7Baggers
Quarterly
Annual
    Unit: USD2024-03-31 2023-03-31 2022-03-31 2021-03-31 2020-03-31 2019-03-31 2018-03-31 2017-03-31 2016-03-31 2015-03-31 2014-03-31 2013-03-31 2012-06-30 2012-03-31 2011-12-31 2011-09-30 2011-06-30 2011-03-31 2010-12-31 2010-09-30 2010-06-30 2010-03-31 2009-12-31 2009-09-30 2009-06-30 2009-03-31 2008-12-31 2008-09-30 2008-06-30 2008-03-31 2007-09-30 2007-03-31 2006-09-30 2006-03-31 
      
                                      
      assets
                                      
      cash and cash deposits:
                                      
      cash and cash equivalents
    4,239,359,000,000     2,686,659,000,000 2,354,639,000,000 2,536,840,000,000 3,476,261,000,000   805,087,000,000 693,713,000,000 1,070,520,000,000 1,014,576,000,000 551,639,000,000 692,812,000,000 1,620,340,000,000 1,043,487,000,000  665,074,000,000       430,925,000,000 603,846,000,000  660,404,000,000  330,804,000,000  
      time deposits
    545,842,000,000 409,082,000,000 320,754,000,000 281,422,000,000 309,373,000,000 289,753,000,000 315,445,000,000 207,792,000,000 196,632,000,000 328,151,000,000 363,682,000,000 577,921,000,000 529,809,000,000 653,462,000,000 450,566,000,000 506,817,000,000 466,491,000,000 339,419,000,000 420,531,000,000 244,961,000,000 194,764,000,000 196,909,000,000 153,793,000,000 166,411,000,000 175,914,000,000 537,084,000,000 773,761,000,000 888,793,000,000 830,157,000,000 758,130,000,000 955,859,000,000 546,682,000,000 587,254,000,000 518,111,000,000 
      deposits with stock exchanges and other segregated cash
    369,770,000,000 291,480,000,000 426,519,000,000 373,559,000,000 373,686,000,000 285,457,000,000 288,962,000,000 227,456,000,000 225,950,000,000 453,037,000,000 335,836,000,000 269,744,000,000 163,880,000,000 229,695,000,000 304,405,000,000 224,559,000,000 229,158,000,000 190,694,000,000 197,953,000,000 165,103,000,000 188,116,000,000 134,688,000,000 129,908,000,000 179,636,000,000 158,370,000,000 272,059,000,000 184,985,000,000 190,817,000,000 143,966,000,000 168,701,000,000 147,505,000,000 97,302,000,000 55,542,000,000 45,564,000,000 
      total cash and cash deposits
    5,154,971,000,000 4,521,247,000,000 4,063,511,000,000 4,164,735,000,000 3,874,948,000,000 3,261,869,000,000 2,959,046,000,000 2,972,088,000,000 3,898,843,000,000 2,096,596,000,000 2,189,310,000,000 1,652,752,000,000 1,387,402,000,000 1,953,677,000,000 1,769,547,000,000 1,283,015,000,000                   
      loans and receivables:
                                      
      loans receivable
    5,469,195,000,000 4,013,852,000,000 3,579,727,000,000 2,943,472,000,000 2,857,405,000,000 2,544,218,000,000 2,462,503,000,000 1,875,828,000,000 1,605,603,000,000 1,461,075,000,000 1,327,875,000,000 1,575,494,000,000 1,113,721,000,000 1,293,372,000,000 1,072,128,000,000 1,027,105,000,000 1,296,586,000,000 1,271,284,000,000 1,228,686,000,000 1,129,471,000,000 1,226,391,000,000 1,310,375,000,000 997,410,000,000 933,751,000,000 653,696,000,000 519,179,000,000 625,291,000,000 693,637,000,000 896,948,000,000 784,262,000,000 964,214,000,000 935,711,000,000 1,049,570,000,000 682,824,000,000 
      receivables from customers
    453,937,000,000 379,911,000,000 417,661,000,000 459,090,000,000 541,284,000,000 449,706,000,000 442,343,000,000 148,378,000,000 210,844,000,000 187,026,000,000 64,070,000,000 63,792,000,000 127,334,000,000 58,310,000,000 58,168,000,000 51,845,000,000 49,404,000,000 32,772,000,000 19,416,000,000 42,014,000,000 40,334,000,000 59,141,000,000 54,537,000,000 34,790,000,000 40,330,000,000 23,619,000,000 17,302,000,000 34,025,000,000 38,004,000,000 43,623,000,000 34,354,000,000 47,518,000,000 37,627,000,000 26,810,000,000 
      receivables from other than customers
    928,632,000,000 819,263,000,000 1,069,660,000,000 793,669,000,000 1,731,236,000,000 892,283,000,000 973,867,000,000 1,076,773,000,000 1,156,608,000,000 1,303,576,000,000 1,181,742,000,000 992,847,000,000 866,230,000,000 864,629,000,000 1,422,340,000,000 916,903,000,000 1,287,391,000,000 928,626,000,000 749,156,000,000 728,241,000,000 709,759,000,000 707,623,000,000 719,860,000,000 893,179,000,000 990,585,000,000 1,103,974,000,000 987,356,000,000 1,940,324,000,000 438,805,000,000 1,045,541,000,000 1,262,415,000,000 637,209,000,000 1,245,984,000,000 656,925,000,000 
      allowance for credit losses
    -18,047,000,000 -5,832,000,000 -66,346,000,000                                
      total loans and receivables
    6,833,717,000,000 5,207,194,000,000 5,000,702,000,000 4,142,447,000,000 5,116,913,000,000 3,882,038,000,000 3,875,199,000,000 3,097,428,000,000 2,969,578,000,000 2,948,424,000,000 2,570,678,000,000 2,629,875,000,000 2,102,547,000,000 2,211,423,000,000 2,547,758,000,000 1,991,025,000,000                   
      collateralized agreements:
                                      
      securities purchased under agreements to resell
    15,621,132,000,000 13,834,460,000,000 11,879,312,000,000 10,775,078,000,000 12,377,315,000,000 13,194,543,000,000 9,853,898,000,000 11,456,591,000,000 9,205,165,000,000 8,481,474,000,000 9,617,675,000,000 8,295,372,000,000 8,194,771,000,000 7,662,748,000,000 8,444,396,000,000 8,885,582,000,000 9,347,210,000,000 9,558,617,000,000 7,191,833,000,000 8,099,326,000,000 7,153,342,000,000 7,073,926,000,000 6,521,674,000,000 4,437,473,000,000 4,966,657,000,000 2,657,151,000,000 1,862,372,000,000 2,553,215,000,000 2,414,386,000,000 3,233,200,000,000 3,517,842,000,000 8,061,805,000,000 7,885,086,000,000 8,278,834,000,000 
      securities borrowed
    5,373,663,000,000 4,283,039,000,000 4,997,129,000,000 5,264,360,000,000 3,529,797,000,000 4,112,416,000,000 6,383,845,000,000 7,273,234,000,000 5,872,495,000,000 8,238,046,000,000 7,729,326,000,000 5,819,885,000,000 4,802,722,000,000 6,079,898,000,000 4,160,002,000,000 5,565,997,000,000 5,962,298,000,000 5,597,701,000,000 5,556,224,000,000 6,116,480,000,000 5,609,120,000,000 5,393,287,000,000 4,954,722,000,000 5,286,822,000,000 5,184,901,000,000 5,755,467,000,000 5,519,988,000,000 5,180,708,000,000 6,281,857,000,000 7,158,167,000,000 7,886,590,000,000 9,776,422,000,000 7,124,886,000,000 8,748,973,000,000 
      total collateralized agreements
    20,994,795,000,000 18,117,499,000,000 16,876,441,000,000 16,039,438,000,000 15,907,112,000,000 17,306,959,000,000 16,237,743,000,000 18,729,825,000,000 15,077,660,000,000 16,719,520,000,000 17,347,001,000,000 14,115,257,000,000 12,997,493,000,000 13,742,646,000,000 12,604,398,000,000 14,451,579,000,000                   
      trading assets and private equity and debt investments:
                                      
      trading assets*
    19,539,742,000,000     14,355,712,000,000 14,962,690,000,000 15,165,310,000,000 16,379,424,000,000   17,037,191,000,000 14,875,983,000,000 13,921,639,000,000 12,597,327,000,000 15,277,420,000,000 16,325,461,000,000 14,952,511,000,000 14,755,611,000,000  16,091,408,000,000              
      private equity and debt investments*
    117,066,000,000                                  
      total trading assets and private equity and debt investments
    19,656,808,000,000 17,609,333,000,000 15,296,010,000,000 15,738,179,000,000 16,898,100,000,000                              
      other assets:
                                      
      office buildings, land, equipment and facilities
    448,785,000,000 464,316,000,000 419,047,000,000 464,449,000,000 440,512,000,000 349,365,000,000 338,984,000,000  355,507,000,000 401,069,000,000 408,917,000,000 428,241,000,000 1,049,113,000,000 1,045,950,000,000 1,054,560,000,000 1,054,780,000,000 1,086,945,000,000 392,036,000,000 382,275,000,000 387,432,000,000 399,693,000,000 357,194,000,000 364,968,000,000 377,929,000,000 355,283,000,000 357,256,000,000 388,546,000,000 367,344,000,000 385,954,000,000 389,151,000,000 449,209,000,000 422,290,000,000 353,160,000,000 330,964,000,000 
      non-trading debt securities*
    335,401,000,000     460,661,000,000 485,891,000,000 775,025,000,000 870,812,000,000   920,611,000,000 913,356,000,000 862,758,000,000 836,243,000,000 854,698,000,000 853,630,000,000 591,797,000,000 556,271,000,000  387,151,000,000              
      investments in equity securities*
    105,088,000,000     138,447,000,000 150,760,000,000 146,730,000,000 137,970,000,000   123,490,000,000 81,113,000,000 88,187,000,000 78,304,000,000 81,030,000,000 83,778,000,000 91,035,000,000 94,341,000,000  110,718,000,000              
      investments in and advances to affiliated companies*
    462,017,000,000     436,220,000,000 408,034,000,000 420,116,000,000 395,284,000,000   345,705,000,000 195,629,000,000 193,954,000,000 194,082,000,000 202,620,000,000 204,221,000,000 273,105,000,000 247,176,000,000  248,324,000,000              
      other
    1,155,621,000,000 1,014,707,000,000 773,586,000,000 1,049,432,000,000 827,022,000,000 748,091,000,000 908,134,000,000 1,168,806,000,000 974,511,000,000 822,566,000,000 784,174,000,000 602,159,000,000 1,462,526,000,000 1,475,123,000,000 1,537,603,000,000 1,479,214,000,000 1,552,591,000,000 568,493,000,000 565,992,000,000 580,380,000,000 604,771,000,000 598,746,000,000 778,055,000,000 793,231,000,000 766,315,000,000 723,243,000,000 718,958,000,000 713,680,000,000 653,544,000,000 808,909,000,000 988,778,000,000 869,506,000,000 278,850,000,000 193,909,000,000 
      total other assets
    2,506,912,000,000 2,316,529,000,000 2,175,492,000,000 2,431,681,000,000 2,202,742,000,000 2,132,784,000,000 2,291,803,000,000 2,860,373,000,000 2,734,084,000,000 2,709,848,000,000 2,699,011,000,000 2,420,206,000,000 3,701,737,000,000 3,665,972,000,000 3,700,792,000,000 3,672,342,000,000                   
      total assets
    55,147,203,000,000     40,969,439,000,000 40,343,947,000,000 42,852,078,000,000 41,090,167,000,000   37,942,439,000,000 35,254,342,000,000 35,697,312,000,000 33,494,863,000,000 36,935,671,000,000 39,713,079,000,000 36,692,990,000,000 33,300,907,000,000  33,935,100,000,000       24,758,108,000,000 25,995,861,000,000  29,333,718,100,000,000  32,682,845,100,000,000  
      *
                                      
      trading assets
     17,509,934,000,000 15,230,817,000,000 15,674,354,000,000 16,853,822,000,000     17,260,121,000,000 18,672,318,000,000         15,132,055,000,000  14,374,028,000,000 13,611,855,000,000 13,118,046,000,000 12,761,442,000,000 11,348,747,000,000 9,867,344,000,000 10,606,716,000,000 12,153,453,000,000 10,325,760,000,000 11,338,576,000,000 12,830,826,000,000   
      private equity and debt investments
     99,399,000,000 65,193,000,000 63,825,000,000 44,278,000,000                              
      non-trading debt securities
     337,361,000,000 484,681,000,000 426,758,000,000 455,392,000,000     948,180,000,000 1,023,746,000,000         476,664,000,000  308,814,000,000 291,609,000,000 253,490,000,000 253,782,000,000 244,027,000,000 271,691,000,000 282,506,000,000 274,383,000,000 246,108,000,000 288,765,000,000 255,934,000,000 229,379,000,000 220,593,000,000 
      investments in equity securities
     97,660,000,000 133,897,000,000 126,649,000,000 112,175,000,000     159,755,000,000 136,740,000,000         105,063,000,000  122,948,000,000 120,044,000,000 122,378,000,000 127,445,000,000 118,902,000,000 122,080,000,000 131,730,000,000 141,914,000,000 139,330,000,000 162,280,000,000 195,238,000,000 207,650,000,000 219,486,000,000 
      investments in and advances to affiliated companies
     402,485,000,000 364,281,000,000 364,393,000,000 367,641,000,000     378,278,000,000 345,434,000,000         247,962,000,000  251,273,000,000 248,883,000,000 242,779,000,000 243,956,000,000 243,474,000,000 263,117,000,000 346,941,000,000 347,222,000,000 361,334,000,000 438,610,000,000 441,536,000,000 295,955,000,000 223,912,000,000 
      liabilities and equity
                                      
      short-term borrowings
           662,902,000,000                    1,232,400,000,000 1,449,732,000,000  1,346,591,000,000  829,315,000,000  
      payables and deposits:
                                      
      payables to customers
     1,359,948,000,000 1,522,961,000,000 1,454,755,000,000 1,467,434,000,000   688,196,000,000  723,839,000,000 492,516,000,000         481,181,000,000  705,302,000,000 316,495,000,000 363,787,000,000 406,026,000,000 403,797,000,000 338,886,000,000 299,626,000,000 342,075,000,000 396,629,000,000 333,445,000,000 304,462,000,000 423,758,000,000 247,511,000,000 
      payables to other than customers
     1,799,585,000,000 1,636,725,000,000 1,773,699,000,000 1,653,495,000,000   1,337,931,000,000  1,454,361,000,000 1,230,176,000,000         410,276,000,000  374,522,000,000 579,203,000,000 380,909,000,000 319,526,000,000 398,187,000,000 261,705,000,000 382,330,000,000 450,341,000,000 569,294,000,000 448,544,000,000 623,143,000,000 363,132,000,000 619,271,000,000 
      deposits received at banks
     2,137,936,000,000 1,760,679,000,000 1,342,464,000,000 1,276,153,000,000   2,222,991,000,000  1,220,400,000,000 1,114,181,000,000         688,796,000,000  448,595,000,000 449,603,000,000 500,564,000,000 493,828,000,000 440,334,000,000 345,354,000,000 424,777,000,000 518,597,000,000 362,775,000,000 495,770,000,000 418,250,000,000   
      total payables and deposits
     5,297,469,000,000 4,920,365,000,000 4,570,918,000,000 4,397,082,000,000   4,249,118,000,000  3,398,600,000,000 2,836,873,000,000                        
      collateralized financing:
                                      
      securities sold under agreements to repurchase
     14,217,966,000,000 12,574,556,000,000 13,360,429,000,000 16,349,182,000,000   14,192,309,000,000  12,217,144,000,000 13,937,690,000,000         9,539,055,000,000  8,078,020,000,000 7,602,227,000,000 6,533,554,000,000 6,797,673,000,000 5,000,787,000,000 3,576,710,000,000 3,876,310,000,000 4,871,410,000,000 4,298,872,000,000 5,619,336,000,000 11,874,697,000,000 11,861,474,000,000 10,773,589,000,000 
      securities loaned
     1,556,663,000,000 1,567,351,000,000 1,380,629,000,000 961,446,000,000   1,937,009,000,000  2,494,036,000,000 2,359,809,000,000         1,700,116,000,000  1,815,981,000,000 1,565,080,000,000 1,275,519,000,000 3,022,663,000,000 2,243,152,000,000 4,166,232,000,000 3,486,486,000,000 3,840,495,000,000 3,753,730,000,000 4,236,458,000,000 7,334,086,000,000 6,287,138,000,000 6,486,798,000,000 
      other secured borrowings
     334,319,000,000 396,291,000,000 392,515,000,000 717,711,000,000   476,273,000,000  668,623,000,000 814,500,000,000         1,258,165,000,000  1,322,480,000,000 1,095,365,000,000 1,241,045,000,000 1,825,420,000,000 2,914,015,000,000 920,544,000,000 2,341,241,000,000 879,686,000,000 2,488,129,000,000 2,342,188,000,000 1,390,473,000,000 1,283,263,000,000 3,002,625,000,000 
      total collateralized financing
     16,108,948,000,000 14,538,198,000,000 15,133,573,000,000 18,028,339,000,000   16,605,591,000,000  15,379,803,000,000 17,111,999,000,000                        
      trading liabilities
     10,557,971,000,000 9,652,118,000,000 9,473,261,000,000 8,546,284,000,000   7,499,335,000,000  10,044,236,000,000 11,047,285,000,000         8,574,921,000,000  8,356,806,000,000 7,584,656,000,000 7,810,019,000,000 5,617,886,000,000 4,752,054,000,000 4,347,347,000,000 4,765,785,000,000 5,482,841,000,000 5,154,369,000,000  4,800,403,000,000   
      other liabilities
     1,175,521,000,000 1,020,225,000,000 1,239,167,000,000 1,034,448,000,000   1,200,647,000,000  1,217,099,000,000 1,141,750,000,000         424,867,000,000  494,983,000,000 614,946,000,000 623,324,000,000 456,633,000,000 479,724,000,000 424,536,000,000 493,797,000,000 442,930,000,000 636,184,000,000  845,522,000,000   
      long-term borrowings
     10,399,210,000,000 9,258,306,000,000 7,975,012,000,000 7,775,665,000,000   8,129,559,000,000  8,336,296,000,000 8,227,063,000,000         7,984,932,000,000  7,199,061,000,000 6,642,077,000,000 6,062,350,000,000 5,940,361,000,000 5,483,028,000,000 5,746,328,000,000 5,645,219,000,000 5,772,531,000,000 5,224,426,000,000 5,816,850,000,000 5,002,890,000,000 4,434,458,000,000 3,598,599,000,000 
      total liabilities
     44,547,660,000,000 40,439,353,000,000 39,760,029,000,000 41,268,551,000,000   38,347,152,000,000  39,038,290,000,000 40,967,101,000,000         32,235,619,000,000  30,097,414,000,000 27,686,325,000,000 26,034,358,000,000 25,983,236,000,000 23,298,452,000,000 21,035,506,000,000 22,947,971,000,000 24,050,638,000,000 24,310,674,000,000 27,099,790,000,000 33,687,455,000,000 30,557,817,000,000 32,962,708,000,000 
      commitments and contingencies
                                      
      equity:
                                      
      nomura holdings, inc. (“nhi”) shareholders’ equity:
                                      
      common stock
                                      
      no par value shares; authorized—6,000,000,000 shares issued—3,233,562,601 shares outstanding—3,017,804,012 and 3,003,679,324 shares
     594,493,000,000                                 
      additional paid-in capital
     707,189,000,000 697,507,000,000 696,122,000,000 683,232,000,000   692,706,000,000  683,407,000,000 683,638,000,000         638,263,000,000  635,828,000,000 635,509,000,000 384,272,000,000 350,703,000,000 374,413,000,000 185,923,000,000 182,413,000,000 179,084,000,000 177,227,000,000 170,267,000,000 165,496,000,000 162,127,000,000 159,527,000,000 
      retained earnings
     1,647,005,000,000 1,606,987,000,000 1,533,713,000,000 1,645,451,000,000   1,516,577,000,000  1,437,940,000,000 1,287,003,000,000         1,058,450,000,000  1,074,213,000,000 1,070,463,000,000 1,060,227,000,000 1,043,638,000,000 1,038,557,000,000 1,254,391,000,000 1,613,513,000,000 1,702,609,000,000 1,779,783,000,000 1,944,562,000,000 1,910,978,000,000 1,852,207,000,000 1,819,037,000,000 
      accumulated other comprehensive income
     318,454,000,000 127,973,000,000 -38,144,000,000 -26,105,000,000   44,980,000,000  143,739,000,000 20,636,000,000         -140,771,000,000   -120,958,000,000 -117,520,000,000 -100,755,000,000     -71,111,000,000 13,911,000,000 6,613,000,000   
      total nhi shareholders’ equity before treasury stock
     3,267,141,000,000 3,026,960,000,000 2,786,184,000,000 2,897,071,000,000   2,848,756,000,000            2,150,435,000,000               
      common stock held in treasury, at cost—215,758,589 and 229,883,277 shares
     -118,574,000,000                                 
      total nhi shareholders’ equity
     3,148,567,000,000 2,914,605,000,000 2,694,938,000,000 2,653,467,000,000   2,700,239,000,000  2,707,774,000,000 2,513,680,000,000         2,051,587,000,000  2,126,929,000,000 2,109,768,000,000 1,615,939,000,000 1,544,470,000,000          
      noncontrolling interests
     75,575,000,000 58,198,000,000 61,513,000,000 77,797,000,000   42,776,000,000  37,172,000,000 39,533,000,000         9,087,000,000  6,085,000,000 13,537,000,000 11,101,000,000 11,994,000,000          
      total equity
     3,224,142,000,000 2,972,803,000,000 2,756,451,000,000 2,731,264,000,000   2,743,015,000,000  2,744,946,000,000 2,553,213,000,000         2,060,674,000,000  2,133,014,000,000 2,123,305,000,000 1,627,040,000,000 1,556,464,000,000          
      total liabilities and equity
           41,090,167,000,000                           
      no par value shares; authorized—6,000,000,000 shares issued—3,233,562,601 shares outstanding—3,063,155,434 and 3,017,804,012 shares
      594,493,000,000                                
      common stock held in treasury, at cost—170,407,167 and 215,758,589 shares
      -112,355,000,000                                
      allowance for doubtful accounts
       -53,784,000,000 -13,012,000,000 -4,169,000,000 -3,514,000,000 -3,551,000,000 -3,477,000,000 -3,253,000,000 -3,009,000,000 -2,258,000,000 -4,738,000,000 -4,888,000,000 -4,878,000,000 -4,828,000,000 -4,953,000,000 -4,860,000,000 -5,450,000,000 -4,191,000,000  -5,425,000,000 -6,828,000,000 -7,551,000,000 -6,606,000,000 -3,765,000,000 -3,196,000,000   -1,399,000,000 -1,526,000,000 -2,027,000,000 -3,464,000,000 -2,878,000,000 
      no par value shares; authorized—6,000,000,000 shares as of march 31, 2020 and march 31, 2021 issued—3,493,562,601 shares as of march 31, 2020 and 3,233,562,601 shares as of march 31, 2021 outstanding—3,038,587,493 shares as of march 31, 2020 and 3,063,155,434 shares as of march 31, 2021
       594,493,000,000                               
      common stock held in treasury, at cost—454,975,108 shares as of march 31, 2020 and 170,407,167 shares as of march 31, 2021
       -91,246,000,000                               
      no par value shares; authorized—6,000,000,000 shares as of march 31, 2019 and march 31, 2020 issued—3,493,562,601 shares as of march 31, 2019 and march 31, 2020 outstanding—3,310,800,799 shares as of march 31, 2019 and 3,038,587,493 shares as of march 31, 2020
        594,493,000,000                              
      common stock held in treasury, at cost—182,761,802 shares as of march 31, 2019 and 454,975,108 shares as of march 31, 2020
        -243,604,000,000                              
      trading assets and private equity investments:
                                      
      private equity investments*
         30,077,000,000                             
      total trading assets and private equity investments
         14,385,789,000,000 14,980,156,000,000 15,192,364,000,000 16,410,002,000,000 17,308,848,000,000 18,714,314,000,000 17,124,349,000,000 15,065,163,000,000 14,123,594,000,000 12,872,368,000,000 15,537,710,000,000                   
      private equity investments
          17,466,000,000 27,054,000,000 30,578,000,000 48,727,000,000 41,996,000,000 87,158,000,000 189,180,000,000 201,955,000,000 275,041,000,000 260,290,000,000 280,056,000,000 289,420,000,000 297,405,000,000 310,428,000,000 310,776,000,000 326,254,000,000 323,717,000,000 320,600,000,000 336,050,000,000 323,865,000,000 331,827,000,000 399,688,000,000 393,561,000,000 330,745,000,000 239,843,000,000 347,394,000,000 335,247,000,000 365,276,000,000 
      equity
                                      
      nhi shareholders’ equity:
                                      
      authorized
                                      
      issued
                                      
      outstanding
                                      
      common stock held in treasury, at cost-
                                      
      214,170,602 shares as of march 31, 2016 and
                                      
      294,133,150 shares as of march 31, 2017
           -148,517,000,000                           
      no par value shares; authorized—6,000,000,000 shares in 2014 and 2015 issued—3,822,562,601 shares in 2014 and 2015 outstanding—3,717,630,462 shares in 2014 and 3,598,865,213 shares in 2015
             594,493,000,000                         
      total nhi shareholder’s equity before treasury stock
             2,859,579,000,000 2,585,770,000,000           2,195,402,000,000             
      common stock held in treasury, at cost—104,932,139 shares in 2014 and 223,697,388 shares in 2015
             -151,805,000,000                         
      nomura holdings, inc (“nhi”) shareholders’ equity:
                                      
      no par value shares authorized—6,000,000,000 shares in 2013 and 2014 issued—3,822,562,601 shares in 2013 and 2014 outstanding—3,710,960,252 shares in 2013 and 3,717,630,462 shares in 2014
              594,493,000,000                        
      common stock held in treasury, at cost—111,602,349 shares in 2013 and 104,932,139 shares in 2014
              -72,090,000,000                        
      cash and cash deposits, total
                    1,388,461,000,000 2,150,453,000,000 1,661,971,000,000 944,968,000,000 1,047,954,000,000 1,352,244,000,000             
      loans and receivables, total
                    2,628,428,000,000 2,227,822,000,000 1,991,808,000,000 1,895,535,000,000 1,971,843,000,000 2,071,714,000,000             
      collateralized agreements, total
                    15,309,508,000,000 15,156,318,000,000 12,748,057,000,000 14,215,806,000,000 12,762,462,000,000 12,467,213,000,000             
      trading assets and private equity investments, total
                    16,605,517,000,000 15,241,931,000,000 15,053,016,000,000 15,442,483,000,000 16,402,184,000,000 14,700,282,000,000             
      other assets, total
                    3,781,165,000,000 1,916,466,000,000 1,846,055,000,000 1,797,501,000,000 1,750,657,000,000 1,638,975,000,000             
      payables and deposits, total
                       1,580,253,000,000  1,528,419,000,000             
      collateralized financing, total
                       12,497,336,000,000  11,216,481,000,000             
      no par value shares;
                                      
      authorized—6,000,000,000 shares as of september 30, 2010 and march 31, 2010
                                      
      issued—3,719,133,241 shares as of september 30, 2010 and march 31, 2010
                                      
      outstanding—3,599,477,605 shares as of september 30, 2010 and 3,669,044,614 shares as of march 31, 2010
                       594,493,000,000               
      common stock held in treasury, at cost—119,655,636 shares and 50,088,627 shares as of september 30, 2010 and march 31, 2010
                       -98,848,000,000               
      no par value share; authorized—6,000,000,000 shares in 2009 and 2010 issued—2,661,092,760 shares in 2009 and 3,719,133,241 shares in 2010 outstanding—2,604,779,843 shares in 2009 and 3,669,044,614 shares in 2010
                         594,493,000,000             
      accumulated other comprehensive loss
                         -109,132,000,000    -118,437,000,000 -126,681,000,000        
      common stock held in treasury, at cost— 56,312,917 shares in 2009 and 50,088,627 shares in 2010
                         -68,473,000,000             
      no par value share;
                                      
      authorized—6,000,000,000 shares at december 31, 2009 and march 31, 2009
                                      
      issued—3,719,133,241 shares at december 31, 2009 and 2,661,092,760 shares at march 31, 2009
                                      
      outstanding—3,668,113,115 shares at december 31, 2009 and 2,604,779,843 shares at march 31, 2009
                          594,493,000,000            
      common stock held in treasury, at cost—51,020,126 shares and 56,312,917 shares at december 31, 2009 and march 31, 2009, respectively
                          -69,739,000,000            
      liabilities and shareholders’ equity
                                      
      authorized—6,000,000,000 shares at september 30, 2009 and march 31, 2009
                                      
      issued—2,832,914,058 shares at september 30, 2009 and 2,661,092,760 shares at march 31, 2009
                                      
      outstanding—2,781,478,197 shares at september 30, 2009 and 2,604,779,843 shares at march 31, 2009
                           359,265,000,000           
      common stock held in treasury, at cost—51,435,861 shares and 56,312,917 shares at september 30, 2009 and march 31, 2009, respectively
                           -70,305,000,000           
      authorized—6,000,000,000 shares at june 30, 2009 and march 31, 2009
                                      
      issued—2,674,838,462 shares at june 30, 2009 and 2,661,092,760 shares at march 31, 2009
                                      
      outstanding—2,620,759,254 shares at june 30, 2009 and 2,604,779,843 shares at march 31, 2009
                            324,765,000,000          
      common stock held in treasury, at cost—54,079,208 shares and 56,312,917 shares at june 30, 2009 and march 31, 2009, respectively
                            -73,881,000,000          
      shareholders’ equity:
                                      
      authorized—6,000,000,000 shares in 2008 and 2009
                                      
      issued—1,965,919,860 shares in 2008 and 2,661,092,760 shares in 2009
                                      
      outstanding—1,906,885,059 shares in 2008 and 2,604,779,843 shares in 2009
                             321,765,000,000         
      common stock held in treasury, at cost—59,034,801 shares in 2008 and 56,312,917 shares in 2009
                             -76,902,000,000         
      total shareholders’ equity
                             1,539,396,000,000 1,419,003,000,000 1,810,137,000,000 1,945,223,000,000 1,988,124,000,000 2,233,928,000,000 2,185,919,000,000 2,125,028,000,000 2,063,327,000,000 
      total liabilities and shareholders’ equity
                               24,758,108,000,000 25,995,861,000,000  29,333,718,000,000  32,682,845,000,000  
      authorized—6,000,000,000 shares at december 31, 2008 and march 31, 2008
                                      
      issued—1,965,919,860 shares at december 31, 2008 and march 31, 2008
                                      
      outstanding—1,909,222,806 shares at december 31, 2008 and 1,906,885,059 shares at march 31, 2008
                              182,800,000,000        
      common stock held in treasury, at cost—56,697,054 shares and 59,034,801 shares at december 31, 2008 and march 31, 2008, respectively
                              -77,430,000,000        
      authorized—6,000,000,000 shares at september 30, 2008 and march 31, 2008
                                      
      issued—1,965,919,860 shares at september 30, 2008 and march 31, 2008
                                      
      outstanding—1,908,740,169 shares at september 30, 2008 and 1,906,885,059 shares at march 31, 2008
                               182,800,000,000       
      common stock held in treasury, at cost—57,179,691 shares and 59,034,801 shares at september 30, 2008 and march 31, 2008, respectively
                                      
      authorized—6,000,000,000 shares at june 30, 2008 and march 31, 2008
                                      
      issued—1,965,919,860 shares at june 30, 2008 and march 31, 2008
                                      
      outstanding—1,908,596,080 shares at june 30, 2008 and 1,906,885,059 shares at march 31, 2008
                                182,800,000,000      
      common stock held in treasury, at cost—57,323,780 shares and 59,034,801 shares at june 30, 2008 and march 31, 2008, respectively
                                      
      trading assets and private equity investments
                                      
      authorized—6,000,000,000 shares in 2007 and 2008
                                      
      issued—1,965,919,860 shares in 2007 and 2008
                                      
      outstanding—1,907,049,871 shares in 2007 and 1,906,885,059 shares in 2008
                                 182,800,000,000     
      common stock held in treasury, at cost—58,869,989 shares in 2007 and 59,034,801 shares in 2008
                                 -80,575,000,000     
      trading liabilities:
                                  5,559,848,000,000    
      other liabilities:
                                  900,760,000,000    
      no par value share; authorized – 6,000,000,000 shares issued – 1,965,919,860 shares at september 30, 2006, september 30, 2007 and march 31, 2007 outstanding – 1,906,067,957 shares at september 30, 2006, 1,908,831,093 shares at september 30, 2007 and 1,907,049,871 shares at march 31, 2007
                                  182,800,000,000    
      common stock held in treasury, at cost – 59,851,903 shares at september 30, 2006, 57,088,767 shares at september 30, 2007 and 58,869,989 shares at march 31, 2007
                                  -77,612,000,000    
      authorized—6,000,000,000 shares in 2006 and 2007
                                      
      issued—1,965,919,860 shares in 2006 and 2007
                                      
      outstanding—1,904,864,196 shares in 2006 and 1,907,049,871 shares in 2007
                                   182,800,000,000   
      common stock held in treasury, at cost—61,055,664 shares in 2006 and 58,869,989 shares in 2007
                                   -79,968,000,000   
      securities inventory
                                    11,850,187,000,000 12,739,805,000,000 
      derivative contracts
                                    631,990,000,000 592,360,000,000 
      lease deposits
                                    44,960,000,000 47,582,000,000 
      deferred tax assets
                                    142,178,000,000 145,024,000,000 
      assets of discontinued operations
                                      
      time and other deposits received
                                    402,526,000,000 372,949,000,000 
      securities sold but not yet purchased
                                    3,505,842,000,000 5,880,919,000,000 
      accrued income taxes
                                    32,253,000,000 188,770,000,000 
      accrued pension and severance costs
                                    65,308,000,000 65,041,000,000 
      liabilities of discontinued operations
                                      
      no par value share; authorized – 6,000,000,000 shares issued – 1,965,919,860 shares at september 30, 2005, september 30, 2006 and march 31, 2006 outstanding – 1,904,363,154 shares at september 30, 2005, 1,906,067,957 shares at september 30, 2006 and 1,904,864,196 shares at march 31, 2006
                                    182,800,000,000  
      minimum pension liability adjustment
                                    -14,028,000,000 -14,096,000,000 
      cumulative translation adjustments
                                    23,147,000,000 -1,129,000,000 
      less-common stock held in treasury, at cost – 61,556,706 shares at september 30, 2005, 59,851,903 shares at september 30, 2006 and 61,055,664 shares at march 31, 2006
                                    -81,225,000,000  
      no par value share; authorized—6,000,000,000 shares
                                      
      issued—1,965,919,860 shares at march 31, 2005 and 2006
                                     182,800,000,000 
      accumulated other comprehensive income:
                                      
      less—common stock held in treasury, at cost—24,657,971 shares and 61,055,664 shares at march 31, 2005 and 2006, respectively
                                     -82,812,000,000 
    The information provided in this report is taken from www.sec.gov and many other data providers. While we have conducted our best efforts to ensure that the parsed data is accurate, we cannot guarantee its accuracy. Please use caution and understand that any consequences of its use are your own responsibility.