,000,000 | -41,000,000 | -50,000,000 | -56,000,000 | -49,000,000 | -50,000,000 | -51,000,000 | -53,000,000 | -42,000,000 | -27,000,000 | -23,000,000 | -26,000,000 | -23,000,000 | -19,000,000 | 25,000,000 | -37,000,000 | -37,000,000 | -25,000,000 | -27,000,000 | -26,000,000 | -35,000,000 | -36,000,000 | -36,000,000 | -43,000,000 | -32,000,000 | -27,000,000 | -29,507,000 | -44,679,000 | -78,659,000 | -35,215,000 | -28,338,000 | -25,599,000 | -32,581,000 | -22,446,000 | -22,022,000 | -16,045,000 | -23,943,000 | -22,390,000 | -17,535,000 | -13,647,000 | -9,030,000 | -12,196,000 | -15,964,500 | -9,500 | |||||
sales of federal reserve bank (“frb”) and federal home loan bank (“fhlb”) stock | |||||||||||||||||||||||||||||||||||||||||||||||||||||
other investing activities | -32,000,000 | -57,000,000 | 8,000,000 | -11,000,000 | -14,000,000 | -40,000,000 | 5,000,000 | 4,000,000 | -47,000,000 | -26,000,000 | -8,000,000 | -17,000,000 | -13,000,000 | -31,000,000 | -12,000,000 | -10,000,000 | -45,000,000 | -26,000,000 | -5,000,000 | 24,000,000 | 1,000,000 | -12,000,000 | -23,000,000 | -21,000,000 | 8,000,000 | -18,000,000 | 29,000,000 | 12,000,000 | -8,000,000 | -34,000,000 | -6,777,000 | 49,858,000 | 12,026,000 | -29,669,000 | -1,212,000 | ||||||||||||||||||
net cash from investing activities | -1,337,000,000 | -1,865,000,000 | -1,423,000,000 | -1,302,000,000 | -659,000,000 | -937,000,000 | -211,000,000 | -648,000,000 | 67,000,000 | -176,000,000 | 347,000,000 | -666,000,000 | -2,032,000,000 | -2,716,000,000 | -848,000,000 | -1,555,000,000 | -1,983,000,000 | -720,000,000 | -1,314,000,000 | -1,123,000,000 | -1,965,000,000 | -930,000,000 | -1,588,000,000 | -502,000,000 | -511,000,000 | -476,000,000 | -377,000,000 | -533,000,000 | -978,286,000 | -682,936,000 | -740,816,000 | -1,073,876,000 | -647,334,000 | -793,734,000 | -829,853,000 | -1,105,149,000 | -942,673,000 | -435,386,000 | -747,047,000 | -856,713,000 | -1,233,554,000 | 331,241,000 | -529,336,000 | -222,614,000 | -1,456,008,000 | -608,285,000 | -444,308,000 | -396,221,000 | -105,477,000 | 101,577,002 | -22,002 | ||
cash flows from financing activities: | |||||||||||||||||||||||||||||||||||||||||||||||||||||
increase in bank deposits | 2,271,000,000 | 1,255,000,000 | 1,648,000,000 | 846,000,000 | 553,000,000 | -160,000,000 | 1,609,000,000 | -442,000,000 | -550,000,000 | 1,194,000,000 | -461,000,000 | 2,250,000,000 | 622,000,000 | 1,469,000,000 | 2,610,000,000 | 593,000,000 | 1,597,000,000 | 2,155,000,000 | 1,086,000,000 | 1,464,000,000 | 989,000,000 | 1,429,000,000 | -4,651,000,000 | 7,048,000,000 | 694,000,000 | 115,000,000 | 548,000,000 | -55,000,000 | 1,731,000,000 | 462,946,000 | 766,658,000 | -13,642,000 | 993,183,000 | 1,421,481,000 | -66,663,000 | 1,187,754,000 | 927,243,000 | 530,353,000 | 1,002,737,000 | 71,848,000 | 737,728,000 | 909,265,000 | -261,397,000 | -238,914,000 | 322,409,000 | 363,458,000 | |||||||
repurchases of common stock and share-based awards withheld for payment of withholding tax requirements | -405,000,000 | -513,000,000 | -353,000,000 | -455,000,000 | -274,000,000 | -185,000,000 | -329,000,000 | -243,000,000 | -213,000,000 | -199,000,000 | -302,000,000 | -369,000,000 | -189,000,000 | -56,000,000 | -101,000,000 | -8,000,000 | -51,000,000 | ||||||||||||||||||||||||||||||||||||
dividends on common and preferred stock | -109,000,000 | -112,000,000 | -102,000,000 | -103,000,000 | -106,000,000 | -105,000,000 | -95,000,000 | -95,000,000 | -96,000,000 | -97,000,000 | |||||||||||||||||||||||||||||||||||||||||||
employee stock purchases and exercise of stock options | |||||||||||||||||||||||||||||||||||||||||||||||||||||
redemption of preferred stock | |||||||||||||||||||||||||||||||||||||||||||||||||||||
proceeds from federal home loan bank (“fhlb”) advances | 50,000,000 | 250,000,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||
repayments of fhlb advances | -50,000,000 | -250,000,000 | -50,000,000 | -300,000,000 | -200,000,000 | -450,000,000 | |||||||||||||||||||||||||||||||||||||||||||||||
other financing | 0 | -10,000,000 | 2,000,000 | -3,000,000 | 2,000,000 | -7,000,000 | 0 | -1,000,000 | 0 | -1,000,000 | 0 | -1,000,000 | -1,000,000 | -2,000,000 | 0 | 0 | -5,000,000 | -3,000,000 | |||||||||||||||||||||||||||||||||||
net cash from financing activities | 1,690,000,000 | 629,000,000 | 2,532,000,000 | 292,000,000 | -16,000,000 | -447,000,000 | 1,194,000,000 | -1,022,000,000 | -641,000,000 | 907,000,000 | -1,433,000,000 | 2,301,000,000 | 221,000,000 | 1,281,000,000 | 2,573,000,000 | 528,000,000 | 1,497,000,000 | 2,105,000,000 | 880,000,000 | 1,361,000,000 | 908,000,000 | 1,335,000,000 | -4,693,000,000 | 7,297,000,000 | 654,000,000 | -137,000,000 | 411,000,000 | -427,000,000 | 1,526,000,000 | 378,078,000 | 730,037,000 | -667,165,000 | 979,232,000 | 1,762,309,000 | 437,649,000 | 663,270,000 | 1,201,335,000 | 1,061,027,000 | 956,766,000 | -88,470,000 | 649,410,000 | 816,610,000 | -366,608,000 | -163,276,000 | 296,138,000 | 163,564,000 | 1,477,504,000 | -57,931,000 | 771,567,000 | 472,630,000 | -2,920,653,890 | -2,927,110 | |
raymond james financial, inc. and subsidiaries condensed consolidated statements of cash flows | |||||||||||||||||||||||||||||||||||||||||||||||||||||
in millions | 1,000,000 | 2,025,000,000 | 0 | 0 | 1,000,000 | 2,024,000,000 | 0 | 0 | 1,000,000 | 2,023,000,000 | 0 | 1,000,000 | 2,022,000,000 | 0 | 0 | 1,000,000 | 2,021,000,000 | 0 | 0 | 1,000,000 | 2,020,000,000 | 0 | 0 | 1,000,000 | 2,019,000,000 | 0 | 0 | 1,000,000 | 2,018,000,000 | ||||||||||||||||||||||||
currency adjustment: | |||||||||||||||||||||||||||||||||||||||||||||||||||||
effect of exchange rate changes on cash and cash equivalents, including those segregated for regulatory purposes | -58,000,000 | 29,000,000 | -83,000,000 | 197,000,000 | 65,000,000 | -214,000,000 | 119,000,000 | -11,000,000 | -48,000,000 | 115,000,000 | 88,000,000 | 43,000,000 | 215,000,000 | ||||||||||||||||||||||||||||||||||||||||
net increase in cash and cash equivalents, including those segregated for regulatory purposes and restricted cash | 1,822,000,000 | -122,000,000 | -493,000,000 | -768,000,000 | 1,612,000,000 | -970,000,000 | -2,342,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||
cash and cash equivalents, including those segregated for regulatory purposes and restricted cash at beginning of year | 0 | 14,787,000,000 | 0 | 0 | 0 | 14,348,000,000 | 0 | 0 | 0 | 12,548,000,000 | 0 | 0 | 14,659,000,000 | 0 | 0 | 0 | 16,449,000,000 | ||||||||||||||||||||||||||||||||||||
cash and cash equivalents, including those segregated for regulatory purposes and restricted cash at end of period | 1,394,000,000 | 13,570,000,000 | -122,000,000 | -493,000,000 | 13,580,000,000 | -970,000,000 | -231,000,000 | 13,937,000,000 | -1,146,000,000 | 2,067,000,000 | 11,293,000,000 | 5,357,000,000 | 745,000,000 | 14,107,000,000 | |||||||||||||||||||||||||||||||||||||||
cash and cash equivalents | 1,329,000,000 | 9,890,000,000 | 2,194,000,000 | -467,000,000 | -386,000,000 | 10,048,000,000 | 1,903,000,000 | -906,000,000 | -205,000,000 | 10,206,000,000 | -288,000,000 | 2,486,000,000 | 6,177,000,000 | 220,000,000 | 243,000,000 | -2,501,000,000 | 8,216,000,000 | 1,219,000,000 | 131,000,000 | 474,000,000 | 5,377,000,000 | -242,000,000 | -5,016,000,000 | 6,539,000,000 | 4,109,000,000 | 361,000,000 | -235,000,000 | -491,000,000 | 4,322,000,000 | ||||||||||||||||||||||||
cash and cash equivalents segregated for regulatory purposes and restricted cash | 65,000,000 | 3,680,000,000 | -372,000,000 | 345,000,000 | -107,000,000 | 3,532,000,000 | -291,000,000 | -64,000,000 | -26,000,000 | 3,731,000,000 | -858,000,000 | -419,000,000 | 5,116,000,000 | -5,770,000,000 | 5,114,000,000 | 3,246,000,000 | 5,891,000,000 | ||||||||||||||||||||||||||||||||||||
total cash and cash equivalents, including those segregated for regulatory purposes and restricted cash at end of period | 1,394,000,000 | 13,570,000,000 | -122,000,000 | -493,000,000 | 13,580,000,000 | -970,000,000 | -231,000,000 | 13,937,000,000 | -1,146,000,000 | 2,067,000,000 | 11,293,000,000 | 5,357,000,000 | 745,000,000 | 14,107,000,000 | |||||||||||||||||||||||||||||||||||||||
supplemental disclosures of cash flow information: | |||||||||||||||||||||||||||||||||||||||||||||||||||||
cash paid for interest | 422,000,000 | 423,000,000 | 459,000,000 | 446,000,000 | 449,000,000 | 499,000,000 | 544,000,000 | 526,000,000 | 550,000,000 | 499,000,000 | 375,000,000 | 267,000,000 | 216,000,000 | 186,000,000 | 61,000,000 | 35,000,000 | 41,000,000 | 32,000,000 | 37,000,000 | 41,000,000 | 35,000,000 | 46,000,000 | 26,000,000 | 53,000,000 | 39,000,000 | 75,000,000 | 61,000,000 | 85,000,000 | 62,000,000 | 73,859,000 | 43,297,000 | 55,746,000 | 28,026,000 | 63,054,000 | 15,940,000 | 44,548,000 | 32,442,000 | 27,888,000 | 30,142,000 | 29,188,000 | 26,421,000 | 25,926,000 | 27,307,000 | 25,116,000 | 40,046,000 | 15,096,000 | 25,096,000 | 11,215,000 | 19,145,000 | 3,622,000 | 32,556,213 | 8,787 | |
cash paid for income taxes | 256,000,000 | 19,000,000 | 141,000,000 | 137,000,000 | 364,000,000 | 9,000,000 | 116,000,000 | 175,000,000 | 349,000,000 | 24,000,000 | 147,000,000 | 376,000,000 | 13,000,000 | 138,000,000 | 93,000,000 | 281,000,000 | 12,000,000 | 102,000,000 | 87,000,000 | 181,000,000 | 67,000,000 | 44,000,000 | 26,000,000 | 167,000,000 | 9,000,000 | 95,000,000 | 107,000,000 | 178,000,000 | 10,000,000 | 39,376,000 | 109,087,000 | 74,158,000 | 8,515,000 | 105,424,000 | 98,913,000 | 130,962,000 | 13,710,000 | 93,004,000 | 86,268,000 | 90,604,000 | 33,917,000 | 66,997,000 | 102,360,000 | 61,068,000 | 52,824,000 | 13,227,000 | 100,351,000 | 10,137,000 | 39,958,000 | 35,525,000 | 118,743,312 | 6,688 | |
cash outflows for lease liabilities | 33,000,000 | 34,000,000 | 34,000,000 | 33,000,000 | 33,000,000 | 33,000,000 | 30,000,000 | 31,000,000 | 30,000,000 | 30,000,000 | 32,000,000 | 29,000,000 | 31,000,000 | 31,000,000 | 28,000,000 | 27,000,000 | 25,000,000 | 26,000,000 | 28,000,000 | 29,000,000 | 27,000,000 | ||||||||||||||||||||||||||||||||
non-cash right-of-use (“rou”) assets recorded for new and modified leases | 33,000,000 | 19,000,000 | 20,000,000 | 31,000,000 | 50,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
exercise of stock options and employee stock purchases | 9,000,000 | 5,000,000 | 7,000,000 | 9,000,000 | 10,000,000 | 9,000,000 | 9,000,000 | 18,000,000 | 10,000,000 | 12,000,000 | 14,000,000 | 11,000,000 | 8,000,000 | 12,000,000 | 15,000,000 | 17,000,000 | 11,000,000 | 10,000,000 | 14,000,000 | 18,000,000 | 7,000,000 | 12,000,000 | 18,000,000 | 25,000,000 | 12,000,000 | 10,000,000 | 20,000,000 | 23,000,000 | 8,652,000 | 10,551,000 | 18,190,000 | 25,954,000 | 6,279,000 | 7,194,000 | 19,846,000 | 24,143,000 | 6,481,000 | 5,610,000 | 16,854,000 | 14,386,000 | 7,071,000 | 6,367,000 | 4,876,000 | 10,395,000 | 7,272,000 | 13,502,000 | 2,642,000 | 6,740,000 | 3,441,000 | 37,184,975 | 17,025 | ||
net decrease in cash and cash equivalents, including those segregated for regulatory purposes and restricted cash | -1,217,000,000 | 2,067,000,000 | -3,366,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||
sales/(purchases) of federal reserve bank (“frb”) and federal home loan bank (“fhlb”) stock | 3,000,000 | -1,000,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||
renewable energy tax credit equity investments | |||||||||||||||||||||||||||||||||||||||||||||||||||||
sales/(purchases) of other investments | |||||||||||||||||||||||||||||||||||||||||||||||||||||
proceeds from senior notes issuance, net of debt issuance costs paid | |||||||||||||||||||||||||||||||||||||||||||||||||||||
redemption of subordinated notes | |||||||||||||||||||||||||||||||||||||||||||||||||||||
proceeds from fhlb advances | 0 | 300,000,000 | 0 | 450,000,000 | 0 | ||||||||||||||||||||||||||||||||||||||||||||||||
raymond james financial, inc. and subsidiaries consolidated statements of cash flows | |||||||||||||||||||||||||||||||||||||||||||||||||||||
cash and cash equivalents, including those segregated for regulatory purposes and restricted cash at end of year | |||||||||||||||||||||||||||||||||||||||||||||||||||||
total cash and cash equivalents, including those segregated for regulatory purposes and restricted cash at end of year | |||||||||||||||||||||||||||||||||||||||||||||||||||||
non-cash right-of-use (“rou”) lease assets recorded for new and modified leases | |||||||||||||||||||||||||||||||||||||||||||||||||||||
non-cash right-of-use assets recorded for new and modified leases | 24,000,000 | 21,000,000 | 33,000,000 | 26,000,000 | 8,000,000 | 17,000,000 | 70,000,000 | 29,000,000 | 13,000,000 | 29,000,000 | 13,000,000 | 10,000,000 | 16,000,000 | ||||||||||||||||||||||||||||||||||||||||
unrealized losses on company-owned life insurance policies, net of expenses | |||||||||||||||||||||||||||||||||||||||||||||||||||||
proceeds from short-term borrowings | |||||||||||||||||||||||||||||||||||||||||||||||||||||
premium and discount amortization on available-for-sale securities and bank loans and net unrealized gain/loss on other investments | -4,000,000 | -6,000,000 | -13,000,000 | -5,000,000 | -12,000,000 | -12,000,000 | -14,000,000 | -12,000,000 | -11,000,000 | ||||||||||||||||||||||||||||||||||||||||||||
unrealized gain on company-owned life insurance policies, net of expenses | -12,000,000 | -75,000,000 | -87,000,000 | -48,000,000 | -38,000,000 | 9,000,000 | -83,000,000 | -36,000,000 | -1,000,000 | ||||||||||||||||||||||||||||||||||||||||||||
provisions for credit losses and legal and regulatory proceedings | 113,000,000 | 16,000,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||
unrealized loss on company-owned life insurance policies, net of expenses | -35,000,000 | 58,000,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||
assets segregated for regulatory purposes excluding cash and cash equivalents | 1,999,000,000 | 8,395,000,000 | -795,000,000 | -7,499,000,000 | |||||||||||||||||||||||||||||||||||||||||||||||||
cash and cash equivalents acquired in business acquisitions, including those segregated for regulatory purposes, net of cash paid for acquisitions | -308,000,000 | 98,000,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||
(purchases)/sales of federal reserve bank (“frb”) and federal home loan bank (“fhlb”) stock | |||||||||||||||||||||||||||||||||||||||||||||||||||||
investment in note receivable | 0 | 0 | 0 | -125,000,000 | |||||||||||||||||||||||||||||||||||||||||||||||||
(purchases)/sales of other investments | 57,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
repayments of fhlb advances and other borrowed funds | 0 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
common stock issued as consideration for tristate capital acquisition | 0 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
restricted stock awards issued as consideration for tristate capital acquisition | 0 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
preferred stock issued as consideration for tristate capital acquisition | |||||||||||||||||||||||||||||||||||||||||||||||||||||
effective settlement of note receivable for tristate capital acquisition | 0 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
investment in solar tax credit equity investment | 0 | 0 | -15,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||
purchases of other investments | 0 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
purchases of federal reserve bank and federal home loan bank stock | |||||||||||||||||||||||||||||||||||||||||||||||||||||
proceeds from federal home loan bank advances | 0 | 750,000,000 | 900,000,000 | 1,000,000,000 | 650,000,000 | 0 | 175,000,000 | 0 | 0 | 0 | 850,000,000 | 0 | 0 | 100,000,000 | 750,000,000 | 0 | 100,000,000 | 0 | 0 | 0 | 25,000,000 | ||||||||||||||||||||||||||||||||
repayments of federal home loan bank advances and other borrowed funds | 0 | -750,000,000 | -1,450,000,000 | -500,000,000 | -791,000,000 | -61,000,000 | -54,000,000 | -851,000,000 | -1,000,000 | -2,000,000 | -1,000,000 | -2,000,000 | -26,000,000 | -1,000,000 | -1,000,000 | -2,000,000 | -851,000,000 | -1,000,000 | -1,000,000 | -1,266,000 | -1,186,000 | -1,186,000 | -651,170,000 | -1,153,000 | -1,138,000 | -1,120,000 | -1,106,000 | ||||||||||||||||||||||||||
adjustments to reconcile net income to net cash provided by/(used in) operating activities: | |||||||||||||||||||||||||||||||||||||||||||||||||||||
net cash provided by/(used in) operating activities | 543,000,000 | 434,000,000 | 678,000,000 | -108,479,000 | |||||||||||||||||||||||||||||||||||||||||||||||||
net increase/(decrease) in cash and cash equivalents, including those segregated for regulatory purposes and restricted cash | 1,389,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
provisions/(benefits) for credit losses and legal and regulatory proceedings | 21,000,000 | 39,000,000 | 56,000,000 | 24,000,000 | -8,000,000 | 9,000,000 | -15,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||
unrealized (gain)/loss on company-owned life insurance policies, net of expenses | 29,000,000 | -39,000,000 | 38,000,000 | 117,000,000 | |||||||||||||||||||||||||||||||||||||||||||||||||
losses on extinguishment of debt | 0 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
purchase of federal reserve bank stock | |||||||||||||||||||||||||||||||||||||||||||||||||||||
purchases of federal home loan bank stock | |||||||||||||||||||||||||||||||||||||||||||||||||||||
raymond james financial, inc. and subsidiaries | |||||||||||||||||||||||||||||||||||||||||||||||||||||
sales of federal home loan bank stock | |||||||||||||||||||||||||||||||||||||||||||||||||||||
net cash provided by/(used in) investing activities | |||||||||||||||||||||||||||||||||||||||||||||||||||||
dividends on preferred and common stock | -92,000,000 | -93,000,000 | -81,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||
purchase of federal home loan bank stock | |||||||||||||||||||||||||||||||||||||||||||||||||||||
loans provided to financial advisors, net of repayments | -35,000,000 | -9,000,000 | -20,000,000 | -56,000,000 | -21,000,000 | -58,000,000 | -16,000,000 | 5,000,000 | -26,000,000 | -12,000,000 | 1,000,000 | -12,000,000 | -51,000,000 | -29,000,000 | -10,300,000 | -50,553,000 | -396,000 | -21,928,000 | -11,449,000 | -8,391,000 | -20,432,000 | -13,513,000 | -244,600,000 | -29,350,000 | -32,336,000 | -38,500,000 | -21,789,000 | ||||||||||||||||||||||||||
proceeds from senior notes issuances, net of debt issuance costs paid | 0 | 0 | -1,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||
extinguishment of senior notes payable | 0 | -658,282,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||
premium and discount amortization on available-for-sale securities and net (gain)/loss on other investments | 16,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
dividends on common stock | -69,000,000 | -71,000,000 | -60,000,000 | -55,000,000 | -54,000,000 | -54,000,000 | -55,000,000 | -51,000,000 | -51,000,000 | -52,000,000 | -51,000,000 | -48,000,000 | -48,000,000 | -48,000,000 | -47,000,000 | -44,121,000 | -36,587,000 | -38,129,000 | -32,499,000 | -31,880,000 | -32,295,000 | -31,772,000 | -31,255,000 | -28,438,000 | -28,845,000 | -29,046,000 | -27,106,000 | -26,028,000 | -27,710,000 | -22,660,000 | -18,127,000 | -17,777,000 | -16,479,000 | -16,399,000 | -13,744,000 | -16,478,000 | -32,851,613 | -16,387 | |||||||||||||||
effect of exchange rate changes on cash | -240,000,000 | -52,000,000 | 3,000,000 | -38,000,000 | 21,000,000 | 20,000,000 | 73,000,000 | 28,000,000 | 55,000,000 | -103,000,000 | 21,000,000 | -11,000,000 | 19,000,000 | 24,000,000 | -55,000,000 | 6,585,000 | -9,404,000 | -11,024,000 | -3,118,000 | 47,697,000 | 12,962,000 | -9,730,000 | -26,138,000 | -14,857,000 | -3,737,000 | 14,174,000 | -24,724,000 | 1,478,000 | -6,789,000 | -10,749,000 | 1,959,000 | -1,096,000 | 624,000 | -511,000 | -2,625,000 | 823,000 | 979,693 | -1,693 | |||||||||||||||
issuance of preferred stock as consideration for tristate capital acquisition | |||||||||||||||||||||||||||||||||||||||||||||||||||||
premium and discount amortization on available-for-sale securities and net loss on other investments | 14,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
business acquisitions, net of cash acquired | -21,000,000 | 0 | -27,000,000 | -218,000,000 | |||||||||||||||||||||||||||||||||||||||||||||||||
premium and discount amortization on available-for-sale securities and net gain/loss on other investments | |||||||||||||||||||||||||||||||||||||||||||||||||||||
goodwill impairment | |||||||||||||||||||||||||||||||||||||||||||||||||||||
purchases of treasury stock | -1,000,000 | -48,000,000 | -61,000,000 | -18,000,000 | -50,000,000 | 0 | -203,000,000 | -19,000,000 | -162,000,000 | -95,000,000 | -41,000,000 | -480,000,000 | -38,183,000 | -1,202,000 | -2,343,000 | -20,243,000 | -1,876,000 | -3,116,000 | -3,005,000 | -26,058,000 | -1,001,000 | -2,326,000 | -147,036,000 | -12,139,000 | -57,652,000 | -16,013,000 | |||||||||||||||||||||||||||
proceeds from borrowings on the rjf credit facility | 0 | 0 | 0 | 300,000,000 | 0 | 0 | 0 | 300,000,000 | |||||||||||||||||||||||||||||||||||||||||||||
repayment of borrowings on the rjf credit facility | 0 | 0 | |||||||||||||||||||||||||||||||||||||||||||||||||||
premium and discount amortization on available-for-sale securities and loss on other investments | -2,000,000 | 15,000,000 | -1,000,000 | 4,000,000 | 10,000,000 | 35,000,000 | 8,000,000 | 3,000,000 | |||||||||||||||||||||||||||||||||||||||||||||
assets segregated pursuant to regulations excluding cash and cash equivalents | 2,250,000,000 | -2,501,000,000 | -2,749,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||
brokerage client receivables and other accounts receivable | -302,000,000 | -377,000,000 | 254,000,000 | 1,000,000 | 329,000,000 | -391,000,000 | 188,000,000 | 17,000,000 | 92,000,000 | 141,000,000 | 446,000,000 | -373,135,000 | -23,718,000 | -249,031,000 | 123,512,000 | 24,965,000 | -99,115,000 | -68,177,000 | 91,410,000 | -566,535,000 | 86,929,000 | -388,553,000 | 246,998,000 | -53,304,000 | -262,972,000 | -149,647,000 | -297,824,000 | -87,975,000 | 69,322,000 | 162,452,000 | -87,369,000 | -157,292,147 | 46,147 | ||||||||||||||||||||
brokerage client payables and other accounts payable | -798,000,000 | 518,000,000 | 4,953,000,000 | 865,000,000 | -1,316,000,000 | 2,472,000,000 | 465,000,000 | 69,000,000 | -212,000,000 | -846,000,000 | -242,000,000 | 529,742,000 | -954,025,000 | 303,516,000 | 466,763,000 | -484,084,000 | -217,940,000 | 76,303,000 | -507,562,000 | 1,219,188,000 | -34,392,000 | 555,888,000 | 76,620,000 | 462,762,000 | 74,902,000 | 183,916,000 | -340,578,000 | -167,311,000 | -58,509,000 | 141,531,000 | 929,177,000 | -7,640,000 | 390,588,220 | 66,780 | |||||||||||||||||||
net increase in cash and cash equivalents, including those segregated pursuant to regulations | 1,589,000,000 | -1,121,000,000 | 1,762,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||
cash and cash equivalents, including those segregated pursuant to regulations at beginning of year | 0 | 0 | 9,634,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||
cash and cash equivalents, including those segregated pursuant to regulations at end of period | 1,589,000,000 | -1,121,000,000 | 11,396,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||
cash and cash equivalents segregated pursuant to regulations | 1,458,000,000 | -1,595,000,000 | 6,019,000,000 | 1,039,000,000 | -840,000,000 | 1,464,000,000 | 2,581,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||
total cash and cash equivalents, including those segregated pursuant to regulations at end of period | 1,589,000,000 | -1,121,000,000 | 11,396,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||
acquisitions of and distributions to noncontrolling interests | 1,000,000 | -3,000,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||
provisions for loan losses, legal and regulatory proceedings and bad debts | 48,000,000 | 85,000,000 | 123,000,000 | 1,000,000 | 14,000,000 | 7,000,000 | 6,000,000 | 32,000,000 | 21,004,000 | 19,777,000 | 4,637,000 | 9,265,000 | |||||||||||||||||||||||||||||||||||||||||
raymond james financial, inc. and subsidiariesconsolidated statements of cash flows | |||||||||||||||||||||||||||||||||||||||||||||||||||||
repayments of short-term borrowings | -115,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
acquisition-related contingent consideration paid | |||||||||||||||||||||||||||||||||||||||||||||||||||||
net increase in cash and cash equivalents and cash and cash equivalents segregated pursuant to regulations | 797,000,000 | -5,856,000,000 | 8,003,000,000 | 719,000,000 | |||||||||||||||||||||||||||||||||||||||||||||||||
cash and cash equivalents and cash and cash equivalents segregated pursuant to regulations at beginning of year | 0 | 0 | 0 | 5,971,000,000 | |||||||||||||||||||||||||||||||||||||||||||||||||
cash and cash equivalents and cash and cash equivalents segregated pursuant to regulations at end of year | |||||||||||||||||||||||||||||||||||||||||||||||||||||
total cash and cash equivalents and cash and cash equivalents segregated pursuant to regulations at end of year | |||||||||||||||||||||||||||||||||||||||||||||||||||||
securities purchased under agreements to resell, net of securities sold under agreements to repurchase | -47,000,000 | 205,000,000 | 68,000,000 | -8,000,000 | 7,000,000 | -60,000,000 | 42,284,000 | 76,758,000 | -228,749,000 | 104,290,000 | |||||||||||||||||||||||||||||||||||||||||||
securities loaned, net of securities borrowed | 10,000,000 | -250,000,000 | -47,000,000 | -54,779,000 | 81,489,000 | 35,173,000 | -140,229,000 | -32,277,000 | |||||||||||||||||||||||||||||||||||||||||||||
proceeds from sales of securitizations and loans held for sale, net of purchases and originations of loans held for sale | 41,000,000 | 82,000,000 | -91,000,000 | 4,000,000 | -25,000,000 | 48,000,000 | -26,290,000 | 69,641,000 | -108,470,000 | 144,863,000 | -33,396,000 | 42,603,000 | 35,162,000 | -3,609,000 | |||||||||||||||||||||||||||||||||||||||
business acquisition, net of cash acquired | 0 | 0 | -159,200,000 | 0 | 23,010,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
repayments of borrowings on the rjf credit facility | |||||||||||||||||||||||||||||||||||||||||||||||||||||
cash and cash equivalents and cash and cash equivalents segregated pursuant to regulations at end of period | -5,856,000,000 | 8,003,000,000 | 6,690,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||
total cash and cash equivalents and cash and cash equivalents segregated pursuant to regulations at end of period | -5,856,000,000 | 8,003,000,000 | 6,690,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||
raymond james financial, inc. and subsidiariescondensed consolidated statements of cash flows | |||||||||||||||||||||||||||||||||||||||||||||||||||||
distributions to noncontrolling interests | -3,062,000 | -8,121,000 | -3,000 | -5,977,000 | -3,601,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
proceeds from/(repayments of) short-term borrowings | 6,000,000 | -330,000,000 | -280,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||
premium and discount amortization on available-for-sale securities and (gain)/loss on other investments | |||||||||||||||||||||||||||||||||||||||||||||||||||||
securities sold under agreements to repurchase, net of securities purchased under agreements to resell | |||||||||||||||||||||||||||||||||||||||||||||||||||||
jay peak matter payments | |||||||||||||||||||||||||||||||||||||||||||||||||||||
proceeds from senior note issuances, net of debt issuance costs paid | -16,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
premium paid on extinguishment of senior notes payable | |||||||||||||||||||||||||||||||||||||||||||||||||||||
acquisition-related contingent consideration (paid)/received | |||||||||||||||||||||||||||||||||||||||||||||||||||||
net increase/(decrease) in cash, cash equivalents, and cash segregated pursuant to regulations | 19,000,000 | -167,000,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||
cash, cash equivalents, and cash segregated pursuant to regulations at beginning of year | 0 | 0 | 0 | 5,941,000,000 | |||||||||||||||||||||||||||||||||||||||||||||||||
cash, cash equivalents, and cash segregated pursuant to regulations at end of year | |||||||||||||||||||||||||||||||||||||||||||||||||||||
cash segregated pursuant to regulations | -342,000,000 | 68,000,000 | -494,000,000 | 2,782,000,000 | |||||||||||||||||||||||||||||||||||||||||||||||||
total cash, cash equivalents, and cash segregated pursuant to regulations at end of year | |||||||||||||||||||||||||||||||||||||||||||||||||||||
net income attributable to raymond james financial, inc. | 259,000,000 | 261,000,000 | 249,000,000 | 262,748,000 | 232,258,000 | 242,847,000 | 118,842,000 | 193,489,000 | 183,424,000 | 112,755,000 | 146,567,000 | 171,670,000 | 125,504,000 | 125,847,000 | 106,329,000 | 129,186,000 | 133,195,000 | 136,366,000 | 83,325,000 | 76,350,000 | 68,869,000 | 67,325,000 | 68,927,000 | 46,786,000 | 162,558,277 | 81,723 | |||||||||||||||||||||||||||
net income attributable to noncontrolling interests | -2,000,000 | 441,000 | -4,210,000 | 1,136,000 | -2,880,000 | -6,315,000 | -7,914,000 | -6,163,000 | -5,681,000 | -6,835,000 | -7,210,000 | -6,927,000 | 13,121,000 | -3,595,000 | -6,203,000 | -7,147,000 | 2,412,000 | -5,763,232 | -3,768 | ||||||||||||||||||||||||||||||||||
net income including noncontrolling interests | 257,000,000 | 249,000,000 | 247,000,000 | 256,827,000 | 232,242,000 | 242,565,000 | 119,283,000 | 197,268,000 | 185,351,000 | 108,545,000 | 147,703,000 | 168,790,000 | 119,189,000 | 117,933,000 | 100,166,000 | 123,505,000 | 126,360,000 | 129,156,000 | 76,398,000 | 89,471,000 | 65,274,000 | 61,122,000 | 61,780,000 | 49,198,000 | 156,795,045 | 77,955 | |||||||||||||||||||||||||||
adjustments to reconcile net income including noncontrolling interests to net cash from operating activities: | |||||||||||||||||||||||||||||||||||||||||||||||||||||
securities borrowed, net of securities loaned | -363,000,000 | 297,000,000 | 22,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||
cash, cash equivalents, and cash segregated pursuant to regulations at end of period | -167,000,000 | -985,000,000 | 7,104,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||
total cash, cash equivalents, and cash segregated pursuant to regulations at end of period | -167,000,000 | -985,000,000 | 7,104,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||
repayments of other borrowed funds | -1,091,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
net loss attributable to noncontrolling interests | -2,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
see accompanying notes to condensed consolidated financial statements (unaudited). | |||||||||||||||||||||||||||||||||||||||||||||||||||||
net increase in cash, cash equivalents, and cash segregated pursuant to regulations | 1,163,000,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
net income/(loss) attributable to noncontrolling interests | -5,921,000 | -16,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||
adjustments to reconcile net income including noncontrolling interests to net cash provided by/(used in) operating activities: | |||||||||||||||||||||||||||||||||||||||||||||||||||||
compensation expense/(benefit) payable in common stock of an acquiree | 2,282,000 | -3,577,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||
see accompanying notes to consolidated financial statements. | |||||||||||||||||||||||||||||||||||||||||||||||||||||
in thousands | 0 | 0 | 1,000 | 2,017,000 | |||||||||||||||||||||||||||||||||||||||||||||||||
net increase/(decrease) in cash and cash equivalents | 320,555,000 | 39,813,000 | 1,054,193,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||
cash and cash equivalents at beginning of year | 0 | 0 | 0 | 3,669,672,000 | 0 | 0 | 0 | 1,650,452,000 | 0 | 0 | 0 | 2,601,006,000 | 0 | 0 | 0 | 0 | 0 | 0 | 2,439,695,000 | 0 | 0 | 2,940,295,761 | 2,943,239 | ||||||||||||||||||||||||||||||
cash and cash equivalents at end of year | |||||||||||||||||||||||||||||||||||||||||||||||||||||
premium and discount amortization on available-for-sale securities and loss/(gain) on other investments | |||||||||||||||||||||||||||||||||||||||||||||||||||||
unrealized gain on company owned life insurance, net of expenses | -4,925,000 | 2,127,000 | -16,859,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||
assets segregated pursuant to regulations and other segregated assets | 384,182,000 | 477,923,000 | -96,759,000 | -60,631,000 | 436,599,000 | 38,392,000 | 1,016,538,000 | -1,190,414,000 | -54,178,000 | -538,128,000 | -171,359,000 | -392,238,000 | 47,363,000 | -190,746,000 | -65,173,000 | 864,538,000 | 46,829,000 | 43,490,000 | -1,050,471,000 | -91,343,000 | 1,024,219,623 | 1,363,377 | |||||||||||||||||||||||||||||||
additions to property, buildings and equipment, including software | -25,676,000 | -34,489,000 | -35,949,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||
acquisition-related contingent consideration received, net of payments | 0 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
cash and cash equivalents at end of period | 39,813,000 | -757,591,000 | 3,897,529,000 | -20,847,000 | 108,051,000 | 2,528,275,000 | 498,271,000 | -1,116,602,000 | 2,596,388,000 | 41,944,000 | -1,146,823,000 | 958,904,000 | 1,916,954,000 | 343,520,000 | 1,253,963,117 | 1,204,883 | |||||||||||||||||||||||||||||||||||||
premium and discount amortization on available-for-sale securities and unrealized gain on other investments | -4,818,000 | -496,000 | -4,104,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||
compensation expense payable in common stock of an acquiree | 3,925,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
net increase in cash and cash equivalents | 227,857,000 | 108,051,000 | 877,823,000 | -327,605,000 | 498,271,000 | -1,116,602,000 | -4,618,000 | 18,925,000 | 41,944,000 | -646,694,000 | |||||||||||||||||||||||||||||||||||||||||||
provisions for loan losses, legal and regulatory proceedings (excluding the jay peak matter) and bad debts | |||||||||||||||||||||||||||||||||||||||||||||||||||||
compensation expense/(benefit) which is payable in common stock of an acquiree | |||||||||||||||||||||||||||||||||||||||||||||||||||||
unrealized (gain)/loss on company owned life insurance, net of expenses | |||||||||||||||||||||||||||||||||||||||||||||||||||||
loss on extinguishment of senior notes payable | |||||||||||||||||||||||||||||||||||||||||||||||||||||
securities purchased under agreements to resell and other collateralized financings, net of securities sold under agreements to repurchase | 76,856,000 | 55,900,000 | -157,633,000 | 121,878,000 | -98,339,000 | 59,531,000 | -78,232,000 | -18,345,000 | 23,139,000 | 27,373,000 | 19,560,000 | -16,885,000 | -199,141,000 | 13,262,000 | -6,892,000 | 195,917,000 | -77,335,000 | -216,599,882 | -178,118 | ||||||||||||||||||||||||||||||||||
purchases of federal home loan bank/federal reserve bank stock | -4,250,000 | -4,250,000 | -625,000 | -4,250,000 | 0 | 0 | -2,168,000 | -1,063,000 | |||||||||||||||||||||||||||||||||||||||||||||
proceeds from sales of or distributions received from private equity and other investments, net of purchases or contributions to private equity or other investments | |||||||||||||||||||||||||||||||||||||||||||||||||||||
compensation expense which is payable in common stock of an acquiree | |||||||||||||||||||||||||||||||||||||||||||||||||||||
prepaid expenses and other assets | -23,978,000 | 73,018,000 | 85,740,000 | 68,789,000 | -170,698,000 | 54,158,000 | 75,873,000 | 47,237,000 | -29,143,000 | 19,216,000 | 7,188,000 | -21,987,000 | 46,049,000 | -18,336,000 | 4,104,000 | -28,642,000 | 11,120,129 | -129 | |||||||||||||||||||||||||||||||||||
purchases, or contributions to private equity or other investments, net of proceeds from sales of, or distributions received from, private equity and other investments | |||||||||||||||||||||||||||||||||||||||||||||||||||||
repayment of senior notes payable | 0 | 0 | |||||||||||||||||||||||||||||||||||||||||||||||||||
non-cash transfers of loans to other real estate owned | 2,582,000 | 1,586,000 | 1,191,000 | 775,000 | 968,000 | 1,334,000 | 608,000 | 1,324,000 | 893,000 | 2,582,000 | 1,532,000 | 167,000 | 8,303,000 | 2,651,000 | 2,041,000 | 2,221,000 | 9,929,083 | 6,917 | |||||||||||||||||||||||||||||||||||
premium and discount amortization on available for sale securities and unrealized/realized gain on other investments | -8,791,000 | -10,185,000 | -6,726,000 | -14,432,000 | -6,439,000 | 2,587,000 | 100,000 | -21,366,000 | -1,071,000 | -14,240,000 | -7,797,000 | -12,033,000 | -1,392,000 | -1,243,000 | -10,089,000 | -1,668,516 | -484 | ||||||||||||||||||||||||||||||||||||
provisions for loan losses, legal proceedings, bad debts and other accruals | 110,976,000 | 33,017,000 | 11,372,000 | -7,933,000 | 16,367,000 | 22,588,000 | 14,356,000 | -2,391,000 | 11,190,000 | 5,926,000 | 17,041,000 | 3,082,000 | 6,556,000 | 8,514,000 | 14,105,000 | 30,005,207 | 14,793 | ||||||||||||||||||||||||||||||||||||
stock loaned, net of stock borrowed | -2,389,000 | -233,019,000 | 8,142,000 | 11,439,000 | 67,161,000 | 65,959,000 | 81,895,000 | 44,034,000 | -23,826,000 | -29,811,000 | -85,196,000 | -92,376,000 | -150,573,000 | 188,507,000 | 101,037,000 | -136,173,296 | -122,704 | ||||||||||||||||||||||||||||||||||||
purchases, or contributions, to private equity or other investments, net of proceeds from sales of, or distributions received from, private equity and other investments | 34,531,000 | 16,924,000 | 23,212,000 | -35,511,000 | -25,128,000 | ||||||||||||||||||||||||||||||||||||||||||||||||
purchases of available for sale securities | -635,003,000 | -377,235,000 | -354,271,000 | -21,255,000 | -10,453,000 | -77,223,000 | -88,284,000 | 0 | 2,000 | -137,497,000 | -110,934,000 | -950,000 | -236,440,000 | -496,000 | -1,830,799 | -1,201 | |||||||||||||||||||||||||||||||||||||
available for sale securities maturations, repayments and redemptions | 59,329,000 | 56,647,000 | 30,238,000 | 22,994,000 | 21,102,000 | 21,627,000 | 17,848,000 | 18,054,000 | 18,395,000 | 27,329,000 | 84,480,000 | 21,351,000 | 40,029,000 | ||||||||||||||||||||||||||||||||||||||||
proceeds from sales of available for sale securities | 25,533,000 | 7,308,000 | 9,532,000 | 0 | 1,000 | 84,737,000 | 22,474,000 | ||||||||||||||||||||||||||||||||||||||||||||||
other investing activities, net of proceeds received | 58,000 | 2,341,000 | 2,786,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||
proceeds from (repayments of) short-term borrowings | -158,400,000 | 208,400,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||
(excess tax benefit) reduction of prior tax benefit from share-based payment arrangements | -330,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
purchases or contributions, to private equity or other investments, net of proceeds from sales of, or distributions received from, private equity and other investments | |||||||||||||||||||||||||||||||||||||||||||||||||||||
(repayments of) proceeds from short-term borrowings | |||||||||||||||||||||||||||||||||||||||||||||||||||||
proceeds from senior note issuances, net of debt issuance costs | |||||||||||||||||||||||||||||||||||||||||||||||||||||
repayments of borrowings by consolidated variable interest entities which are real estate partnerships | 1,000 | -7,104,000 | 0 | -7,159,000 | 30,000 | -9,800,000 | 0 | 2,000 | -11,547,000 | -1,000 | -11,599,000 | ||||||||||||||||||||||||||||||||||||||||||
proceeds from capital contributed to and borrowings of consolidated variable interest entities which are real estate partnerships | 0 | 0 | 0 | 0 | 30,445,000 | -20,977,000 | 21,078,000 | ||||||||||||||||||||||||||||||||||||||||||||||
excess tax benefit (reduction of prior tax benefit) from share-based payments | 330,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
excess tax benefits from share-based payment arrangements | 0 | -34,791,000 | 710,000 | -5,614,000 | 791,000 | 535,000 | 1,675,000 | ||||||||||||||||||||||||||||||||||||||||||||||
investments in real estate partnerships held by consolidated variable interest entities, net of other investing activity | -5,500,000 | -7,349,000 | 12,271,000 | 1,000 | -659,000 | -471,000 | 156,000 | 174,000 | |||||||||||||||||||||||||||||||||||||||||||||
(repayments) proceeds of short-term borrowings | |||||||||||||||||||||||||||||||||||||||||||||||||||||
excess tax benefits from share-based payments | 0 | 34,791,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||
goodwill impairment expense | |||||||||||||||||||||||||||||||||||||||||||||||||||||
(loans provided to) repayment of loans, to financial advisors | |||||||||||||||||||||||||||||||||||||||||||||||||||||
(purchases and originations of loans held for sale)/proceeds from sales of securitizations and loans held for sale | |||||||||||||||||||||||||||||||||||||||||||||||||||||
reduction of prior tax benefits/(excess tax benefits) from share-based payment arrangements | |||||||||||||||||||||||||||||||||||||||||||||||||||||
(purchases or contributions to private equity or other investments)/proceeds from sales of or distributions received from private equity and other investments | |||||||||||||||||||||||||||||||||||||||||||||||||||||
(repayments of)/proceeds from short-term borrowings | |||||||||||||||||||||||||||||||||||||||||||||||||||||
proceeds from federal home loan bank advances and other borrowed funds | |||||||||||||||||||||||||||||||||||||||||||||||||||||
purchase of additional equity interest in subsidiary | 0 | 0 | 0 | -4,017,000 | |||||||||||||||||||||||||||||||||||||||||||||||||
(reduction of prior tax benefits)/excess tax benefits, from share-based payments | |||||||||||||||||||||||||||||||||||||||||||||||||||||
(excess tax benefits) reduction of prior tax benefits from share-based payment arrangements | |||||||||||||||||||||||||||||||||||||||||||||||||||||
purchases of federal home loan bank/federal reserve bank stock, net of redemptions | |||||||||||||||||||||||||||||||||||||||||||||||||||||
proceeds from sales of, or distributions received from, private equity, and other investments, net of purchases, business acquisitions or contributions to private equity or other investments | |||||||||||||||||||||||||||||||||||||||||||||||||||||
proceeds from borrowed funds | 965,000 | 95,800,000 | 107,184,000 | 0 | |||||||||||||||||||||||||||||||||||||||||||||||||
repayments of borrowed funds | -44,495,000 | -1,035,000 | -124,966,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||
excess tax benefits (reduction of prior tax benefits) from share-based payments | |||||||||||||||||||||||||||||||||||||||||||||||||||||
(purchases)/redemptions of federal home loan bank/federal reserve bank stock | |||||||||||||||||||||||||||||||||||||||||||||||||||||
(purchases of or contributions to)/sales proceeds or distributions received from, private equity and other investments | |||||||||||||||||||||||||||||||||||||||||||||||||||||
(purchases) redemptions of federal home loan bank/federal reserve bank stock | -300,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
sales (purchases) of private equity and other investments | 3,845,000 | 15,707,000 | -3,825,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||
proceeds from issuance of shares in registered public offering | 0 | 591,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||
purchase of treasury stock | -371,000 | -1,267,000 | -2,168,000 | -17,054,000 | -16,113,000 | -82,000 | -6,910,739 | -5,261 | |||||||||||||||||||||||||||||||||||||||||||||
(loans provided to) repayments of loans, to financial advisors | |||||||||||||||||||||||||||||||||||||||||||||||||||||
sales of private equity and other investments | |||||||||||||||||||||||||||||||||||||||||||||||||||||
loans to financial advisors, brokerage client receivables and other accounts receivable | |||||||||||||||||||||||||||||||||||||||||||||||||||||
purchase and origination of loans held for sale, net of proceeds from sale of securitizations and loans held for sale | 31,057,000 | -59,570,000 | 22,499,000 | -12,822,000 | -64,560,000 | -54,488,000 | -19,508,132 | -2,868 | |||||||||||||||||||||||||||||||||||||||||||||
increase in loans | -195,413,000 | -294,310,000 | -471,738,000 | -489,970,000 | -222,162,000 | -48,760 | |||||||||||||||||||||||||||||||||||||||||||||||
redemptions (purchases) of federal home loan bank/federal reserve bank stock | |||||||||||||||||||||||||||||||||||||||||||||||||||||
(purchases) sales of private equity and other investments | -63,820,000 | -10,526,000 | |||||||||||||||||||||||||||||||||||||||||||||||||||
decrease in securities purchased under agreements to resell | |||||||||||||||||||||||||||||||||||||||||||||||||||||
acquisition of controlling interest in subsidiary | 0 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
increase in cash resulting from the consolidation of an acquired entity and the acquisition of a controlling interest in a subsidiary | |||||||||||||||||||||||||||||||||||||||||||||||||||||
loss benefit from auction rate securities | |||||||||||||||||||||||||||||||||||||||||||||||||||||
excess tax benefits from stock-based payment arrangements | -791,000 | -535,000 | -1,675,000 | -703,000 | -1,068,707 | -293 | |||||||||||||||||||||||||||||||||||||||||||||||
redemptions of federal home loan bank stock | 20,228,000 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
net decrease in cash and cash equivalents | -522,741,000 | 325,154,000 | -1,686,332,644 | -1,738,356 | |||||||||||||||||||||||||||||||||||||||||||||||||
(purchases) redemptions of federal home loan bank stock | |||||||||||||||||||||||||||||||||||||||||||||||||||||
proceeds from (repayments of) borrowed funds | |||||||||||||||||||||||||||||||||||||||||||||||||||||
repayments of borrowings | -3,848,000 | -831,000 | -1,891,000 | -2,556,074,205 | -2,527,795 | ||||||||||||||||||||||||||||||||||||||||||||||||
decrease in bank deposits | -34,426,000 | 233,875,000 | -368,737,678 | -397,322 | |||||||||||||||||||||||||||||||||||||||||||||||||
redemptions (purchases) of federal home loan bank stock | |||||||||||||||||||||||||||||||||||||||||||||||||||||
decrease (increase) in securities purchased under agreements to resell | |||||||||||||||||||||||||||||||||||||||||||||||||||||
investments in real estate partnerships held by variable interest entities, net of other investing activity | -1,001,000 | -9,722,000 | -2,321,631 | -4,369 | |||||||||||||||||||||||||||||||||||||||||||||||||
increase in cash resulting from the consolidation/deconsolidation of certain entities | |||||||||||||||||||||||||||||||||||||||||||||||||||||
stock-based compensation expense | 5,928,000 | 27,025,168 | 15,832 | ||||||||||||||||||||||||||||||||||||||||||||||||||
redemption of federal home loan bank stock | 38,034,000 | 4,772,223 | 4,777 | ||||||||||||||||||||||||||||||||||||||||||||||||||
available for sale securities maturations and repayments | 25,434,000 | 66,580,462 | 34,538 | ||||||||||||||||||||||||||||||||||||||||||||||||||
sales of available for sale securities | 2,323,000 | 11,432,839 | 11,161 | ||||||||||||||||||||||||||||||||||||||||||||||||||
repayments of borrowings by variable interest entities which are real estate partnerships | -11,820,000 | -11,847,141 | -11,859 | ||||||||||||||||||||||||||||||||||||||||||||||||||
proceeds from capital contributed to variable interest entities which are real estate partnerships | 15,384,000 | 17,513,804 | 14,196 | ||||||||||||||||||||||||||||||||||||||||||||||||||
decrease in loans | |||||||||||||||||||||||||||||||||||||||||||||||||||||
purchases of private equity and other investments | -8,648 | ||||||||||||||||||||||||||||||||||||||||||||||||||||
decrease (increase) in loans | |||||||||||||||||||||||||||||||||||||||||||||||||||||
(purchase) redemption of federal home loan bank stock | |||||||||||||||||||||||||||||||||||||||||||||||||||||
proceeds from borrowings by variable interest entities which are real estate partnerships | |||||||||||||||||||||||||||||||||||||||||||||||||||||
cash increased (reduced) by consolidation/deconsolidation of certain partnerships and other entities |